USPTO serial 78781964
SHAREBUILDER 401K
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Nov 7, 2006
- Examiner
- CARRUTHERS, SUE
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
SEATTLE, WA
SEATTLE, WA
Bellevue, WA
Bellevue, WA
MCLEAN, VA
Seattle, WA
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Capital One Financial Corporation
15000 Capital One Drive12077-0270 / TrademarksRichmond, VA 23238Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Brokerage of shares or stocks and other securities; Financial investment in the field of 401K retirement programs for others; Financial services in the nature of an investment security; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Investment brokerage; Investment by electronic means; Investment management; Investment of funds for others; Providing stock market information; Providing stock/securities market information; Stock brokerage | ACTIVE | Oct 12, 2005 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by SHAREBUILDER ADVISORS LLC
- Other trademarks owned by SHAREBUILDER INC.
- Other trademarks owned by ShareBuilder Corporation
- Other trademarks owned by ShareBuilder Corporation
- Other trademarks owned by CAPITAL ONE HOLDINGS
- Other trademarks owned by ShareBuilder Corporation
- Other trademarks in Class 036
- Similar marks named SHAREBUILDER 401K
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Nov 7, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| May 3, 2023 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jun 23, 2022 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Jan 26, 2022 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Aug 7, 2019 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jul 31, 2019 | ASCK | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | — |
| Jan 13, 2017 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Jan 13, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Jan 13, 2017 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Jan 13, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Nov 4, 2016 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Nov 7, 2015 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Jul 15, 2015 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Dec 13, 2013 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Dec 13, 2013 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Dec 1, 2012 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Dec 1, 2012 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Dec 1, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Nov 5, 2012 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jun 20, 2008 | NOSU | NOTICE OF SUIT | — |
| Nov 7, 2006 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Oct 4, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 22, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Aug 2, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Jun 28, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jun 23, 2006 | ALIE | ASSIGNED TO LIE | — |
| Jun 22, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jun 22, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Jan 5, 2006 | NWAP | NEW APPLICATION ENTERED | — |