USPTO serial 79148390
CITIC SECURITIES
Reviewed by CopyMark Law Group
Reg. 4766353Status 706Registered
- Filing date
- Status date
- Registration date
- Jul 7, 2015
- Examiner
- LEE, JANET H
- Law office
- Historical data usage
What this means
This trademark is registered with the USPTO. Monitoring new filings can help you catch lookalike marks early.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Zhi Dong
Zhi Dong HSML, P.C.45 South Seventh Street, Suite 2700Minneapolis, MN 55402United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Mutual funds brokerage; capital investment services; funds investment; financing services; financial management; mortgage lending; brokerage of tokens of value, namely, brokerage of shares and other securities; stocks and bonds brokerage; financial analysis; financial consultancy; financial information; issue of tokens of value; stock exchange quotations; brokerage of carbon credits; commodity, insurance, investment and securities brokerage; financial guarantees and assurance underwriting gurantees; fiduciary representatives; trusteeship representatives | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 22, 2025 | NA71 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED | — |
| Sep 22, 2025 | 71AG | REGISTERED-SEC.71 ACCEPTED | — |
| Sep 22, 2025 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jun 20, 2025 | ES71 | TEAS SECTION 71 RECEIVED | — |
| Sep 26, 2024 | RNWL | INTERNATIONAL REGISTRATION RENEWED | — |
| Jul 7, 2024 | REM4 | COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED | — |
| Apr 28, 2024 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| Jan 7, 2022 | NA71 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED | — |
| Jan 7, 2022 | 71AG | REGISTERED-SEC.71 ACCEPTED | — |
| Jan 7, 2022 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jun 30, 2021 | ES71 | TEAS SECTION 71 RECEIVED | — |
| Jul 7, 2020 | REM3 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED | — |
| Nov 27, 2015 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Nov 9, 2015 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Nov 9, 2015 | FIMP | FINAL DISPOSITION PROCESSED | — |
| Oct 7, 2015 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| Jul 7, 2015 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Apr 21, 2015 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Apr 21, 2015 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Apr 17, 2015 | GPNX | NOTIFICATION PROCESSED BY IB | — |
| Apr 1, 2015 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Apr 1, 2015 | OP2R | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB | — |
| Apr 1, 2015 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Mar 13, 2015 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Mar 12, 2015 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 12, 2015 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 12, 2015 | PARI | TEAS VOLUNTARY AMENDMENT RECEIVED | — |
| Mar 12, 2015 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Mar 4, 2015 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 4, 2015 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 4, 2015 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Mar 4, 2015 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Feb 28, 2015 | NREV | NOTICE OF REVIVAL - E-MAILED | — |
| Feb 27, 2015 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 27, 2015 | PETG | PETITION TO REVIVE-GRANTED | — |
| Feb 27, 2015 | PROA | TEAS PETITION TO REVIVE RECEIVED | — |
| Feb 5, 2015 | MAB2 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Feb 4, 2015 | ABN2 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Jan 8, 2015 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jan 8, 2015 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Jan 7, 2015 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jan 6, 2015 | ALIE | ASSIGNED TO LIE | — |
| Dec 30, 2014 | UNPR | UNRESPONSIVE/DUPLICATE PAPER RECEIVED | — |
| Jul 22, 2014 | RFNT | REFUSAL PROCESSED BY IB | — |
| Jul 4, 2014 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Jul 1, 2014 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Jul 1, 2014 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Jul 1, 2014 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Jun 30, 2014 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 30, 2014 | DOCK | ASSIGNED TO EXAMINER | — |
| Jun 30, 2014 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jun 26, 2014 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |