USPTO serial 86879779
Serial No. 86879779
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 31, 2017
- Examiner
- MURRAY, DAVID T
- Law office
- Historical data usage
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Michael S. Hargis
Michael S. Hargis Stites & Harbison, PLLC250 West Main Street, Suite 2300Lexington, KY 40507United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable computer software platform for managing enterprise risk, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; downloadable computer software platform for managing regulatory compliance for banks, credit unions, and insurers, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; downloadable computer software for regulatory compliance purposes, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying customer information for use by financial institutions; downloadable computer software for regulatory compliance purposes, namely, for monitoring incoming and outgoing wire transfers for use by financial institutions; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying social security number information for use by businesses; downloadable computer software for regulatory compliance purposes, namely, for monitoring deposit information to provide uniform guidelines and disclosure to account holders about the length of time institutions can hold deposited funds before making them available to the account holder for use by financial institutions; downloadable computer software for use in assessing risk in order to mitigate fraud in financial transactions; computer software for managing social media risk assessment and regulatory compliance for banks, credit unions, and financial institutions; downloadable computer software for managing social media risk assessment and regulatory compliance for banks, credit unions, and financial institutions | ACTIVE | Mar 31, 2013 |
| 042 | Providing temporary use of a web-based non-downloadable software application for managing enterprise risk, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; providing temporary use of a web-based non-downloadable software application for managing regulatory compliance for banks, credit unions, and insurers, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; providing temporary use of a web-based non-downloadable software application for managing regulatory compliance for banks, credit unions, and insurers, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; providing temporary use of a web-based non-downloadable software application for use in assessing risk in order to mitigate fraud in financial transactions; computer security consultancy in the field of scanning and penetration testing of computers and networks to assess information security vulnerability | ACTIVE | Mar 31, 2013 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 30, 2025 | NURC | NOTICE OF UPDATED REGISTRATION CONFIRMATION EMAILED | — |
| Sep 5, 2025 | A7OK | AMENDMENT UNDER SECTION 7 - PROCESSED | — |
| Aug 25, 2025 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Apr 16, 2025 | ES7R | TEAS SECTION 7 REQUEST RECEIVED | — |
| Nov 11, 2023 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Nov 10, 2023 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Nov 9, 2023 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| May 12, 2023 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jan 11, 2023 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Oct 31, 2022 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Aug 17, 2021 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Aug 17, 2021 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 17, 2021 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Oct 31, 2017 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 15, 2017 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Aug 15, 2017 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jul 26, 2017 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Jul 10, 2017 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jul 1, 2017 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jun 15, 2017 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 15, 2017 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 15, 2017 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Dec 15, 2016 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Dec 15, 2016 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Dec 15, 2016 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Nov 30, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Nov 30, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Nov 23, 2016 | ALIE | ASSIGNED TO LIE | — |
| Nov 4, 2016 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 19, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| May 4, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 4, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 4, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 4, 2016 | DOCK | ASSIGNED TO EXAMINER | — |
| Jan 26, 2016 | MDSC | NOTICE OF DESIGN SEARCH CODE E-MAILED | — |
| Jan 25, 2016 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jan 22, 2016 | NWAP | NEW APPLICATION ENTERED | — |