USPTO serial 78946471
PRINCIPAL
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 30, 2007
- Examiner
- SANTOMARTINO, MARTHA L
- Law office
- GENERIC WEB UPDATE
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Principal Financial Services, Inc.
Des Moines, IA, US
Other trademarks owned by Principal Financial Services, Inc.
Principal Financial Services, Inc.
Des Moines, IA, US
Other trademarks owned by Principal Financial Services, Inc.
Principal Financial Services, Inc.
Des Moines, IA, US
Other trademarks owned by Principal Financial Services, Inc.
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Richard B. Biagi
Richard B. Biagi NEAL & MCDEVITT, LLC2801 Lakeside Drive, Suite 201Bannockburn, IL 60015United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Annuities underwriting and investment, management of, distribution and administration services, namely, providing administrative services for fixed and variable annuities; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; administration of employee pension plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; banking services; [ consumer loan financing; ] pension plan consulting; estate planning; financial planning; administration services of insurance in the fields of life, [ health, ] disability, dental, [ prescription drug, ] vision and accidental death and dismemberment; administration of employee benefit plans, namely, deferred compensation benefit plans, profit sharing plans, cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, [ health, ] disability and dental; [ mortgage banking services; mortgage brokerage services; ] real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management; leasing of commercial real estate; financial investment in the field of real estate development; providing administration services to employee welfare benefit plans and pre-paid dental plans and claims administration, namely, claims processing; [ and retail commercial banking services, namely, checking, savings, money market, credit cards, certificates of deposit, mortgage loans, commercial real estate lending, and corporate banking services ] | ACTIVE | Sep 5, 1985 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Principal Financial Services, Inc.
- Other trademarks owned by Principal Financial Services, Inc.
- Other trademarks owned by Principal Financial Services, Inc.
- Other trademarks in Class 036
- Similar marks named PRINCIPAL
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| May 29, 2026 | NOSU | NOTICE OF SUIT | — |
| Mar 27, 2024 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Mar 27, 2024 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 27, 2024 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Dec 12, 2023 | NOSU | NOTICE OF SUIT | — |
| Sep 13, 2022 | NOSU | NOTICE OF SUIT | — |
| May 14, 2021 | NOSU | NOTICE OF SUIT | — |
| Jun 19, 2019 | NOSU | NOTICE OF SUIT | — |
| Nov 21, 2017 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Nov 21, 2017 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Nov 21, 2017 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Nov 21, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Oct 24, 2017 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Oct 30, 2016 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Nov 20, 2013 | NOSU | NOTICE OF SUIT | — |
| Aug 19, 2013 | NOSU | NOTICE OF SUIT | — |
| Apr 19, 2013 | NOSU | NOTICE OF SUIT | — |
| Mar 26, 2013 | NOSU | NOTICE OF SUIT | — |
| Jan 18, 2013 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Jan 18, 2013 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Jan 18, 2013 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Dec 27, 2012 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jun 13, 2011 | NOSU | NOTICE OF SUIT | — |
| Mar 17, 2011 | NOSU | NOTICE OF SUIT | — |
| Aug 24, 2010 | NOSU | NOTICE OF SUIT | — |
| Sep 5, 2008 | NOSU | NOTICE OF SUIT | — |
| Sep 5, 2008 | NOSU | NOTICE OF SUIT | — |
| Oct 30, 2007 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 14, 2007 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jul 25, 2007 | NPUB | NOTICE OF PUBLICATION | — |
| May 18, 2007 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| May 18, 2007 | ALIE | ASSIGNED TO LIE | — |
| May 2, 2007 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Mar 27, 2007 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 26, 2007 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 26, 2007 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 28, 2006 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 28, 2006 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 28, 2006 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 10, 2006 | NWAP | NEW APPLICATION ENTERED | — |