USPTO serial 75190749
SOUTHWEST SECURITIES
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Jun 20, 2000
- Examiner
- BEVERLY, JOSETTE MICHELLE
- Law office
- GENERIC WEB UPDATE
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
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Owner
Southwest Securities Group, Inc.
Dallas, TX
Southwest Securities Group, Inc.
Dallas, TX
Southwest Securities Group, Inc.
Dallas, TX
DALLAS, TX
DALLAS, TX
HILLTOP SECURITIES HOLDINGS LLC
DALLAS, TX
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Natalie L. Arbaugh
Natalie L. Arbaugh Winston & Strawn LLP2121 N Pearl St.Dallas, TX 75201UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities | SECTION 8 - CANCELLED | Jun 1, 1970 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by HILLTOP HOLDINGS INC.
- Other trademarks owned by SWS GROUP, INC.
- Other trademarks owned by HILLTOP SECURITIES HOLDINGS LLC
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 22, 2021 | CAEX | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 | — |
| Apr 30, 2020 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Apr 30, 2020 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Apr 30, 2020 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 30, 2020 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 30, 2020 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Jan 29, 2020 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Nov 28, 2018 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Apr 22, 2015 | CORV | REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD | — |
| Apr 21, 2015 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Jan 28, 2011 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Jan 28, 2011 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Dec 20, 2010 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Mar 22, 2006 | CFIT | CASE FILE IN TICRS | — |
| Mar 14, 2006 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 13, 2005 | 815F | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED | — |
| Sep 13, 2005 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jun 20, 2000 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Mar 28, 2000 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Feb 25, 2000 | NPUB | NOTICE OF PUBLICATION | — |
| Jan 27, 2000 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 17, 1999 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| May 21, 1999 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 20, 1998 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 19, 1997 | CNSL | LETTER OF SUSPENSION MAILED | — |
| Jul 30, 1997 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 2, 1997 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Feb 27, 1997 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 21, 1997 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 20, 1996 | DOCK | ASSIGNED TO EXAMINER | — |