USPTO serial 77354427
UBS ASSET MANAGEMENT
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- May 19, 2009
- Examiner
- FICKES, JERI J
- Law office
- TMEG LAW OFFICE 107
What this means
Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection. Calendar the next Section 8 and 9 deadline in 10 years and maintain monitoring.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Dyan M. House
Dyan M. House Baker & Mckenzie, LLP1900 N. Pearl Street, Suite 1500Dallas, TX 75201United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | [ Preparation of financial business reports; financial statement preparation and analysis for businesses ] | SECTION 8 - CANCELLED | — |
| 036 | Banking; financial affairs, namely, financial management, financial planning, financial forecasting, financial portfolio management and financial analysis and consultation; [ insurance affairs, namely, insurance brokerage and insurance consultation for all types of insurance; financial information provided by electronic means; financial services, namely, providing information in the field of finance via the Internet and providing on-line stored value accounts in an electronic environment; electronic banking services via a global computer network; ] stock brokerage services, namely, trading in securities, derivatives and currencies; monetary exchange; commodities exchange services; financial exchange; financial information in the nature of rates of exchange; futures exchange services; currency exchange and advice; [ brokerage in the field of commodities, investments, real estate, mortgage, mutual funds, securities and stocks; consultation services in the field of banking, commodities, investments, real estate, mortgage, mutual funds, securities, stocks, capital investment, credit and credit inquiry; agencies in the field of bonds and other securities; transfer agency services rendered to issuers of investment securities; financial consultation services in the field of payment systems; investment management services, namely, management of assets; administration of employee pension plans for others; financial transactions, namely, investment fund transfer and transaction services; debit card services; debit account services via a computer readable card; consultancy services in the field of financial planning and financial management; financial management, namely, management of mutual funds; financial consultation services in the field of financial planning, financial management, and payment systems; investment management and risk management; financial services for trusts, namely, investment fund transfer and transaction services; ] investment advisory services and asset management services [ ; real estate acquisition services; real estate equity sharing, namely, managing and arranging for co-ownership of real estate; real estate investment; real estate management; estate trust management; trust services, namely, investment and trust company services; estate planning; trusteeship representatives; providing investment advice, namely, in connection with insurance, finance, banking, commodity, currency and real estate services; consultation and commissioning orders in connection with insurance, finance, banking, commodity, currency and real estate services; brokerage services in connection with trading in energy, sources of energy and energy by-products; and financial sponsorship in the fields of the cultural arts, sports and research into economics, politics and law ] | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by UBS AG
- Other trademarks owned by UBS AG
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- Other trademarks owned by UBS GROUP AG
- Other trademarks in Class 035
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jul 16, 2025 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jul 16, 2025 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 16, 2025 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Jan 31, 2020 | A7OK | AMENDMENT UNDER SECTION 7 - PROCESSED | — |
| Jan 31, 2020 | EROP | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED | — |
| Jan 31, 2020 | PRAM | POST REGISTRATION ACTION MAILED - SEC. 7 | — |
| Jan 14, 2020 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jan 10, 2020 | WDRL | OTQR WITHDRAWAL FROM PUBLICATION | — |
| Dec 17, 2019 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Dec 17, 2019 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Dec 17, 2019 | 9G8P | REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 | — |
| Dec 17, 2019 | 8PRT | REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED | — |
| Dec 17, 2019 | A7OK | AMENDMENT UNDER SECTION 7 - PROCESSED | — |
| Nov 16, 2019 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 9, 2019 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 9, 2019 | ES7R | TEAS SECTION 7 REQUEST RECEIVED | — |
| May 19, 2018 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Jan 25, 2017 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Sep 12, 2014 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Sep 12, 2014 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 12, 2014 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Aug 28, 2014 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Aug 18, 2010 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| May 19, 2009 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Apr 10, 2009 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Apr 10, 2009 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Mar 31, 2009 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Mar 31, 2009 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Mar 9, 2009 | IUAF | USE AMENDMENT FILED | — |
| Mar 9, 2009 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Oct 7, 2008 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jul 15, 2008 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jun 25, 2008 | NPUB | NOTICE OF PUBLICATION | — |
| Jun 11, 2008 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jun 11, 2008 | ALIE | ASSIGNED TO LIE | — |
| Jun 11, 2008 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| May 27, 2008 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| May 27, 2008 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| May 27, 2008 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 24, 2008 | GPRN | NOTIFICATION OF PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Mar 24, 2008 | GPRA | PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Mar 24, 2008 | CPRA | PRIORITY ACTION WRITTEN | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Mar 21, 2008 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 21, 2007 | NWAP | NEW APPLICATION ENTERED | — |