USPTO serial 76156439
401(K) ADVISOR
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Jul 9, 2002
- Examiner
- GUNAWARDHANA, SONALI
- Law office
- GENERIC WEB UPDATE
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
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Owner
New York, NY
New York, NY
New York, NY
MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
PURCHASE, NY
Other trademarks owned by MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
MORGAN STANLEY DOMESTIC HOLDINGS, INC.
NEW YORK, NY
Other trademarks owned by MORGAN STANLEY DOMESTIC HOLDINGS, INC.
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
DOROTHY R.WHITNEY
DOROTHY R.WHITNEY COWAN LIEBOWITZ & LATMAN PC114 West 47th StreetNEW YORK, NY 10036-1525UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | FINANCIAL SERVICES, NAMELY, INVESTMENT MANAGEMENT, INVESTMENT CONSULTATION AND ADVICE IN THE FIELD OF MUTUAL FUNDS | SECTION 8 - CANCELLED | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Citigroup Global Markets Inc.
- Other trademarks owned by Salomon Smith Barney Inc.
- Other trademarks owned by Salomon Smith Barney Inc.
- Other trademarks owned by MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
- Other trademarks owned by MORGAN STANLEY DOMESTIC HOLDINGS, INC.
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jan 20, 2023 | CAEX | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 | — |
| Jul 9, 2021 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Feb 8, 2017 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Mar 31, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jul 5, 2012 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED | — |
| Jul 5, 2012 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Jul 5, 2012 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Jul 5, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jun 26, 2012 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jul 29, 2009 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jul 19, 2008 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Jul 16, 2008 | PLGL | ASSIGNED TO PARALEGAL | — |
| Jul 3, 2008 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Oct 22, 2007 | CFIT | CASE FILE IN TICRS | — |
| Jul 9, 2002 | R.SR | REGISTERED-SUPPLEMENTAL REGISTER | Your mark is registered on the Supplemental Register, which is available for marks that are not yet distinctive enough for the Principal Register but can still identify a source. Protection is more limited than Principal Register registration but can later support a Principal Register application. |
| Apr 22, 2002 | CNTA | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER | — |
| Apr 15, 2002 | CNEA | EXAMINERS AMENDMENT MAILED | — |
| Oct 30, 2001 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| May 2, 2001 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 21, 2001 | DOCK | ASSIGNED TO EXAMINER | — |