USPTO serial 78842464
DAFNA
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 9, 2007
- Examiner
- BAKER, JORDAN A
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Los Angeles, CA, US
LOS ANGELES, CA, US
LOS ANGELES, CA, US
Los Angeles, CA, US
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, establishing mutual funds for others; a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investment; funds investment; investment of funds for others; management of a capital investment fund; mutual fund investment | ACTIVE | Apr 30, 2006 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by D3 Capital Management, LLC
- Other trademarks owned by DAFNA CAPITAL MANAGEMENT, LLC
- Other trademarks owned by DAFNA CAPITAL MANAGEMENT, LLC
- Other trademarks owned by D3 Capital Management, LLC
- Other trademarks in Class 036
- Similar marks named DAFNA
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 9, 2026 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Feb 22, 2017 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Feb 22, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Feb 22, 2017 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Feb 21, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Dec 20, 2016 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Dec 20, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jul 11, 2013 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - MAILED | — |
| Jul 10, 2013 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Jun 20, 2013 | EROP | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED | — |
| Dec 31, 2012 | PRA8 | POST REGISTRATION ACTION MAILED - SEC. 8 | — |
| Dec 31, 2012 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Dec 19, 2012 | 8.AF | REGISTERED - SEC. 8 (6-YR) FILED | — |
| Dec 19, 2012 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Dec 19, 2012 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Oct 9, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 4, 2007 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Sep 4, 2007 | ALIE | ASSIGNED TO LIE | — |
| Jul 25, 2007 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Jul 25, 2007 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Apr 30, 2007 | IUAF | USE AMENDMENT FILED | — |
| Apr 30, 2007 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Apr 25, 2007 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jan 30, 2007 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Nov 7, 2006 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 18, 2006 | NPUB | NOTICE OF PUBLICATION | — |
| Sep 22, 2006 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Sep 18, 2006 | ALIE | ASSIGNED TO LIE | — |
| Sep 8, 2006 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 6, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Mar 27, 2006 | NWAP | NEW APPLICATION ENTERED | — |