USPTO serial 78656598
RISK EFFICIENT ASSET ALLOCATION (REAA)
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Nov 14, 2006
- Examiner
- HARDY LUDLOW, TARAH KIM
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, financial management consulting services | ACTIVE | Mar 13, 2006 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Ballou, Charles H.
- Other trademarks owned by Ballou, Charles H.
- Other trademarks owned by Ballou, Charles H.
- Other trademarks in Class 036
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Nov 14, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Dec 30, 2016 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Dec 30, 2016 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Dec 30, 2016 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Dec 30, 2016 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 18, 2016 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 18, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Nov 14, 2015 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Apr 7, 2012 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Apr 7, 2012 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Apr 7, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Feb 24, 2012 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Feb 24, 2012 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Nov 14, 2006 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Oct 5, 2006 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Oct 2, 2006 | ALIE | ASSIGNED TO LIE | — |
| Sep 26, 2006 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Sep 25, 2006 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Aug 30, 2006 | IUAF | USE AMENDMENT FILED | — |
| Aug 30, 2006 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Jun 20, 2006 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Mar 28, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Mar 8, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Feb 9, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Feb 3, 2006 | ALIE | ASSIGNED TO LIE | — |
| Jan 26, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jan 26, 2006 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Jan 26, 2006 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jan 23, 2006 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 23, 2006 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 16, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Jun 27, 2005 | NWAP | NEW APPLICATION ENTERED | — |