Drawing for REGULATORY COMPLIANCE

USPTO serial 85548026

REGULATORY COMPLIANCE

Reviewed by CopyMark Law Group

Reg. 4377304Status 710
Filing date
Status date
Registration date
Jul 30, 2013
Examiner
BUTTON, JENNIFER JO
Law office
TMO LAW OFFICE 113

What this means

Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.

Status 710: Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active.

Need help with REGULATORY COMPLIANCE?

If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.

Current trademark owner
Monitor this mark, or talk with CopyMark about this registration.
Not the owner?
File a new U.S. trademark application, or speak with our attorneys.

Owner

Goods and services

ClassDescriptionStatusFirst use
035preparation and filing of compliance reports in the nature of financial reportsSECTION 8 - CANCELLEDJul 1, 2006
045regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulationsSECTION 8 - CANCELLEDJul 1, 2006

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Feb 9, 2024CAEXCANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Aug 17, 2022CHANAPPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 17, 2022TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 17, 2022ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Aug 17, 2022REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 17, 2022COARTEAS CHANGE OF OWNER ADDRESS RECEIVED
Jul 30, 2022REM2COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Oct 13, 2021ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Jan 23, 2019ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Aug 18, 2018NAS8NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Aug 18, 20188.OKREGISTERED - SEC. 8 (6-YR) ACCEPTEDThe USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline.
Aug 18, 2018APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL
Aug 13, 2018ES8RTEAS SECTION 8 RECEIVED
Aug 13, 2018TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED
Jul 30, 2013R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
Jun 28, 2013SUNANOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
Jun 27, 2013REGVLAW OFFICE REGISTRATION REVIEW COMPLETED
Jun 26, 2013CNPRALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jun 26, 2013SUPCSTATEMENT OF USE PROCESSING COMPLETE
Jun 20, 2013AITUCASE ASSIGNED TO INTENT TO USE PARALEGAL
May 23, 2013IUAFUSE AMENDMENT FILED
May 23, 2013EISUTEAS STATEMENT OF USE RECEIVEDThe applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action.
May 6, 2013DOCKASSIGNED TO EXAMINER
Feb 26, 2013NOAMNOA MAILED - SOU REQUIRED FROM APPLICANTA Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.
Jan 1, 2013PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Dec 12, 2012NPUBNOTICE OF PUBLICATION
Nov 29, 2012PREVLAW OFFICE PUBLICATION REVIEW COMPLETED
Nov 28, 2012CNEAEXAMINERS AMENDMENT MAILED
Nov 28, 2012CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER
Nov 28, 2012XAECEXAMINER'S AMENDMENT ENTERED
Nov 28, 2012CNEAEXAMINERS AMENDMENT -WRITTEN
Nov 28, 2012ZZZXPREVIOUS ALLOWANCE COUNT WITHDRAWN
Nov 25, 2012PBCRWITHDRAWN FROM PUB - OG REVIEW QUERY
Nov 15, 2012PREVLAW OFFICE PUBLICATION REVIEW COMPLETED
Nov 14, 2012ALIEASSIGNED TO LIE
Oct 31, 2012CNEAEXAMINERS AMENDMENT MAILED
Oct 30, 2012CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER
Oct 30, 2012XAECEXAMINER'S AMENDMENT ENTERED
Oct 30, 2012CNEAEXAMINERS AMENDMENT -WRITTEN
Oct 26, 2012TEMETEAS/EMAIL CORRESPONDENCE ENTERED
Oct 26, 2012CRFACORRESPONDENCE RECEIVED IN LAW OFFICE
Oct 26, 2012TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Jun 5, 2012CNRTNON-FINAL ACTION MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Jun 4, 2012CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Jun 1, 2012DOCKASSIGNED TO EXAMINER
Feb 29, 2012MDSCNOTICE OF DESIGN SEARCH CODE MAILED
Feb 28, 2012NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Feb 24, 2012NWAPNEW APPLICATION ENTERED

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