USPTO serial 77362733
FIRST TRUST
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Jun 1, 2010
- Examiner
- CHARLON, BARNEY
- Law office
- GENERIC WEB UPDATE
What this means
Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection. Calendar the next Section 8 and 9 deadline in 10 years and maintain monitoring.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Ronald A DiCerbo
Ronald A DiCerbo McAndrews, Held & Malloy500 West Madison34th FloorCHICAGO, IL 60661-4544Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Underwriting and distribution of an investment instrument consisting of securities in the nature of municipal, corporate, or governmental obligations | ACTIVE | Apr 1, 2008 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by First Trust Portfolios L.P.
- Other trademarks owned by First Trust Portfolios L.P.
- Other trademarks owned by First Trust Portfolios L.P.
- Other trademarks in Class 036
- Similar marks named FIRST TRUST
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Apr 2, 2020 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Apr 2, 2020 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Apr 2, 2020 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Apr 2, 2020 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Feb 6, 2020 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jun 1, 2019 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| May 31, 2016 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| May 31, 2016 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| May 31, 2016 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Mar 22, 2016 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jun 1, 2010 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Apr 30, 2010 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Apr 29, 2010 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Apr 29, 2010 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Apr 12, 2010 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Apr 12, 2010 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Mar 20, 2010 | IUAF | USE AMENDMENT FILED | — |
| Mar 20, 2010 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Feb 23, 2010 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Dec 1, 2009 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Dec 1, 2009 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 28, 2009 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Oct 28, 2009 | ALIE | ASSIGNED TO LIE | — |
| Oct 27, 2009 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Oct 27, 2009 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Oct 27, 2009 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Oct 27, 2009 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Oct 27, 2009 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Oct 27, 2009 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Oct 7, 2009 | ZZZX | PREVIOUS ALLOWANCE COUNT WITHDRAWN | — |
| Oct 7, 2009 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 16, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Sep 16, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Sep 9, 2009 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Aug 17, 2009 | GEA1 | NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED | — |
| Aug 17, 2009 | GECD | ACTION DENYING REQ FOR RECON E-MAILED | — |
| Aug 17, 2009 | CNCF | ACTION CONTINUING FINAL - COMPLETED | — |
| Jul 31, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jul 31, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jul 31, 2009 | ALIE | ASSIGNED TO LIE | — |
| Jul 15, 2009 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Jun 26, 2009 | GNS1 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED | — |
| Jun 26, 2009 | GNSF | SUBSEQUENT FINAL EMAILED | — |
| Jun 26, 2009 | CFRC | SUBSEQUENT FINAL REFUSAL WRITTEN | — |
| Jun 5, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 4, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 4, 2009 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| May 19, 2009 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 19, 2009 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 19, 2009 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 28, 2009 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 28, 2009 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 28, 2009 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Oct 28, 2008 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Oct 28, 2008 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Oct 28, 2008 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Oct 8, 2008 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 7, 2008 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 7, 2008 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 7, 2008 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 7, 2008 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 7, 2008 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 31, 2008 | DOCK | ASSIGNED TO EXAMINER | — |
| Jan 8, 2008 | MDSC | NOTICE OF DESIGN SEARCH CODE MAILED | — |
| Jan 7, 2008 | NWAP | NEW APPLICATION ENTERED | — |