USPTO serial 79159707
FCA
Reviewed by CopyMark Law Group
Reg. 5243271Status 404
- Filing date
- Status date
- Registration date
- Jul 18, 2017
- Examiner
- CLARKE, NANCY
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Jess M. Collen
Jess M. Collen Rothwell, Figg, Ernst & Manbeck, P.C.80 South Highland AvenueTHE HOLYOKE-MANHATTAN BUILDINGOssining, NY 10562Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable electronic publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, reports featuring agreements, undertakings and memoranda of understanding, warning notices, notices, rules and guidance, reports featuring educational summaries, and newsletters featuring regulatory records, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people; electronic publications recorded on computer media, namely, consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, agreements, reports featuring undertakings and memoranda of understanding, reports of warning notices, notices, rules and guidance, and newsletters featuring regulatory records and guidance to regulated firms and other market participants, downloadable databases with searchable business and financial information about financial services firms, said databases including reports featuring educational summaries of business and financial information about financial services firms, and downloadable searchable databases featuring educational information about risky investments and common scams, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 016 | Printed matter, namely, brochures in the field of financial services and regulation, printed publications, namely, brochures in the field of financial services and regulation, periodicals, journals, handbooks, newsletters, pamphlets, books, forms, manuals, all in the field of financial services and regulation, and printed instructional and teaching material in the field of financial services and regulation, none of the aforementioned goods relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 035 | Business management, business administration, business management assistance and consultancy, computerized business information services, business consultancy, advisory, information and research services, compilation and systemization of information into computer databases, compilation of statistics, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 036 | Financial affairs, namely, financial analysis and consultancy services, providing financial information relating to financial services businesses, providing financial information relating to rules, guidelines, policies and best practices applicable to financial services and specifically excluding legal advice, providing online, interactive databases featuring searchable financial information about financial services firms, financial risk assessment services, financial risk management services provided to consumers of financial services, investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 038 | Providing online forums for discussion of matters relating to financial services and products, financial services firms, consumers of financial services, or financial crime, webcasting services, transmission of digital files, providing multiple user access to data and databases, and advisory and assistance services all relating to the aforesaid, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 041 | Education and instruction, namely, providing on-line, non-downloadable educational publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, legal agreements, undertakings and memoranda of understanding, and reports on warning notices, notices, rules and guidance, providing a website featuring non-downloadable educational videos about financial services, risky investments and common scams, education and instruction, namely, providing a website featuring resources in the nature of on-line, non-downloadable publications in the nature of reports featuring educational summaries relating to financial services, and newsletters featuring regulatory records, all of the foregoing relating to technical standards, consumer protection, the prevention of financial crime, and codes of conduct in the fields of financial services, financial markets and consumer credit, and none of the aforementioned services relating to the fostering, placement and care of children and young people; educational services, namely, arranging, organizing and conducting lectures in the field of financial services and regulation of financial services, arranging and conducting educational conferences, congresses, seminars, workshops, symposia, colloquia and exhibitions, all in the field of financial services and regulation of financial services, publishing of books and magazines, publication of electronic books and journals on-line in the field of financial services regulation, publication of printed matter, written works, books and texts in the field of finance, production of films, videos, tapes, video discs, radio and television shows featuring training, instruction and information relating to consumer financial education, financial services, regulation of financial services and financial crime awareness and prevention, and production of radio programs, television programs and programs broadcast via the internet relating to consumer financial education, financial services and regulation of financial services and financial crime awareness and prevention, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 042 | Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
| 045 | Formulation and monitoring of legal rules, guidelines, codes of conduct, policies and best practices for the financial services industry and in relation to financial products and services, including enforcement of disciplinary actions, and crime prevention advisory services, the foregoing actions taken in relation to investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, and providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people | SECTION 71 - CANCELLED | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by The Financial Conduct Authority
- Other trademarks owned by The Financial Conduct Authority
- Other trademarks owned by The Financial Conduct Authority
- Other trademarks in Class 009
- Other trademarks in Class 016
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 038
- Other trademarks in Class 041
- Other trademarks in Class 042
- Other trademarks in Class 045
- Similar marks named FCA
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Nov 23, 2024 | INNT | TOTAL INVALIDATION PROCESSED BY THE IB | — |
| Nov 8, 2024 | DENA | NOTIFICATION OF EFFECT OF CANCELLATION OF INTL REG E-MAILED | — |
| Nov 8, 2024 | DETH | DEATH OF INTERNATIONAL REGISTRATION | — |
| Oct 17, 2024 | INTS | TOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB | — |
| Oct 16, 2024 | INPC | INVALIDATION PROCESSED | — |
| Oct 3, 2024 | INTR | TOTAL INVALIDATION OF REG EXT PROTECTION CREATED | — |
| Feb 2, 2024 | C71T | CANCELLED SECTION 71 | — |
| Jan 5, 2024 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jan 5, 2024 | ECDR | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS | — |
| Jan 5, 2024 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jan 5, 2024 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Sep 30, 2022 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| Jul 18, 2022 | REM3 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED | — |
| Nov 10, 2017 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Oct 23, 2017 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Oct 23, 2017 | FIMP | FINAL DISPOSITION PROCESSED | — |
| Oct 18, 2017 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| Oct 13, 2017 | GPNX | NOTIFICATION PROCESSED BY IB | — |
| Jul 18, 2017 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| May 2, 2017 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| May 2, 2017 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Apr 12, 2017 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Apr 12, 2017 | OP2R | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB | — |
| Apr 12, 2017 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Mar 24, 2017 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Mar 11, 2017 | EXPT | EXPARTE APPEAL TERMINATED | — |
| Mar 11, 2017 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Feb 15, 2017 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Feb 14, 2017 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Feb 14, 2017 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Feb 14, 2017 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Feb 13, 2017 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 13, 2017 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 13, 2017 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 12, 2017 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jan 12, 2017 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jan 5, 2017 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Nov 17, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 17, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 17, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 24, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 24, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 24, 2016 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 22, 2016 | OPNX | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB | — |
| Jul 6, 2016 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Jul 6, 2016 | OPNR | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB | — |
| Jun 20, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 20, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 20, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 24, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| May 23, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| May 23, 2016 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Apr 23, 2016 | GNS1 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED | — |
| Apr 23, 2016 | GNCF | CONTINUATION OF FINAL REFUSAL E-MAILED | — |
| Apr 23, 2016 | CNCF | ACTION CONTINUING A FINAL - COMPLETED | — |
| Mar 30, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 30, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 30, 2016 | ALIE | ASSIGNED TO LIE | — |
| Mar 18, 2016 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Mar 18, 2016 | EXPI | EX PARTE APPEAL-INSTITUTED | — |
| Mar 18, 2016 | JURT | JURISDICTION RESTORED TO EXAMINING ATTORNEY | — |
| Mar 18, 2016 | EXAF | EXPARTE APPEAL RECEIVED AT TTAB | — |
| Oct 7, 2015 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 7, 2015 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Sep 21, 2015 | CNFR | FINAL REFUSAL MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Sep 19, 2015 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Aug 19, 2015 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 18, 2015 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 18, 2015 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 6, 2015 | RFNT | REFUSAL PROCESSED BY IB | — |
| Feb 18, 2015 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Feb 18, 2015 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Feb 18, 2015 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Feb 17, 2015 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 11, 2015 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Feb 7, 2015 | DOCK | ASSIGNED TO EXAMINER | — |
| Feb 7, 2015 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Feb 5, 2015 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |