Drawing for NRS COMPLIANCEESSENTIALS

USPTO serial 78916673

NRS COMPLIANCEESSENTIALS

Reviewed by CopyMark Law Group

Reg. 3645057Status 800Registered
Filing date
Status date
Registration date
Jun 23, 2009
Examiner
MORRIS, KRISTINA KLOIBER
Law office
GENERIC WEB UPDATE

What this means

Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection. Calendar the next Section 8 and 9 deadline in 10 years and maintain monitoring.

Status 800: Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Michael A. Geller

Michael A. Geller DLA Piper LLP (US)444 West Lake Street, Suite 900Chicago, IL 60606United States

Goods and services

ClassDescriptionStatusFirst use
036Providing financial information, namely, providing a database featuring financial compliance informationACTIVEMay 15, 2006
042Web-based financial compliance tools, namely, providing temporary use of online non-downloadable software for obtaining and using model forms, policies, software forms, guides, checklists, research library and database of securities laws and regulations, and for accessing and navigating a data management system for documents and other forms and tools to assist with compliance and regulatory requirements, all in the field of financial compliance in the field of securitiesACTIVEMay 15, 2006

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Nov 3, 2025TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Nov 3, 2025ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Nov 3, 2025REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Nov 3, 2025CHANAPPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED—
Nov 3, 2025COARTEAS CHANGE OF OWNER ADDRESS RECEIVED—
May 8, 2024ASGNAUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP—
Apr 26, 2023ASGNAUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP—
Dec 21, 2022CHANAPPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED—
Dec 21, 2022TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Dec 21, 2022ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Dec 21, 2022REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Dec 21, 2022COARTEAS CHANGE OF OWNER ADDRESS RECEIVED—
Jul 15, 2019NA89NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED—
Jul 15, 2019RNL1REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active.
Jul 15, 201989AGREGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTEDThe USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary.
Jul 15, 2019APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Jun 6, 2019TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Jun 6, 2019E89RTEAS SECTION 8 & 9 RECEIVED—
Jun 23, 2018REM2COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED—
Mar 26, 2015NA85NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED—
Mar 26, 2015C15AREGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.—
Mar 26, 2015APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Mar 13, 2015TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Mar 13, 2015E815TEAS SECTION 8 & 15 RECEIVED—
Nov 11, 2011ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Nov 11, 2011REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Nov 9, 2011ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
Oct 19, 2011ASGNAUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP—
Mar 2, 2011ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
Jun 23, 2009R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
May 19, 2009REGVLAW OFFICE REGISTRATION REVIEW COMPLETED—
May 14, 2009CNPRALLOWED PRINCIPAL REGISTER - SOU ACCEPTED—
May 4, 2009SUPCSTATEMENT OF USE PROCESSING COMPLETE—
May 4, 2009AITUCASE ASSIGNED TO INTENT TO USE PARALEGAL—
Apr 21, 2009IUAFUSE AMENDMENT FILED—
Apr 21, 2009EISUTEAS STATEMENT OF USE RECEIVEDThe applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action.
Oct 28, 2008NOAMNOA MAILED - SOU REQUIRED FROM APPLICANTA Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.
Aug 5, 2008PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Jul 16, 2008NPUBNOTICE OF PUBLICATION—
Jul 2, 2008PREVLAW OFFICE PUBLICATION REVIEW COMPLETED—
Jul 2, 2008ALIEASSIGNED TO LIE—
Jul 2, 2008CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Jul 2, 2008XAECEXAMINER'S AMENDMENT ENTERED—
Jul 2, 2008GNENNOTIFICATION OF EXAMINERS AMENDMENT E-MAILED—
Jul 2, 2008GNEAEXAMINERS AMENDMENT E-MAILED—
Jul 2, 2008CNEAEXAMINERS AMENDMENT -WRITTEN—
Feb 6, 2008GNS3NOTIFICATION OF LETTER OF SUSPENSION E-MAILED—
Feb 6, 2008GNSLLETTER OF SUSPENSION E-MAILED—
Feb 6, 2008CNSLSUSPENSION LETTER WRITTEN—
Jan 10, 2008TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
Jan 10, 2008CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
Jan 10, 2008TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Jul 10, 2007GNRNNOTIFICATION OF NON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Jul 10, 2007GNRTNON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Jul 10, 2007CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Jun 12, 2007TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
Jun 11, 2007CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
Jun 11, 2007TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Dec 11, 2006GNRTNON-FINAL ACTION E-MAILEDA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Dec 11, 2006CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Nov 28, 2006DOCKASSIGNED TO EXAMINER—
Jun 30, 2006MPMKNOTICE OF PSEUDO MARK MAILED—
Jun 29, 2006NWAPNEW APPLICATION ENTERED—

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