USPTO serial 76660143
Serial No. 76660143
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 25, 2007
- Examiner
- BIBBINS, ODESSA
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Charlotte, NC, US
Boston, MA, US
Springfield, MA, US
Boston, MA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Janet P. Peyton
Janet P. Peyton McGuireWoods LLP800 East Canal StreetRichmond, VA 23219UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | [Financial Services, namely, advice relating to investments and commodities; [ appraisal of real estate; assessment and management of real estate; ] assuming financial risk of others by entering into options and swaps; brokerage of shares or stocks and other securities; capital investment consultation; cash management; commercial lending services; credit risk management; [ equipment financing services; ] equity capital investment; [ evaluation of real property; ] evaluation of the credit worthiness of companies and private individuals; [ facilitating and arranging for the financing of real estate; ] financial analysis and consultation; financial due diligence; financial investments in the fields of securities, leveraged bank loans, futures, derivatives and mortgage loans, mezzanine loans, equity participation loans, real estate, mortgage backed securities, collateralized debt obligations, asset based loans, equipment loans and leases, structured loans, investment funds, hedge funds, and securitizations; [ financial planning; ] financial management; [ financial planning consultation; ] financial portfolio management; financial research; financial risk management; financial services in the nature of an investment security; financial services, namely, money lending; financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to ensure the integrity of the certificates; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; financial valuation of personal property and real estate; financing of industrial activities; financing of purchases; financing services; forming, offering and managing limited partnerships, trusts and limited liability companies; fund investment consultation; funds investment; fund of funds and fund of hedge funds investment services, guarantee assurance underwriting; investment advice; investment consultation; investment management; investment of funds for others; investment services, namely, asset acquisition, consultation, development and management services; [ lease securitization; lease-purchase financing; lease-purchase loans; ] leveraged buy outs and investments in financially distressed or underperforming companies; loan financing; maintaining escrow accounts for investments; [ maintaining mortgage escrow accounts; ] management of a capital investment fund; management of portfolios comprising securities; management of portfolios of transferable securities; [ mortgage banking; mortgage banking services, namely, origination, acquisition, servicing, securitization and brokerage of mortgage loans; mortgage brokerage; mortgage lending; mortgage procurement for others; mortgaging of securities for others; ] mutual fund investment; overlay manager for portable alpha strategies; private equity investment; project financing; providing loans secured by commercial paper; providing temporary loans; providing working capital; [ real estate appraisal; real estate consultation; real estate consultancy; real estate investment; real estate equity sharing, namely, managing and arranging co-ownership of real estate; real estate valuation services; real estate valuations; ] providing temporary loans; venture capital funding to emerging and start-up companies ] * Financial Services, namely, advice relating to investments; capital investment consultation; financial analysis and consultation; financial research; investment advice; investment consultation * | ACTIVE | Jul 1, 2004 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by BARINGS LLC
- Other trademarks owned by Babson Capital Management LLC
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 25, 2026 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Aug 9, 2021 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Aug 9, 2021 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Aug 9, 2021 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 9, 2021 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Aug 9, 2021 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Apr 5, 2018 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Apr 5, 2018 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Apr 5, 2018 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Apr 5, 2018 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Mar 28, 2018 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Mar 23, 2018 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Sep 25, 2016 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Sep 28, 2013 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Sep 27, 2013 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 27, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Sep 24, 2013 | 815F | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED | — |
| Sep 24, 2013 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Sep 25, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jul 10, 2007 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jun 20, 2007 | NPUB | NOTICE OF PUBLICATION | — |
| Jun 6, 2007 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jun 6, 2007 | ALIE | ASSIGNED TO LIE | — |
| May 16, 2007 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Apr 24, 2007 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 23, 2007 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 23, 2007 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 27, 2007 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 27, 2007 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Oct 23, 2006 | CPRA | PRIORITY ACTION MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Oct 20, 2006 | CPRA | PRIORITY ACTION WRITTEN | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Oct 19, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| May 26, 2006 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| May 22, 2006 | NWAP | NEW APPLICATION ENTERED | — |