USPTO serial 77145239
SIRA
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- —
- Examiner
- LUKEN, BONNIE
- Law office
- TMEG LAW OFFICE 107 - EXAMINING ATTORNEY ASSIGNED
What this means
These status codes mean the trademark application is abandoned and no longer pending. Common reasons include missing an Office Action response (600), filing without a valid basis (602), express abandonment by the applicant (604), or failure to respond to an examiner's inquiry (618). Revival may be possible in limited circumstances. If abandonment was unintentional, consult counsel about a petition to revive. Otherwise file a new application if protection is still needed.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Carla B. Oakley
CARLA B. OAKLEY MORGAN, LEWIS & BOCKIUS LLP1 MARKET SPEAR STREET TOWERSAN FRANCISCO, CA 94105UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Computer software databases and computer software used to access online databases containing licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; audio and video tapes, podcasts, CDs and DVDs with information related to securities, equities and financial investments | ACTIVE | — |
| 014 | Lapel pins and watches | ACTIVE | — |
| 016 | Printed matter, namely, manuals, magazines, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; regarding grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; calendars; notepads; pens | ACTIVE | — |
| 035 | Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely, promoting the interests of securities and investment industry professionals; business services, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries | ACTIVE | — |
| 036 | Providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education | ACTIVE | — |
| 041 | Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees | ACTIVE | — |
| 042 | Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations, education, testing and licensing of securities professionals | ACTIVE | — |
| 045 | Arbitration, mediation and dispute resolution services | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by National Association of Securities Dealers, Inc.
- Other trademarks in Class 009
- Other trademarks in Class 014
- Other trademarks in Class 016
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 041
- Other trademarks in Class 042
- Other trademarks in Class 045
- Similar marks named SIRA
- Prosecution event MAB2 explained
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Feb 20, 2008 | MAB2 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Feb 20, 2008 | ABN2 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Jul 24, 2007 | GPRN | NOTIFICATION OF PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Jul 24, 2007 | GPRA | PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Jul 24, 2007 | CPRA | PRIORITY ACTION WRITTEN | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Jul 12, 2007 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 4, 2007 | NWAP | NEW APPLICATION ENTERED | — |