USPTO serial 78587550
SPROTT
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 17, 2006
- Examiner
- MCDOWELL, MATTHEW J
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
TORONTO, ONTARIO, CA
TORONTO, ONTARIO, CA
TORONTO, ONTARIO, CA
Toronto, Ontario, CA
Toronto, Ontario, CA
Toronto, Ontario, CA
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Dyan House
Dyan House Baker & McKenzie LLP1900 N. Pearl St., Suite 1500New York, TX 10018United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Securities brokerage; [ underwriting of securities; ] providing investment advice and analysis [ ; advisory services in the field of mergers and acquisitions ] | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by SPROTT ASSETT MANAGEMENT INC.
- Other trademarks owned by SPROTT ASSET MANAGEMENT INC.
- Other trademarks owned by SPROTT INC.
- Other trademarks owned by Sprott Securities Inc.
- Other trademarks owned by Sprott Securities Inc.
- Other trademarks owned by Sprott Securities Inc.
- Other trademarks in Class 036
- Similar marks named SPROTT
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| May 26, 2026 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| May 26, 2026 | RNL2 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| May 26, 2026 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| May 24, 2026 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Mar 19, 2026 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 17, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Dec 29, 2016 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Dec 29, 2016 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Dec 29, 2016 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Dec 28, 2016 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 17, 2016 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 17, 2015 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Jul 2, 2014 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 2, 2014 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Nov 7, 2012 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Nov 7, 2012 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Nov 7, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 18, 2012 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Apr 13, 2011 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| May 7, 2008 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Mar 5, 2008 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Oct 17, 2006 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jul 25, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jul 5, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Jun 7, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jun 2, 2006 | ALIE | ASSIGNED TO LIE | — |
| May 26, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| May 26, 2006 | ATRV | ATTORNEY REVIEW COMPLETED | — |
| May 8, 2006 | PAPER RECEIVED | — | |
| Nov 3, 2005 | CNSL | LETTER OF SUSPENSION MAILED | — |
| Nov 2, 2005 | CNSL | SUSPENSION LETTER WRITTEN | — |
| Oct 7, 2005 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Sep 22, 2005 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Sep 22, 2005 | PAPER RECEIVED | — | |
| Jul 13, 2005 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jul 12, 2005 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 14, 2005 | AMPX | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED | — |
| Jun 14, 2005 | PARI | TEAS VOLUNTARY AMENDMENT RECEIVED | — |
| May 17, 2005 | DOCK | ASSIGNED TO EXAMINER | — |
| May 9, 2005 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 27, 2005 | AMPX | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED | — |
| Apr 27, 2005 | PARI | TEAS VOLUNTARY AMENDMENT RECEIVED | — |
| Mar 21, 2005 | NWAP | NEW APPLICATION ENTERED | — |