USPTO serial 78764604
CMAX
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Nov 20, 2007
- Examiner
- MURRAY, DAVID T
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
ComplianceMAX Financial Corporation
San Diego, CA
Other trademarks owned by ComplianceMAX Financial Corporation
ComplianceMAX Financial Corporation
San Diego, CA
Other trademarks owned by ComplianceMAX Financial Corporation
ComplianceMAX Financial Corporation
San Diego, CA
Other trademarks owned by ComplianceMAX Financial Corporation
NEW YORK, NY
SKOKIE, IL
MORRISVILLE, NC
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Billie Jean Smith
Billie Jean Smith Wong Meyer Smith & McConnell790 N. Milwaukee St., Ste. 200BMilwaukee, WI 53202United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Business auditing in the field of securities | ACTIVE | Feb 1, 2004 |
| 036 | Providing online computer database containing information in the field of financial securities compliance that may be accessed from the world wide web; consulting services in the field of securities brokerage | ACTIVE | Feb 1, 2004 |
| 041 | Training services in the field of securities brokerage | ACTIVE | Feb 1, 2004 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by ComplianceMAX Financial Corporation
- Other trademarks owned by ComplianceMAX Financial Corporation
- Other trademarks owned by ComplianceMAX Financial Corporation
- Other trademarks owned by SOURCE MEDIA LLC
- Other trademarks owned by ACCUITY INC.
- Other trademarks owned by REGED, INC.
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 041
- Similar marks named CMAX
- Recently changed USPTO trademarks
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jun 21, 2024 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jun 21, 2024 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jun 21, 2024 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Jun 21, 2024 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jun 21, 2024 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Feb 3, 2021 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Dec 15, 2017 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Dec 15, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Dec 15, 2017 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Dec 15, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Nov 17, 2017 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Nov 17, 2017 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Nov 20, 2016 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Oct 23, 2014 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Oct 23, 2014 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Oct 10, 2014 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 10, 2014 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Sep 17, 2014 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Jul 30, 2014 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jun 9, 2014 | PR23 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 | — |
| Jun 4, 2014 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| May 28, 2014 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| May 19, 2014 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| May 19, 2014 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| May 14, 2014 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Nov 20, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 4, 2007 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Aug 15, 2007 | NPUB | NOTICE OF PUBLICATION | — |
| May 24, 2007 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| May 24, 2007 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| May 24, 2007 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| May 24, 2007 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| May 24, 2007 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Feb 8, 2007 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 8, 2007 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 18, 2007 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jan 18, 2007 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jan 8, 2007 | ALIE | ASSIGNED TO LIE | — |
| Dec 5, 2006 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jun 5, 2006 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 5, 2006 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 5, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 7, 2005 | NWAP | NEW APPLICATION ENTERED | — |