USPTO serial 76633794
RESEARCH AFFILIATES
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 23, 2007
- Examiner
- KING, CHRISTINA B
- Law office
- TMEG LAW OFFICE 109
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
NEWPORT BEACH, CA, US
Pasadena, CA, US
Pasadena, CA, US
Newport Beach, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Jeffrey R. Cadwell
Jeffrey R. Cadwell Dorsey & Whitney LLP50 South Sixth StreetSuite 1500Minneapolis, MN 55402-1498Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | [ Downloadable software for use in the management of assets, funds and a financial index and for use in financial consultation to investors in the field of investing; downloadable software for use in assisting investors with financial research and for use in the development of new financial products and for use in providing financial investing advice to others ] | SECTION 8 - CANCELLED | Dec 31, 2002 |
| 036 | financial services, namely providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; product development in the field of investing | ACTIVE | Dec 31, 2002 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by RAFI INDICES, LLC
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks in Class 009
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 23, 2026 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Oct 14, 2026 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| May 7, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| May 7, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Oct 15, 2017 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Oct 14, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Oct 14, 2017 | 9G8P | REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 | — |
| Oct 14, 2017 | 8PRT | REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED | — |
| Oct 14, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Sep 15, 2017 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jan 10, 2017 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Nov 2, 2013 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED | — |
| Nov 2, 2013 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Nov 2, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 21, 2013 | 815F | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED | — |
| Oct 21, 2013 | PAPER RECEIVED | — | |
| Nov 27, 2010 | A7OK | AMENDMENT UNDER SECTION 7 - PROCESSED | — |
| Nov 12, 2010 | RRPR | RESPONSE RECEIVED TO POST REG. ACTION | — |
| Nov 12, 2010 | PAPER RECEIVED | — | |
| Oct 19, 2010 | PRAM | POST REGISTRATION ACTION MAILED - SEC. 7 | — |
| Oct 12, 2010 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 7, 2010 | AMD7 | SEC 7 REQUEST FILED | — |
| Oct 7, 2010 | PAPER RECEIVED | — | |
| Jul 21, 2009 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jul 21, 2009 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Oct 23, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 17, 2007 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Sep 17, 2007 | ALIE | ASSIGNED TO LIE | — |
| Aug 9, 2007 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Aug 9, 2007 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jun 14, 2007 | IUAF | USE AMENDMENT FILED | — |
| Jun 14, 2007 | PAPER RECEIVED | — | |
| Jun 1, 2007 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jun 1, 2007 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Dec 19, 2006 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Sep 26, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Sep 6, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Aug 4, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jul 28, 2006 | ALIE | ASSIGNED TO LIE | — |
| Jul 26, 2006 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jul 26, 2006 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Jul 25, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jul 21, 2006 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Jul 6, 2006 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jul 6, 2006 | PAPER RECEIVED | — | |
| Jan 9, 2006 | CNFR | FINAL REFUSAL MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Jan 9, 2006 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Dec 14, 2005 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Dec 1, 2005 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Dec 1, 2005 | PAPER RECEIVED | — | |
| Jun 2, 2005 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 2, 2005 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 27, 2005 | DOCK | ASSIGNED TO EXAMINER | — |
| May 2, 2005 | AMPX | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED | — |
| May 2, 2005 | PAPER RECEIVED | — | |
| Mar 30, 2005 | NWAP | NEW APPLICATION ENTERED | — |