USPTO serial 76634903
RAFI
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Aug 7, 2007
- Examiner
- SAUNDERS, ANDREA DAWN
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Newport Beach, CA, US
Pasadena, CA, US
Pasadena, CA, US
NEWPORT BEACH, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Jeffrey R. Cadwell
Jeffrey R. Cadwell Dorsey & Whitney LLP50 South Sixth StreetSuite 1500Minneapolis, MN 55402-1498Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | financial services, namely providing financial and investment information services in the nature of a financial index; securities analysis, classification and reporting services; mutual fund investing services; compiling and managing an index-based portfolio of securities and an index-based mutual fund | ACTIVE | May 1, 2005 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks owned by Research Affiliates, LLC
- Other trademarks owned by RAFI INDICES, LLC
- Other trademarks in Class 036
- Similar marks named RAFI
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- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 14, 2026 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Aug 7, 2026 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| May 7, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| May 7, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Sep 1, 2017 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Sep 1, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Sep 1, 2017 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Sep 1, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jul 24, 2017 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jan 25, 2013 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED | — |
| Jan 25, 2013 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Jan 25, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jan 8, 2013 | 815F | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED | — |
| Jan 8, 2013 | PAPER RECEIVED | — | |
| Jul 21, 2009 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jul 21, 2009 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Aug 7, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jun 29, 2007 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Jun 28, 2007 | ALIE | ASSIGNED TO LIE | — |
| Jun 28, 2007 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Jun 28, 2007 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Jun 28, 2007 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 28, 2007 | ALIE | ASSIGNED TO LIE | — |
| Jun 19, 2007 | PAPER RECEIVED | — | |
| Jun 1, 2007 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jun 1, 2007 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| May 14, 2007 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 14, 2007 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 30, 2007 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Feb 5, 2007 | UNDN | UNDELIVERABLE MAIL - NO ACTION TAKEN | — |
| Jan 19, 2007 | IUAF | USE AMENDMENT FILED | — |
| Jan 19, 2007 | PAPER RECEIVED | — | |
| Jan 18, 2007 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Jan 18, 2007 | EXT1 | SOU EXTENSION 1 FILED | — |
| Jan 18, 2007 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Jul 26, 2006 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jul 26, 2006 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Jul 18, 2006 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Apr 25, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Apr 5, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Mar 10, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Mar 3, 2006 | ALIE | ASSIGNED TO LIE | — |
| Feb 21, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Feb 21, 2006 | CNEA | EXAMINERS AMENDMENT MAILED | — |
| Feb 21, 2006 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Feb 21, 2006 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Feb 17, 2006 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Feb 3, 2006 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Feb 3, 2006 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 26, 2005 | CRML | CORRESPONDENCE MAILED | — |
| Oct 26, 2005 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 25, 2005 | DOCK | ASSIGNED TO EXAMINER | — |
| Jun 22, 2005 | AMPB | AMENDMENT/PETITION AFTER APPROVAL FOR PUB ENTERED | — |
| Jun 14, 2005 | PAPER RECEIVED | — | |
| May 23, 2005 | FFDM | FILING RECEIPT CORRECTION ENTERED | — |
| May 5, 2005 | PAPER RECEIVED | — | |
| Apr 13, 2005 | NWAP | NEW APPLICATION ENTERED | — |