USPTO serial 99301333
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This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Michael S. Hargis
Michael S. Hargis Stites & Harbison, PLLC250 West Main Street, Suite 2300Lexington, KY 40507United States| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable computer software platform for managing regulatory compliance, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; downloadable computer software for regulatory compliance purposes, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying customer information; downloadable computer software for regulatory compliance purposes, namely, for monitoring incoming and outgoing wire transfers; downloadable computer software for regulatory compliance purposes, namely, for collecting and verifying social security number information; downloadable computer software for regulatory compliance purposes, namely, for monitoring deposit information to provide uniform guidelines and disclosure to account holders about the length of time institutions can hold deposited funds before making them available to the account holder; downloadablecomputer software for managing social media risk assessment and regulatory compliance; downloadable computer software for managing social media risk assessment and regulatory compliance; all of the aforesaid for use by banks, credit unions, and money services businesses | ABANDONED | — |
| 042 | Providing temporary use of a web-based non-downloadable software application for managing regulatory compliance, namely, for monitoring and updating safety, security and environmental performance and compliance legal and internal safety, security and environmental requirements; providing temporary use of a web-based non-downloadable software application for managing regulatory compliance, namely, for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; all of the aforesaid for use by banks, credit unions, and money services businesses; Platform as a service (PAAS) featuring computer software platforms for screening sanctions and regulatory watch lists; platform as a service (PAAS) featuring computer software platforms for searching and matching names, numbers and other identifiers in governmental, business, financial and informational databases and lists to identify specially designated nationals and blocked persons; platform as a service (PAAS) featuring computer software platforms for collecting and verifying customer information; platform as a service (PAAS) featuring computer software platforms for monitoring incoming and outgoing wire transfers; platform as a service (PAAS) featuring computer software platforms for collecting and verifying social security number information; and platform as a service (PAAS) featuring computer software platforms for monitoring deposit information to provide uniform guidelines and disclosure to account holders about the length of time institutions can hold deposited funds before making them available to the account holder; all of the aforesaid for use by banks, credit unions, and money services businesses | ABANDONED | — |
| 045 | Consulting services in the field of regulatory compliance; providing information in the field of regulatory compliance; and providing information via a web portal in the field of regulatory compliance; all of the aforesaid for use by banks, credit unions, and money services businesses | ABANDONED | — |
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
| Date | Code | Event | What it means |
|---|---|---|---|
| May 13, 2026 | ETOP | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED | — |
| Mar 18, 2026 | MAB5 | ABANDONMENT NOTICE E-MAILED - AFTER PUBLICATION | — |
| Mar 18, 2026 | ABN5 | ABANDONMENT - AFTER PUBLICATION | — |
| Mar 17, 2026 | EXAR | TEAS EXPRESS ABANDONMENT RECEIVED | — |
| Feb 11, 2026 | ETOF | EXTENSION OF TIME TO OPPOSE RECEIVED | — |
| Jan 13, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 13, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jan 7, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Dec 15, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Dec 11, 2025 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Dec 11, 2025 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Dec 11, 2025 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Dec 11, 2025 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Dec 10, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Nov 30, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 24, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Jul 24, 2025 | NWAP | NEW APPLICATION ENTERED | — |