USPTO serial 77218173
SWAPPLUS
Reviewed by CopyMark Law Group
Reg. 3699463Status 710
- Filing date
- Status date
- Registration date
- Oct 20, 2009
- Examiner
- POWER, MARGARET
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
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Owner
New York, NY
New York, NY
NEW YORK, NY
NEW YORK, NY
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
James D. Zalewa
James D. Zalewa LEYDIG, VOIT & MAYER, LTD.TWO PRUDENTIAL PLAZA, 180 N. STETSONSUITE 4900CHICAGO, IL 60601-6731Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial trading services rendered to others, namely, online trading services featuring and facilitating equity swaps by investment bankers | SECTION 8 - CANCELLED | Nov 7, 2007 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Lehman Brothers Inc.
- Other trademarks owned by Lehman Brothers Inc.
- Other trademarks owned by BARCLAYS CAPITAL INC.
- Other trademarks owned by BARCLAYS CAPITAL INC.
- Other trademarks in Class 036
- Similar marks named SWAPPLUS
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| May 27, 2016 | C8.. | CANCELLED SEC. 8 (6-YR) | — |
| Oct 20, 2009 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 15, 2009 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Sep 10, 2009 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Aug 24, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 24, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 17, 2009 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Aug 17, 2009 | EXPI | EX PARTE APPEAL-INSTITUTED | — |
| Aug 17, 2009 | JURT | JURISDICTION RESTORED TO EXAMINING ATTORNEY | — |
| Aug 17, 2009 | EXAF | EXPARTE APPEAL RECEIVED AT TTAB | — |
| Feb 17, 2009 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Feb 17, 2009 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Feb 17, 2009 | CNFR | SU - FINAL REFUSAL - WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Jan 27, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jan 27, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jan 26, 2009 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 22, 2008 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jul 25, 2008 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jul 25, 2008 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jul 25, 2008 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 27, 2008 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jun 23, 2008 | IUAF | USE AMENDMENT FILED | — |
| Jun 23, 2008 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| May 6, 2008 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Feb 12, 2008 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jan 23, 2008 | NPUB | NOTICE OF PUBLICATION | — |
| Jan 7, 2008 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jan 7, 2008 | ALIE | ASSIGNED TO LIE | — |
| Nov 20, 2007 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Oct 19, 2007 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 19, 2007 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 19, 2007 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 12, 2007 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 12, 2007 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 12, 2007 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 28, 2007 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 4, 2007 | MPMK | NOTICE OF PSEUDO MARK MAILED | — |
| Jul 3, 2007 | NWAP | NEW APPLICATION ENTERED | — |