USPTO serial 79217920
NUVEEN
Reviewed by CopyMark Law Group
Reg. 5557727Status 739Registered
- Filing date
- Status date
- Registration date
- Sep 11, 2018
- Examiner
- SULLIVAN, JOHN C
- Law office
- Historical data usage
What this means
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Anna Kurian Shaw
Anna Kurian Shaw Hogan Lovells US LLP555 13th Street NWWashington, DC 20004United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale of real estate, financial and investment products and services of others | ACTIVE | — |
| 036 | Financial affairs and monetary affairs, namely, financial information, management and analysis services; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real estate acquisition; real estate brokerage; real estate management; real estate investment; real estate advisory and consultation services; real estate management, namely, management of agricultural property; investment advisory services; funds investment services; investment advisory services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial services, namely, financial advisory services, fund investment services, portfolio management services, asset management services, asset consultation services, asset advisory services, and asset valuation services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange- traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; lending, namely, commercial, consumer and real estate lending services; financing and loan services, namely, provision of syndicated loans; brokerage in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, and annuities, closed-end funds, separate accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial research services in the fields of investment and real estate; corporate finance services, namely, consultation, information and advisory services in the field of tax and regulatory structuring; real estate escrow services; debt settlement services; investment of funds for institutional and individual investors; investment of funds for institutional and individual investors, namely, providing investment solutions and strategies in relation to exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; financial investment brokerage, namely, underwriting services in the field of stocks, bonds, securities, exchange traded funds, UCITS funds, mutual funds, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, commodity pools, exchange-traded products and unit trusts; investment advisory services, namely, in relation to direct investment, equity and debt investments, fund of funds and multi-manager investments, investments through pooled funds, retirement accounts, club deals and segregated accounts; insurance brokerage, underwriting, consultancy and information services; life insurance brokerage, underwriting, consultancy and information services; investment advisory and investment portfolio management services; investment management, namely, structuring and acting as the collateral manager and investment advisor of collateralized debt obligations and collateralized loan obligations | ACTIVE | — |
| 041 | Educational services, namely, conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Nuveen Investments, Inc.
- Other trademarks owned by Nuveen Investments, Inc.
- Other trademarks owned by Nuveen Investments, Inc.
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 041
- Similar marks named NUVEEN
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 2, 2024 | NA75 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED | — |
| Oct 2, 2024 | C75A | REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. | — |
| Sep 23, 2024 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jan 9, 2024 | ES75 | TEAS SECTION 71 & 15 RECEIVED | — |
| Sep 11, 2023 | REM3 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED | — |
| Jan 5, 2019 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Dec 15, 2018 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Dec 15, 2018 | FIMP | FINAL DISPOSITION PROCESSED | — |
| Dec 11, 2018 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| Sep 11, 2018 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jun 26, 2018 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jun 26, 2018 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jun 6, 2018 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| May 16, 2018 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| May 14, 2018 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| May 14, 2018 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| May 14, 2018 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| May 14, 2018 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| May 8, 2018 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| May 8, 2018 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| May 8, 2018 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| May 8, 2018 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Apr 23, 2018 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 23, 2018 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 23, 2018 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 17, 2018 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 17, 2018 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Mar 19, 2018 | ATRV | ATTORNEY REVIEW COMPLETED | — |
| Mar 16, 2018 | LIME | LIMITATION FROM THE IB - REQUEST EXAM REVIEW | — |
| Nov 24, 2017 | LIMG | LIMITATION OF GOODS RECEIVED FROM IB | — |
| Nov 17, 2017 | RFNP | REFUSAL PROCESSED BY IB | — |
| Oct 23, 2017 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Oct 23, 2017 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Oct 18, 2017 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Oct 17, 2017 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 17, 2017 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Oct 12, 2017 | DOCK | ASSIGNED TO EXAMINER | — |
| Oct 12, 2017 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Oct 5, 2017 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |