Drawing for EXCEPTION

USPTO serial 79119249

EXCEPTION

Reviewed by CopyMark Law Group

Reg. 4412696Status 709
Filing date
Status date
Registration date
Oct 8, 2013
Examiner
MCMORROW, JANICE LEE
Law office
TMO LAW OFFICE 115

What this means

This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Brian R. McGinley

Brian R. McGinley Dentons US LLPPO Box 1302Chicago, IL 60604UNITED STATES

Goods and services

ClassDescriptionStatusFirst use
036Financial services, namely, investment of funds for others and financial placement of private equity funds for others; administration of financial affairs, namely, administration of pension funds for high net individuals and financial planning for retirement; financial services, namely, investment of funds and financial placement of private equity funds, financial advisory services, fund management services and investment services for families and private clients, namely, venture capital services, private equity services, hedge fund investment services, (( mutual fund investment services and pension fund investment services; )) fund investment and management services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; investment portfolio management services; monitoring services relating to investments and funds for investment purposes; international fund management services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; financial planning and estate planning services; financial advisory, consultation in the field of investment portfolio planning, market information, management, investment, intermediary, namely, facilitating the channeling of investment funds for others, and investigation, namely, financial research, services; fund management and investment services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; administration, brokerage, advisory and management services relating to funds, namely, investment, mutual, capital, venture capital, corporate and pension funds; administration of fund investment, namely, venture capital services, private equity services, hedge fund investment services, [ mutual fund investment services and pension fund investment services; ] benevolent fund services, namely, investment of funds for the benevolent; investment arranging, namely, facilitating hedge fund investment services for others, custody, namely, maintaining possession of financial assets for others for financial management purposes, and administration services, namely, administration of investment funds for others; provision of information, advisory and consultancy services in relation to funds, investments, finance and the aforementioned servicesSECTION 71 - CANCELLED—

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Apr 4, 2025INNTTOTAL INVALIDATION PROCESSED BY THE IB—
Feb 18, 2025INTSTOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB—
Feb 18, 2025INPCINVALIDATION PROCESSED—
Dec 20, 2024INTRTOTAL INVALIDATION OF REG EXT PROTECTION CREATED—
Apr 19, 2024C71TCANCELLED SECTION 71—
Oct 8, 2022REM4COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED—
Aug 25, 2022RNWLINTERNATIONAL REGISTRATION RENEWED—
Aug 24, 2022TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Aug 24, 2022ECDRTEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS—
Aug 24, 2022ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Aug 24, 2022REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Sep 18, 2020INNPPARTIAL INVALIDATION PROCESSED BY THE IB—
Aug 10, 2020INPSPARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB—
Aug 10, 2020INPCINVALIDATION PROCESSED—
Jul 4, 2020INPRPARTIAL INVALIDATION OF REG EXT PROTECTION CREATED—
Nov 4, 2019NA71NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED—
Nov 4, 2019NA15SEC. 15 ACKNOWLEDGEMENT - E-MAILED—
Nov 4, 201915AKREGISTERED - SEC. 15 ACKNOWLEDGED—
Nov 4, 201971AGREGISTERED-SEC.71 ACCEPTED—
Nov 4, 2019APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Oct 8, 2019ES71TEAS SECTION 71 RECEIVED—
Oct 8, 2019E15RTEAS SECTION 15 RECEIVED—
Oct 8, 2018REM3COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED—
Jan 25, 2014FINOFINAL DECISION TRANSACTION PROCESSED BY IB—
Jan 9, 2014FICSFINAL DISPOSITION NOTICE SENT TO IB—
Jan 9, 2014FIMPFINAL DISPOSITION PROCESSED—
Jan 8, 2014FICRFINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB—
Oct 8, 2013R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
Jul 23, 2013NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED—
Jul 23, 2013PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Jul 3, 2013NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED—
Jun 14, 2013PREVLAW OFFICE PUBLICATION REVIEW COMPLETED—
Jun 14, 2013ALIEASSIGNED TO LIE—
May 30, 2013CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
May 14, 2013TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
May 14, 2013CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
May 14, 2013TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Apr 8, 2013TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Apr 4, 2013ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Apr 4, 2013REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Jan 8, 2013RFNPREFUSAL PROCESSED BY IB—
Dec 18, 2012RFCSNON-FINAL ACTION MAILED - REFUSAL SENT TO IB—
Dec 18, 2012RFRRREFUSAL PROCESSED BY MPU—
Dec 18, 2012RFCRNON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW—
Dec 17, 2012CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Dec 13, 2012RFWRNON-FINAL ACTION (IB REFUSAL) WITHDRAWN FOR REVIEW—
Dec 12, 2012RFCRNON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW—
Dec 11, 2012CNRTNON-FINAL ACTION WRITTENA non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application.
Dec 5, 2012DOCKASSIGNED TO EXAMINER—
Nov 6, 2012MAFRAPPLICATION FILING RECEIPT MAILED—
Nov 1, 2012NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Oct 27, 2012REPRSN ASSIGNED FOR SECT 66A APPL FROM IB—

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