USPTO serial 79139826
A AREVA FORWARD-LOOKING ENERGY
Reviewed by CopyMark Law Group
Reg. 4709954Status 404
- Filing date
- Status date
- Registration date
- Mar 31, 2015
- Examiner
- CANTONE, KERI H
- Law office
- POST REGISTRATION
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
John M. Kim
John M. Kim IPLA, LLP4445 Eastgate Mall, Suite 200San Diego, CA 92121UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 001 | Chemical products, preparations and compositions, namely, industrial chemicals for the energy industries; chemicals for use in the nuclear cycle in the nature of nuclear materials, namely, uranium ore, uranium, plutonium in any chemical form or isotopic composition; chemical products resulting from nuclear fission, namely, uranium, plutonium, actinides, and fission products, namely, nuclei known as fission fragments formed by the fission of heavy elements, plus the nuclides formed by the fission fragments' radioactive decay for use in nuclear energy production; chemicals, namely, neutron resins, cements designed to immobilize nuclear materials, ceramic compounds designed to immobilize nuclear materials; fuel for nuclear reactors | SECTION 71 - CANCELLED | — |
| 004 | Fuels; diesel oils, lubricating greases and industrial lubricants for use in the energy industries | SECTION 71 - CANCELLED | — |
| 005 | Pharmaceutical preparations for nuclear medicine and medical imaging; diagnostic preparations for medical purposes, particularly for locating malignant tumors within the human body | SECTION 71 - CANCELLED | — |
| 006 | Unworked and semi-worked common metals and their alloys for use in the energy industries; all machined, laminated, cast, shaped, finished or semi-finished products made of steel, aluminum, copper, lead, tin, zirconium and their alloys and sintered materials made of these metals, namely, rods, casings, castings and forgings; materials in the nature of metal storage drums and metal containers for transporting, storage, handling of radioactive or other hazardous products; building materials of metal, namely, girders, braces, shores and supports and transportable metal construction structures for power stations and nuclear power stations and reactors, solar power stations, power stations running on biomass, wind farms, uranium mines, factories and centers for storage, intermediate storage, isotopic separation, treatment, reprocessing and recycling of fuels, ores, nuclear materials, uranium, plutonium and nuclear waste; metal construction materials, namely, girders, braces, shores and supports and transportable metal construction structures for non-nuclear boilers and for electric power stations based on renewable energies; non-electrical cables and wires of common metal, metal hardware, namely, metal pipes, pipe fittings and ventilating ducts, conduits and pipes made of metal for nuclear power plants, solar power plants, power plants running on biomass, and wind farms, for nuclear reactors, uranium mines, plants and centers for storage, intermediate storage, conversion, isotopic separation, processing, reprocessing and recycling of fuels, ores, nuclear materials, uranium, plutonium and nuclear wastes, for non-nuclear boilers and for power plants running on renewable energy; metal containers for packaging and transport of pharmaceutical products and parts of pharmaceutical products | SECTION 71 - CANCELLED | — |
| 007 | Motors and engines other than for land vehicles; non-electrical couplings in the nature of couplings for machines other than for land vehicles; transmission parts and belts for machines other than for land vehicles; pumps for machines, pump drives for machines; mechanical equipment for machines used for and in the nuclear power field and the fields of renewable energy and fighting climate change in the nature of turbines other than for land vehicles, and wind turbines; industrial robots machines, pressurizers in the nature of pressure regulators being parts of machines, turbo-compressors for machines, cluster mechanisms in the nature of cylinders, namely, pneumatic and hydraulic cylinders being parts of machines for use in the power industries, together with all their spare parts; electrically and electronically controlled hand tools, namely, drills and routers; electrically controlled energy production tools, namely, electric generators; machines and machine tools and apparatus used in the nuclear power industry for drilling, extraction, manufacturing, handling, processing, intermediate storage, isotopic separation and storage of ores, metals, nuclear fuels, nuclear materials, plutonium, uranium and nuclear waste; electricity generators; electricity generators, especially those using kinetic energy, hydraulic energy, energy from marine currents; turbines for microhydraulic power plants, hydraulic generators; devices in the nature of turbines for the production of electrical energy by converting wave energy; dynamos; starters for motors and engines; control centers for engines, namely, hydraulic controls for engines, pneumatic controls for engines; rotating and static electric machines, namely, pneumatic and hydraulic jacks; regulators being machine parts; speed governors for machines and motors; [ voltage regulators; ] electric motors for machines; portable electric power generation units; emergency power generators; current generators; propulsion mechanisms other than for land vehicles, namely, thrusters for machinery; aerators; machines for wind farms, in the nature of wind-powered electricity generators with rotors and a generator mounted on a tower or mast; electricity generators and gear boxes other than for land vehicles for wind farms; apparatus and instruments for making electrical or electronic components, namely, electric welding machines; apparatus for generating electricity using solar power; wind turbines; machines, machine tools and industrial robots for the collection, recycling of nuclear waste and spent fuel | SECTION 71 - CANCELLED | — |
| 009 | Optical and electro-optical equipment, namely, computer monitors and video monitors, optical character readers, optical disk drives; luminous signs; mechanical signs; electric signs featuring acoustics and luminous optical signs; computers, computer peripheral devices; scientific, surveying, optical, weighing, measuring, signaling, checking supervision, calculating, monitoring surveillance and rescue, teaching components, apparatus, instruments and devices for use in the energy industry, namely, radiation-measuring instruments; ground prospecting apparatus, namely, surveying instruments, mine prospecting instruments; apparatus for recording, transmission, receiving, storage, reproduction and processing of sound, images or data; electrotechnical, electronic or mechanical apparatus, equipment and instruments enabling the inspection of motors and engines and electric, electronic and computing equipment, namely, electrotechnical vibration meters, scales, bevels for measuring, lasers not for medical use, pocket calipers for measuring and tape measures; apparatus and instruments for supervision, surveillance, control and inspection of electrical energy and its characteristics, namely, energy meters for tracking and monitoring energy usage, electric control panels, electric luminescent display panels, electrical outlet testers; equipment and apparatus for recording, surveillance, analysis, communication, measuring, monitoring, controlling, driving and supervision of industrial installations, equipment and automated procedures for industry in the field of energy, namely, electronic monitors and monitor modules for monitoring electric current and electric signals, computer and video monitors, scales, bevels, lasers, pocket calipers and tape measures for inspecting, monitoring, weighing and measuring physical and geometrical parameters in industrial installations in the field of nuclear energy, namely, production of energy and the nuclear fuel cycle; data recording apparatus, especially for use in observing electrical energy variables; electrical protection and monitoring systems, namely, alarm monitoring systems; telephone and telecommunications transmitters; electric power filtering, converting and storing apparatus, namely, electric power converters; apparatus for the supply, maintenance of electric power, namely, transformers; systems for monitoring the condition of electrical apparatus comprised of power switches, circuit breakers, isolating switches, electric switches and contactors; electronic printed circuit boards, electronic microcircuits; blank smart cards; electrical and electronic components, in particular, semiconductors, semiconductor devices, electronic microcircuits, computer chips and integrated circuits and assemblies bringing these components together; apparatus and instruments for testing the performance of electrical or electronic components, namely, continuity test apparatus for electrical circuits, sound level meters; alarm installations and alarms; alarms for use in the power fields, namely, alarm installations and alarms for protection, recording, managing, surveillance, analysis, communication, measurement, inspection, control, governing and supervising industrial installations, electrical networks, equipment, and automated procedures; radioactivity detection apparatus; Geiger counters; protective masks not for medical purposes; clothing for protection against irradiation and fire for interventions taken in hostile environments; fiber-optic cables; photovoltaic solar panels for production of electricity; apparatus for fermentation, namely, laboratory equipment in the nature of incubators; fuel cells; galvanic, hydroelectric, rechargeable, dry and solar batteries; components of fuel cells, namely, electric contacts; battery auxiliaries, namely, renewable battery systems to provide backup power; electrolyzers; electric batteries and accumulators; electronic speed controllers for electric motors * ; voltage regulators * | SECTION 71 - CANCELLED | — |
| 011 | Heating installations, steam-generating installations, heat exchangers, heat and vapor accumulators, heat and vapor regulators in the nature of gas regulators, refrigerating machines, drying apparatus for chemical processing and ventilation apparatus, all for use in particular at nuclear power plants and reactors, plants and centers for storage, intermediate storage, isotopic separation, processing, reprocessing and recycling of fuels, ores, nuclear materials, uranium, plutonium and nuclear wastes; heating apparatus using solid, liquid or gaseous fuels, namely, heating installations; steam generators; apparatus for lighting, heating and ventilation for mining purposes, namely, lighting fixtures, heating installations and ventilation fans; apparatus, machines and installations for purification, cleansing and treatment of air, water, gases; electric boilers; facilities for processing nuclear moderators and fuel in the nature of nuclear power plants; nuclear reactors; nuclear generators; electrochemical gas generators especially ones using electrolysis, reforming, gasification, decomposition of water; thermal generators, namely, heat generators | SECTION 71 - CANCELLED | — |
| 017 | Insulating materials; insulators for use in the production, transport and distribution of energy, namely, insulating tapes, insulating tiles, insulating varnish, insulating water proof membranes, insulation covers for industrial machinery, insulating gloves, insulating oils, insulating paints, insulating plaster, insulating sleeves for machinery, electrical insulating mica products, electrical insulating rubber products, electrical insulating tapes and electric, thermal and acoustic insulators; products made of shaped, finished and semi-finished insulating materials, namely, insulating tapes, insulating tiles, insulating water proof membranes, insulation covers for industrial machinery, insulating gloves, insulating sleeves for machinery, electrical insulating mica products, electrical insulating rubber products, electrical insulating tapes and electric, thermal and acoustic insulators | SECTION 71 - CANCELLED | — |
| 019 | Building materials, not of metal, namely, glass for building, cement mixes, cement aggregates, filling cement, roofing cement, concrete, and bitumen, and non-metal transportable power plant structures for nuclear power stations, nuclear reactors, solar power stations, biogas and biomass power stations, wind farms, uranium mines, factories and centers for storage, intermediate storage, isotopic separation, processing, reprocessing and recycling of fuels, ores, nuclear materials, uranium, plutonium and nuclear waste; non-metallic transportable power plant structures for non-nuclear boilers; non-metallic transportable plant structures for power plants running on renewable energies; non-metallic ducts for nuclear power plants, solar power plants, biomass and biogas power plants and wind farms, nuclear reactors, uranium mines, factories and centers for storage, intermediate storage, isotopic separation, processing, reprocessing and recycling of fuels, ores, nuclear materials, uranium, plutonium and nuclear wastes; non-metallic ducts for non-nuclear boilers and power plants running on renewable energies | SECTION 71 - CANCELLED | — |
| 035 | Assistance in management of business activities in the nature of providing assistance to companies in carrying on their affairs, particularly in connection with manufacturing and preparation of pharmaceutical products; bookkeeping, tax declaration preparation; drawing up of statements of accounts in the nature of preparation of financial statements; advertising services and commercial patronage in the nature of promotional sponsorship in the fields of humanitarian action, sports, culture, health, education and environment and efforts to combat climate change | SECTION 71 - CANCELLED | — |
| 036 | Financial affairs, namely, financial information, management and analysis services in the energy sector, including renewable energies and efforts to combat climate change; financial consulting services on investments; mutual funds and capital investment; management, utilization and negotiation of carbon credits, namely, brokerage of carbon credits; consultancy in finance, financial services, formation and investment of capital, management of financial portfolios and portfolios in movable property and real estate; providing venture capital financing, capital investment services and development capital funding; financial engineering; financial asset management of corporate shares and shares held in other companies for others; financial sponsorship and patronage in the fields of humanitarian action, sports, culture, health, education and environment, namely, financial sponsorship of athletic tournaments, educational scholarships, research on renewable energies and efforts to combat climate change | SECTION 71 - CANCELLED | — |
| 037 | Construction, installation and maintenance of industrial infrastructures, power plants, industrial facilities and of equipment and apparatus in the nature of buildings and structures in the energy sector, including renewable energies; construction, installation and maintenance of mines, factories and storage centers for the processing, reprocessing and recycling of fuels, ores, nuclear materials, uranium and plutonium; services for dismantling, cleaning, maintenance and renovation all in the nature of trash collection of mining sites, nuclear facilities, equipment and apparatus in the nuclear field; construction, installation and maintenance of nuclear power plants, nuclear reactors, non-nuclear boilers, plants for producing electricity and installations and equipment for research and engineering in the sectors of nuclear energy and renewable energies; construction, installation and maintenance of facilities and equipment used for transporting materials in the field of nuclear energy; mining extraction of uranium; mining extraction of nuclear materials; inspection of construction sites; building construction supervision; providing plant construction information in the fields of nuclear energy, renewable energy; mining drilling especially mining that involves nuclear materials | SECTION 71 - CANCELLED | — |
| 038 | Communication via computer terminals and transmission of information by electronic communication networks in the energy sector, including the fields of renewable energies and efforts to combat climate change; remote communication by extranet, internet, mobile radio, telephone communication, fibre-optic networks for monitoring, regulating, measuring, signaling, governing, controlling, operating, protection, surveillance of plants or of installations in the energy sector, including the fields of renewable energies and efforts to combat climate change; dissemination and transmission of messages, news and information over the Internet, extranet and intranet networks in the fields of renewable energies and efforts to combat climate change; providing access to telecommunications networks for data transmission; on-line information transmission services via digital networks | SECTION 71 - CANCELLED | — |
| 039 | Services for packaging, intermediate storage, storage collection, transportation and gathering by air, land and water of fuels, ores, nuclear materials, uranium, plutonium and nuclear waste; Energy storage, namely, storage of nuclear materials; storage of energy from hydrogen, namely, storage of hydrogen fuel | SECTION 71 - CANCELLED | — |
| 040 | Production of energy; nuclear energy generation; production, conversion of energy from hydrogen; production of renewable energy, especially from biomass, biogas, mine gases, heat recovered in industry, wind, water, solar energy; production of energy, especially by micro-hydraulic power stations, hydro-turbines and devices for converting wave energy; services for the processing, reprocessing, isotopic separation, recycling and conversion of fuels, ores, materials used in the field of nuclear energy and nuclear materials in the nature of uranium, plutonium and nuclear wastes; service for sorting waste and recyclable material from fuels, ores, nuclear materials, uranium, plutonium and nuclear wastes; environmental remediation services, namely, treatment of soils and mining sites, nuclear facilities, equipment and apparatus in the nuclear field; disposal, incineration and elimination of wastes, nuclear wastes and spent fuels; treatment of materials in the energy sector, namely, uranium enrichment | SECTION 71 - CANCELLED | — |
| 041 | Training and education services, namely, providing classes, seminars, workshops, tutorial sessions, and mentoring in the fields of energy, renewable energies, efforts to combat climate change; training and education in the nature of providing classes, seminars, workshops, tutorial sessions, and mentoring for staff and operators of mining sites, facilities, factories, centers and nuclear infrastructures in the fields of facilities operation, safety and best practices; organization and holding of colloquiums, lectures, conventions, exhibitions, forums, seminars, symposiums, teleconferences and video conferences in the sectors of energy, renewable energies and efforts to combat climate change | SECTION 71 - CANCELLED | — |
| 042 | Engineering services in the fields of energy, namely, in the fields of renewable energies, efforts to combat climate change, wind power, biomass, solar power, fuel cells, gas and biogas generators, mines gases, industrial heat recovery and water; laboratory analysis and management of scientific and technological projects in the fields of renewable energies, efforts to combat climate change, wind power, biomass, solar power, fuel cells, gas and biogas generators, mines gases, industrial heat recovery and water; research, development, analyses, studies and concept design in the nature of product research and development, scientific research and development in the field of energy and in the sectors of renewable energies and efforts to combat climate change; research and development, analyses, studies and concept design relating to pharmaceutical products and the components of pharmaceutical products; consulting services in the fields of energy in the nature of advice and expert reports and materials testing in the field of energy, particularly in the fields of renewable energies and efforts to combat climate change; scientific and industrial research, design, studies, expert reports, consulting and information in the fields of environmental protection, sustainable development, renewable energies in the nature of wind power, biomass, fuel cells, solar energy, gas and biogas generators, mine gases, industrial heat recovery, water, solar energy, the production, conversion and storage of hydrogen-based energy and efforts to combat climate change; testing or research on prevention of pollution risks in connection with activities developed in the fields of energy; environmental auditing services for sites, facilities and equipment in the fields of energy in the nature of environmental testing and inspection services; project studies in the nature of scientific studies and research for turn-key power plants for the production of electricity from biomass and biogases; chemistry consultation services in the fields of energy; professional consultancy and drawing up of engineering plans unrelated to business dealings in the fields of energy, including in particular the fields of renewable energies and efforts to combat climate change; mine prospecting in particular for nuclear materials; inspection of nuclear materials; inspection and surveillance of nuclear facilities and equipment; control services in the nature of quality control for others for mines, factories and centers for the warehousing, storage, processing, isotopic separation, reprocessing and recycling of fuels, ores, materials used in the nuclear field, nuclear materials, uranium, plutonium and nuclear waste, nuclear power plants, nuclear reactors | SECTION 71 - CANCELLED | — |
| 045 | Security consultancy in the fields of energy; security inspection, consulting and monitoring services for mines, factories and centers for the warehousing, storage, processing, isotopic separation, reprocessing and recycling of fuels, ores, materials used in the nuclear field, nuclear materials, uranium, plutonium and nuclear waste, nuclear power plants, nuclear reactors for security purposes | SECTION 71 - CANCELLED | — |
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Apr 6, 2024 | DENC | NOTIFICATION OF EFFECT OF CANCELLATION OF INTL REG E-MAILED | — |
| Apr 6, 2024 | DENA | NOTIFICATION OF EFFECT OF CANCELLATION OF INTL REG E-MAILED | — |
| Apr 6, 2024 | DETH | DEATH OF INTERNATIONAL REGISTRATION | — |
| Sep 26, 2022 | INNT | TOTAL INVALIDATION PROCESSED BY THE IB | — |
| Sep 1, 2022 | INTS | TOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB | — |
| Sep 1, 2022 | INPC | INVALIDATION PROCESSED | — |
| Jul 26, 2022 | INTR | TOTAL INVALIDATION OF REG EXT PROTECTION CREATED | — |
| Nov 26, 2021 | C71T | CANCELLED SECTION 71 | — |
| May 29, 2021 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| Apr 9, 2020 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Apr 9, 2020 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Apr 9, 2020 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 9, 2020 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 9, 2020 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Mar 31, 2020 | REM3 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED | — |
| Nov 18, 2016 | INNA | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE | — |
| Oct 4, 2016 | INPR | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED | — |
| Feb 4, 2016 | CORR | CORRECTION FROM IB ENTERED - NO REVIEW REQUIRED | — |
| Feb 4, 2016 | COC. | CORRECTION UNDER SECTION 7 - PROCESSED | — |
| Jan 4, 2016 | RINX | USPTO CORRECTION PROCESSED BY IB | — |
| Jan 4, 2016 | CRCV | CORRECTION TRANSACTION RECEIVED FROM IB | — |
| Sep 18, 2015 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Aug 11, 2015 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Aug 11, 2015 | FIMP | FINAL DISPOSITION PROCESSED | — |
| Jun 30, 2015 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| Mar 31, 2015 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jan 15, 2015 | GPNX | NOTIFICATION PROCESSED BY IB | — |
| Jan 13, 2015 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 13, 2015 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Dec 24, 2014 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Dec 24, 2014 | OP2R | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB | — |
| Dec 24, 2014 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Dec 2, 2014 | PBCR | WITHDRAWN FROM PUB - OG REVIEW QUERY | — |
| Sep 30, 2014 | PBCR | WITHDRAWN FROM PUB - OG REVIEW QUERY | — |
| Aug 5, 2014 | PBCR | WITHDRAWN FROM PUB - OG REVIEW QUERY | — |
| Jul 21, 2014 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jul 21, 2014 | ALIE | ASSIGNED TO LIE | — |
| Jul 3, 2014 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jul 3, 2014 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Jul 3, 2014 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Jul 3, 2014 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Jul 3, 2014 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jun 10, 2014 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 10, 2014 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 10, 2014 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 24, 2014 | CRSN | CORRECTION SENT TO IB | — |
| Feb 24, 2014 | CRCR | CORRECTION CREATED FOR IB | — |
| Jan 25, 2014 | RFNT | REFUSAL PROCESSED BY IB | — |
| Jan 7, 2014 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Jan 7, 2014 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Jan 7, 2014 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Jan 6, 2014 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 20, 2013 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 18, 2013 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Dec 14, 2013 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Dec 12, 2013 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |