USPTO serial 76291350
SWS
Reviewed by CopyMark Law Group
Reg. 2743812Status 710
- Filing date
- Status date
- Registration date
- Jul 29, 2003
- Examiner
- DONNELL, RICHARD
- Law office
- GENERIC WEB UPDATE
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
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Current trademark owner
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Owner
HILLTOP SECURITIES HOLDINGS LLC
DALLAS, TX
COLUMBUS, OH
Southwest Securities Group, Inc.
Dallas, TX
Southwest Securities Group, Inc.
Dallas, TX
DALLAS, TX
DALLAS, TX
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Gregory J. Krabacher
Gregory J. Krabacher EPSTEIN BECKER & GREEN, P.C.250 West Street, Suite 300COLUMBUS, OH 43215UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services, securities and financial clearing services, financial advisory services, financial consultation services; investment account planning | SECTION 8 - CANCELLED | Jun 30, 2001 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by HILLTOP SECURITIES HOLDINGS LLC
- Other trademarks owned by SWS PARTNERS, LLC
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by SWS GROUP, INC.
- Other trademarks owned by SWS GROUP, INC.
- Other trademarks in Class 036
- Similar marks named SWS
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Feb 9, 2024 | CAEX | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 | — |
| Jul 21, 2023 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jul 21, 2023 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 21, 2023 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Aug 26, 2022 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Aug 26, 2022 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Aug 26, 2022 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 26, 2022 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Aug 26, 2022 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Jul 29, 2022 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Feb 17, 2022 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Feb 17, 2022 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 17, 2022 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 24, 2019 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Apr 22, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 22, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Nov 28, 2018 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Aug 13, 2013 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Aug 13, 2013 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Aug 13, 2013 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Aug 13, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jul 29, 2013 | 89AF | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED | — |
| Jul 29, 2013 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Sep 10, 2008 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 4, 2008 | PLGL | ASSIGNED TO PARALEGAL | — |
| Aug 27, 2008 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Apr 30, 2008 | CFIT | CASE FILE IN TICRS | — |
| Jul 29, 2003 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jun 2, 2003 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| May 30, 2003 | DOCK | ASSIGNED TO EXAMINER | — |
| May 22, 2003 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Apr 17, 2003 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Jan 27, 2003 | PAPER RECEIVED | — | |
| Jan 22, 2003 | IUAF | USE AMENDMENT FILED | — |
| Jan 22, 2003 | EXT2 | SOU EXTENSION 2 FILED | — |
| Aug 20, 2002 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Jul 25, 2002 | PAPER RECEIVED | — | |
| Jul 22, 2002 | EXT1 | SOU EXTENSION 1 FILED | — |
| Jan 22, 2002 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Oct 30, 2001 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 10, 2001 | NPUB | NOTICE OF PUBLICATION | — |
| Sep 15, 2001 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 7, 2001 | DOCK | ASSIGNED TO EXAMINER | — |