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USPTO serial 87364674

ROTHSCHILD & CO

Reviewed by CopyMark Law Group

Reg. 5614371Status 702Registered
Filing date
Status date
Registration date
Nov 27, 2018
Examiner
MCCAULEY, BRENDAN D
Law office
Historical data usage

What this means

Status 702 means the registration is active, Section 8 was accepted, and a Section 15 declaration of incontestability was also accepted. Incontestability strengthens your rights by limiting certain challenges after five years of continuous use. Continue use in commerce and plan for the 10-year Section 8 and 9 renewal.

Status 702: Status 702 means the registration is active, Section 8 was accepted, and a Section 15 declaration of incontestability was also accepted. Incontestability strengthens your rights by limiting certain challenges after five years of continuous use.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Thomas E. Zutic

Thomas E. Zutic DLA PIPER LLP (US)500 8th St. NWWASHINGTON, DC 20004United States

Goods and services

ClassDescriptionStatusFirst use
035Financial business services, namely, business advising of corporations on mergers and acquisitions; marketing of investment and wealth management productsACTIVEJun 16, 2016
036Financial services, namely, financial advising of corporations on mergers and acquisitions; financial services, namely, advising corporations on debt and financial restructuring, bankruptcy reorganization and divestitures, namely, sales of entities and their stock and assets; strategic planning and capital raising for corporations, start-ups, emerging companies, private equity funds and other similar corporate entities; arranging financing for start-ups, emerging companies, private equity funds and other similar corporate entities; merchant banking; investment banking; underwriting, namely, underwriting offers of securities as syndicate member; private placements of securities; investment management and advice; financial consultancy; financial planning and financial evaluation relating to securities and other financial instruments; wealth management services, namely, for high net worth individuals, for pension and other institutional accounts [ ; fiduciary and trustee services, namely, fiduciary representatives and fiduciary tax payment processing services; trust and estate administration services, namely, financial trust administration, operations and planning, estate trust planning and management, real estate investment trust services and investment and trust company services ]ACTIVEJun 16, 2016

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
May 14, 2025NA85NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED—
May 14, 2025C15AREGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.—
Mar 11, 2025APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Nov 11, 2024E815TEAS SECTION 8 & 15 RECEIVED—
Nov 27, 2023REM1COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED—
Jan 22, 2021NOSUNOTICE OF SUIT—
Jul 23, 2020NOSUNOTICE OF SUIT—
Aug 14, 2019ASGNAUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP—
Nov 27, 2018R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
Sep 11, 2018NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED—
Sep 11, 2018PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Aug 22, 2018NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED—
Aug 9, 2018ALIEASSIGNED TO LIE—
Jul 30, 2018EXPTEXPARTE APPEAL TERMINATED—
Jul 30, 2018CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Jul 25, 2018JURTJURISDICTION RESTORED TO EXAMINING ATTORNEY—
Jun 4, 2018GEA1NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED—
Jun 4, 2018GECDACTION DENYING REQ FOR RECON E-MAILED—
Jun 4, 2018CNCFACTION CONTINUING FINAL - COMPLETED—
May 17, 2018AAUANOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED—
May 16, 2018IUAAUSE AMENDMENT ACCEPTED—
May 15, 2018AUPCAMENDMENT TO USE PROCESSING COMPLETE—
May 15, 2018IUAFUSE AMENDMENT FILED—
May 14, 2018ERFRTEAS REQUEST FOR RECONSIDERATION RECEIVED—
May 14, 2018EAAUTEAS AMENDMENT OF USE RECEIVED—
May 14, 2018EXPIEX PARTE APPEAL-INSTITUTED—
May 14, 2018JURTJURISDICTION RESTORED TO EXAMINING ATTORNEY—
May 14, 2018EXAFEXPARTE APPEAL RECEIVED AT TTAB—
Nov 13, 2017GNFNNOTIFICATION OF FINAL REFUSAL EMAILED—
Nov 13, 2017GNFRFINAL REFUSAL E-MAILEDA final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon.
Nov 13, 2017CNFRFINAL REFUSAL WRITTENA final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon.
Oct 26, 2017TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
Oct 25, 2017CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
Oct 25, 2017TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Apr 25, 2017GNRNNOTIFICATION OF NON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Apr 25, 2017GNRTNON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Apr 25, 2017CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Apr 24, 2017DOCKASSIGNED TO EXAMINER—
Mar 15, 2017MPMKNOTICE OF PSEUDO MARK E-MAILED—
Mar 14, 2017NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Mar 13, 2017NWAPNEW APPLICATION ENTERED—

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