USPTO serial 77307329
MQ ASSET MANAGEMENT
Reviewed by CopyMark Law Group
Status 606
- Filing date
- Status date
- Registration date
- —
- Examiner
- NADELMAN, ANDREA KOYNER
- Law office
- INTENT TO USE SECTION
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Stephen J. Strauss
STEPHEN J. STRAUSS FULWIDER PATTON LLP6060 CENTER DR 10TH FLLOS ANGELES, CA 90045UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | FINANCIAL SERVICES, NAMELY, CORPORATE FINANCE SERVICES CONSISTING OF FINANCIAL CONSULTATION AND MANAGEMENT, FINANCIAL DUE DILIGENCE IN THE NATURE OF CONDUCTING SUFFICIENT ANALYSIS BEFORE MAKING LOAN OR INVESTMENT RECOMMENDATIONS, FINANCIAL DECISION MAKING FOR CORPORATIONS, PROJECT FINANCE SERVICES, NAMELY, PROVIDING WORKING CAPITAL THROUGH LISTED AND UNLISTED EQUITY, HYBRID INSTRUMENTS AND DEBT, INVESTING FUNDS IN UNLISTED EQUITY FOR OTHERS, INVESTING FUNDS IN LISTED EQUITY FOR OTHERS, NAMELY, FLOATING PRIVATE COMPANIES, RAISING NEW EQUITY FOR LISTED COMPANIES AND BROKERAGE FEATURING EXISTING EQUITY, NAMELY, STOCKS AND OTHER SECURITIES IN LISTED COMPANIES, INVESTING FUNDS IN HYBRID INSTRUMENTS FOR OTHERS, NAMELY, CONVERTIBLE BONDS AND PREFERENCE SHARES; BROKERAGE OF INCOME SECURITIES, RESET PREFERENCE SHARES AND EXCHANGEABLE BONDS; FINANCIAL ADVISORY SERVICES IN RELATION TO THE STRUCTURING AND THE RAISING OF EQUITY CAPITAL; FINANCIAL MARKET SERVICES, NAMELY, COMMODITIES TRADING FOR OTHERS, TRADING OF EQUITIES, DERIVATIVES TRADING, TREASURIES TRADING, NAMELY, TRADING IN FIXED INCOME SECURITIES, BONDS, FOREIGN EXCHANGE, DERIVATIVES AND MONEY MARKET DEPOSITS, DEBT TRADING AND FUTURES TRADING; TRADING, STRUCTURING AND FINANCING ALL IN RELATION TO COMMODITIES, NAMELY, FINANCING, HEDGING, NAMELY, PROVIDING INVESTMENT STRATEGIES, RESEARCH AND ANALYSIS RELATING TO HEDGING AGAINST VARIOUS MARKET RISKS, COMMODITIES TRADING AND MARKET MAKING AND TAILORED FINANCIAL RISK MANAGEMENT SERVICES FOR COMMODITIES, THE AGRICULTURAL SECTOR AND THE ENERGY SECTOR; INVESTMENT SERVICES, NAMELY, CAPITAL INVESTMENT SERVICES CONSISTING OF INVESTMENT OF FUNDS FOR OTHERS; INVESTMENT BANKING SERVICES; INVESTMENT MANAGEMENT SERVICES TO CORPORATIONS, BUSINESSES AND INDIVIDUALS; FINANCIAL RISK MANAGEMENT SERVICES TO CORPORATIONS, BUSINESSES AND INDIVIDUALS; FINANCIAL RISK AND CAPITAL INVESTMENT FUND MANAGEMENT SERVICES FOR FINANCING LEASED ASSETS, PROPERTY INVESTMENT BANKING; FINANCIAL ADVISORY AND FINANCIAL MANAGEMENT SERVICES; FUTURES TRADING; WHOLESALE INVESTMENT MANAGEMENT SERVICES; FINANCIAL ADVICE IN RELATION TO MERGERS AND ACQUISITIONS; DEBT RESTRUCTURING AND TRANSACTION RESTRUCTURING, NAMELY, FINANCING THROUGH CAPITAL MARKETS, BRIDGING ARRANGEMENTS, LONG AND SHORT TERM UNDERWRITINGS, BANK SYNDICATIONS, AND SUBORDINATED DEBT PLACEMENTS; INSTITUTIONAL STOCKBROKERAGE, NAMELY, ASSISTING OTHERS IN FACILITATING AND EXECUTING BROKERAGE OF CASH EQUITY, FINANCIAL ADVISORY SERVICES IN RELATION TO THE STRUCTURING OF EQUITY CAPITAL RAISINGS; STRUCTURING AND FINANCING IN RELATION TO COMMODITIES TRADING, NAMELY, FINANCING, HEDGING, NAMELY, PROVIDING INVESTMENT STRATEGIES, RESEARCH AND ANALYSIS RELATING TO HEDGING AGAINST VARIOUS MARKET RISKS, TRADING AND MARKET MAKING, TAILORED FINANCIAL RISK MANAGEMENT SERVICES; FOREIGN EXCHANGE SERVICES, NAMELY, PROVIDED IN RELATION TO STRUCTURED DERIVATIVE PRODUCTS, DEBT MARKETS, NAMELY, PROVIDING FINANCIAL RISK MANAGEMENT VIA STRUCTURED SECURITIES AND DERIVATIVES RELATING TO CREDIT AND INTEREST RATE RISK; RESEARCH SERVICES, NAMELY, FINANCIAL RESEARCH SERVICES, ECONOMIC COMMODITY AND FINANCIAL TREND REVIEW, COMMENTARY, ANALYSIS AND FORECASTING; ASSET AND WEALTH MANAGEMENT SERVICES, NAMELY, RETAIL FINANCIAL SERVICES, NAMELY, CASH MANAGEMENT TRUST ADMINISTRATION SERVICES, RETAIL SUPERANNUATION SERVICES, NAMELY, PROVIDING PENSION PLANS FOR NON-CORPORATE ENTITIES, ANNUITY UNDERWRITING AND ADMINISTRATION OF ANNUITY AND EMPLOYEE PENSION PLANS ADMINISTRATION, ALTERNATIVE ASSET FUND FINANCIAL MANAGEMENT SERVICES, THIRD PARTY MANAGED FUND DISTRIBUTION SERVICES, STRATEGIC FINANCIAL PLANNING SERVICES, EXECUTIVE WEALTH MANAGEMENT SERVICES, PRIVATE FINANCIAL PORTFOLIO MANAGEMENT SERVICES, FINANCIAL ADVISORY SERVICES AND BROKERAGE SERVICES PROVIDED IN RELATION TO CURRENCIES, COMMODITIES, DERIVATIVES, BONDS AND CASH SECURITIES, PRIVATE AND TRADITIONAL FUNDS FINANCIAL MANAGEMENT, SECURITIES FUNDS FINANCIAL MANAGEMENT, NAMELY, PROVIDING A RANGE OF MANAGED FUNDS IN EQUITIES, ALTERNATIVE INVESTMENTS, CURRENCY, CASH, BALANCED FUNDS, FIXED INTEREST AND SMALL CAP EQUITIES, SPECIALIST FUNDS FINANCIAL MANAGEMENT SERVICES, PROPERTY FUNDS FINANCIAL MANAGEMENT SERVICES AND PRIVATE EQUITY FUNDS FINANCIAL MANAGEMENT SERVICES; BROKERAGE SERVICES, NAMELY, STOCK BROKERAGE SERVICES, PRIVATE CLIENT BROKERAGE SERVICES IN THE FIELD OF STOCK AND COMMODITIES; LEASE-PURCHASE FINANCING SERVICES PROVIDED IN RELATION TO REAL ESTATE, INFRASTRUCTURE ASSETS BEING AIRPORTS, TOLL ROADS, PUBLIC UTILITIES, NAMELY WATER, SEWERAGE, ELECTRICITY AND GAS, INFORMATION TECHNOLOGY EQUIPMENT, NAMELY, DESKTOPS, MONITORS, LAPTOPS, SERVERS, PRINTERS, COPIERS, COMPUTER NETWORK HUBS, SWITCHES, ROUTERS, AUDIO-VISUAL EQUIPMENT, MEDICAL EQUIPMENT, SCIENTIFIC EQUIPMENT, ELECTRONICS MANUFACTURING, MOTOR VEHICLE FLEETS, COMMERCIAL VEHICLES, EARTH MOVING EQUIPMENT, PLANT AND MACHINERY, TELECOMMUNICATIONS, JET AIRCRAFT ENGINES, VENDOR FINANCING, CAR PARKS; FINANCIAL ADVISORY SERVICES; FINANCIAL MANAGEMENT SERVICES; RISK MANAGEMENT SERVICES; UNDERWRITING SERVICES, NAMELY, PROCURING SUBSCRIBERS OR PURCHASERS FOR DEBT, EQUITY OR OTHER SECURITIES OFFERED FOR ISSUE OR SUBSCRIPTION | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Apr 20, 2009 | MAB6 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Apr 20, 2009 | ABN6 | ABANDONMENT - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Sep 16, 2008 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jun 24, 2008 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jun 4, 2008 | NPUB | NOTICE OF PUBLICATION | — |
| May 20, 2008 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| May 20, 2008 | ALIE | ASSIGNED TO LIE | — |
| May 20, 2008 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| May 15, 2008 | CNEA | EXAMINERS AMENDMENT MAILED | — |
| May 14, 2008 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| May 14, 2008 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| May 14, 2008 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 23, 2008 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 23, 2008 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 23, 2008 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 1, 2008 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 31, 2008 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 29, 2008 | DOCK | ASSIGNED TO EXAMINER | — |
| Oct 24, 2007 | MPMK | NOTICE OF PSEUDO MARK MAILED | — |
| Oct 23, 2007 | NWAP | NEW APPLICATION ENTERED | — |