USPTO serial 76291353
SWS
Reviewed by CopyMark Law Group
Reg. 2698569Status 711
- Filing date
- Status date
- Registration date
- Mar 18, 2003
- Examiner
- DONNELL, RICHARD
- Law office
- TMEG LAW OFFICE 106
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
COLUMBUS, OH
DALLAS, TX
DALLAS, TX
Southwest Securities Group, Inc.
Dallas, TX
Southwest Securities Group, Inc.
Dallas, TX
HILLTOP SECURITIES HOLDINGS LLC
DALLAS, TX
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Gregory J. Krabacher
Gregory J. Krabacher Bricker & Eckler LLP100 S. Third St.Columbus, OH 43215UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning | SECTION 7(e) - CANCELLED | Jun 30, 2001 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by SWS PARTNERS, LLC
- Other trademarks owned by SWS GROUP, INC.
- Other trademarks owned by SWS GROUP, INC.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by Southwest Securities Group, Inc.
- Other trademarks owned by HILLTOP SECURITIES HOLDINGS LLC
- Other trademarks in Class 036
- Similar marks named SWS
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jun 3, 2019 | C7.. | CANCELLED SECTION 7-TOTAL | — |
| May 16, 2019 | NCS7 | NOTICE OF CANCELLATION SEC. 7 SURRENDER EMAILED | — |
| May 14, 2019 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Apr 30, 2019 | C7RF | REQUEST FOR SECT 7 TOTAL SURRENDER FILED | — |
| Apr 30, 2019 | ES7S | TEAS SECTION 7 SURRENDER RECEIVED | — |
| Apr 24, 2019 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Apr 22, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 22, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Nov 28, 2018 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Apr 22, 2015 | CORV | REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD | — |
| Apr 21, 2015 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Mar 29, 2013 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED | — |
| Mar 27, 2013 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Mar 27, 2013 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Mar 27, 2013 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Mar 27, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Mar 18, 2013 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Sep 10, 2008 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 4, 2008 | PLGL | ASSIGNED TO PARALEGAL | — |
| Aug 27, 2008 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| May 1, 2008 | CFIT | CASE FILE IN TICRS | — |
| Mar 18, 2003 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Dec 23, 2002 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Dec 5, 2002 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 3, 2002 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Nov 12, 2002 | PAPER RECEIVED | — | |
| Nov 6, 2002 | IUAF | USE AMENDMENT FILED | — |
| Aug 20, 2002 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Jul 25, 2002 | PAPER RECEIVED | — | |
| Jul 22, 2002 | EXT1 | SOU EXTENSION 1 FILED | — |
| Jan 22, 2002 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Oct 30, 2001 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 10, 2001 | NPUB | NOTICE OF PUBLICATION | — |
| Sep 15, 2001 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 7, 2001 | DOCK | ASSIGNED TO EXAMINER | — |