USPTO serial 78417712
PROSPECT CAPITAL MANAGEMENT
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 10, 2006
- Examiner
- MCBRIDE, THEODORE M
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
New York, NY, US
PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC
NEW YORK, NY, US
Other trademarks owned by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC
New York, NY, US
New York, NY, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Olasubomi Durojaiye
Olasubomi Durojaiye Prospect Capital Corporation10 E 40th Street10 E 40th Street, 36th Floor,NEW YORK, NY 10016Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, asset management and financial advisory services | ACTIVE | Apr 15, 2004 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by PSV I
- Other trademarks owned by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC
- Other trademarks owned by PSV I
- Other trademarks owned by PSV I
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 9, 2026 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 10, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Dec 14, 2016 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Dec 14, 2016 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Dec 14, 2016 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Dec 14, 2016 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 5, 2016 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 5, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Oct 10, 2015 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Nov 5, 2014 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Aug 28, 2012 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Aug 28, 2012 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Aug 27, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Aug 6, 2012 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Aug 6, 2012 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Oct 10, 2006 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 23, 2006 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Aug 18, 2006 | ALIE | ASSIGNED TO LIE | — |
| Aug 11, 2006 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Jul 25, 2006 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jun 30, 2006 | IUAF | USE AMENDMENT FILED | — |
| Jun 30, 2006 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Jun 27, 2006 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Jun 14, 2006 | TPEX | SOU EXTENSION RECEIVED WITH TEAS PETITION | — |
| Jun 14, 2006 | PETG | PETITION TO REVIVE-GRANTED | — |
| Jun 14, 2006 | PROA | TEAS PETITION TO REVIVE RECEIVED | — |
| Jun 6, 2006 | EXT1 | SOU EXTENSION 1 FILED | — |
| Mar 16, 2006 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 16, 2006 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Dec 16, 2005 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Dec 16, 2005 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Dec 6, 2005 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Sep 13, 2005 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Aug 24, 2005 | NPUB | NOTICE OF PUBLICATION | — |
| Jun 24, 2005 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jun 24, 2005 | ALIE | ASSIGNED TO LIE | — |
| Jun 21, 2005 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jun 17, 2005 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 10, 2005 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 10, 2005 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Dec 13, 2004 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 13, 2004 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 10, 2004 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 10, 2004 | DOCK | ASSIGNED TO EXAMINER | — |
| May 19, 2004 | NWAP | NEW APPLICATION ENTERED | — |