USPTO serial 79326199
MARSHALL WACE
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Dec 20, 2022
- Examiner
- RUSKIN, MATTHEW SEAN
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six. Calendar Section 8 between years five and six, and consider trademark monitoring.
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Current trademark owner
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File a new U.S. trademark application, or speak with our attorneys.
Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
James R. Davis, II
James R. Davis, II Morgan, Lewis & Bockius LLP1111 Pennsylvania Avenue, NWWashington, DC 20004United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, establishment of, operation and investment management of, and providing investment advice related to hedge funds, commodity pools and other collective investment schemes and vehicles, and trading and investing for others of private and public securities, bonds, options, futures, derivatives, debt instruments and commodities across various asset classes; monetary affairs, namely, financial management services and investment advice services; financial administration of stock exchange trading of equities and other financial securities in financial markets; unit trust services, namely, investment management and investment advice; financing services relating to hedge funds, commodity pools and other collective investment schemes and vehicles; funding services, namely, funds investment; capital investment; corporate finance services, namely, consultation in the fields of asset sales and capital structure; banking services; private equity fund investment and investment advice services; hedge fund investment services; Undertakings for Collective Investment in Transferable Securities ("UCITS") fund management and investment advice services; managed account investment services; funds investment; investment services, namely, establishment of, operation and investment management of, and providing investment advice relating to hedge funds, commodity pools and other collective investment schemes and vehicles, and trading and investing for others of private and public securities, bonds, options, futures, derivatives, debit instruments and commodities across various asset classes; delegated investment management services; wealth management services; investment banking services; investment of funds for others in the fields of private equity, hedge funds, UCITS and alternative investments; provision of investment funding in the nature of private equity investments, mezzanine finance and risk capital; private equity fund investment services; private placements of hedge funds, private equity funds, securities and derivatives for others; brokerage, trading and execution services, namely, management and brokerage in the fields of private and public securities, bonds, options, futures, derivatives, debt, instruments and commodities across various asset classes in connection with investment services; provision of venture capital; providing venture capital, development capital, private equity and investment funding; information, advisory, delegated and consultancy services relating to the aforesaid services | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| May 7, 2026 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| Nov 28, 2025 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| May 21, 2025 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| May 21, 2025 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| May 21, 2025 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| May 21, 2025 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| May 21, 2025 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Apr 24, 2023 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Apr 5, 2023 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Apr 5, 2023 | FIMP | FINAL DISPOSITION PROCESSED | — |
| Mar 20, 2023 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| Dec 20, 2022 | NRCC | NOTICE OF REGISTRATION CONFIRMATION EMAILED | — |
| Dec 20, 2022 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Oct 4, 2022 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Oct 4, 2022 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 3, 2022 | GPNX | NOTIFICATION PROCESSED BY IB | — |
| Sep 14, 2022 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Sep 14, 2022 | OP2R | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB | — |
| Sep 14, 2022 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Sep 1, 2022 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Sep 1, 2022 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Sep 1, 2022 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Sep 1, 2022 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Sep 1, 2022 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Sep 1, 2022 | ZZZX | PREVIOUS ALLOWANCE COUNT WITHDRAWN | — |
| Sep 1, 2022 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Aug 8, 2022 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 8, 2022 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 8, 2022 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jun 28, 2022 | RFNT | REFUSAL PROCESSED BY IB | — |
| Jun 3, 2022 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Jun 3, 2022 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Apr 28, 2022 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Apr 27, 2022 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 25, 2022 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 2, 2022 | NREP | NEW REPRESENTATIVE AT IB RECEIVED | — |
| Nov 23, 2021 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Nov 19, 2021 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Nov 18, 2021 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |