USPTO serial 79411380
ASX
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Feb 24, 2026
- Examiner
- OSGOOD, KRYSTINA E
- Law office
- FILE REPOSITORY (FRANCONIA)
What this means
Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six. Calendar Section 8 between years five and six, and consider trademark monitoring.
Need help with ASX?
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
Current trademark owner
Monitor this mark, or talk with CopyMark about this registration.
Not the owner?
File a new U.S. trademark application, or speak with our attorneys.
Owner
AU
AU
AU
AU
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Michael E. Dockins
Michael E. Dockins Shumaker, Loop & Kendrick1000 Jackson StreetToledo, OH 43604United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | Downloadable application software for processing and analysing information relating to financial matters; Downloadable application software that enables trading in financial instruments, provides for trade execution and trade confirmation capabilities, and provides authorization access to financial information and financial market information, real time and otherwise; Downloadable application operating software for instructional, educational, teaching and administrative purposes relating to financial matters; Downloadable computer software for processing and analysing information relating to financial matters; Downloadable computer software for database management for instructional, educational, teaching and administrative purposes relating to financial matters; downloadable webcasts in the field of finance, but not including software applications for navigational systems and software for telecommunication devices, navigation systems, television, radio and end-consumer electronics, except where the software applications or software relate to financial markets, services or products; Downloadable computer software that enables trading in financial instruments, provides for trade execution and trade confirmation capabilities, and provides authorization access to financial information and financial market information, real time and otherwise; Downloadable computer software providing a distributed ledger technology platform that facilitates the hosting of software applications; Downloadable computer databases in the field of financial matters; Downloadable databases in the field of financial matters, namely, downloadable newspapers, newsletters, magazines, periodicals, manuals, books, booklets, pamphlets, reports, and instructional, educational and teaching materials in the field of financial matters; Downloadable data processing software programs; Downloadable data processing software systems, namely, downloadable securities trading software for processing the transfer of ownership of financial products | ACTIVE | — |
| 035 | Business administration and business consultancy services in relation to statistics and indexes concerning securities trading, interests, prices, exchange rates and other economic data concerning securities and providing business information; business advisory, consultancy and information service; data compilation and collection for others, namely, business services, accounting, business recordation management, and compilation and systematization of information concerning securities trading, financial interests, financial markets and other financial data into computer databases for business purposes, and providing business information electronic means; provision of business data analysis; business data analysis; market research services; recording the transfer of securities; maintenance of information in registers for shares, securities and other financial products | ACTIVE | — |
| 036 | Financial services including financial trading exchange services, namely, cross-border financial exchange services, non-electronic financial exchange services and electronic financial exchange services in the field of order routing, secure message transmission or authenticated message transmission; financial exchange agencies; financial clearing; financial clearing house services; financial clearing-houses; financial information in the nature of stock market information, such as quotations, orders, and market transactions; computerised financial services, namely, clearing and reconciling financial transactions via a global computer network; conducting of financial transactions, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial exchange services; financial information; financial information services; financial market information services; financial services namely currency trading, financial clearing and debt settlement of securities in the field of equity, debt, perpetual floating rate notes, derivatives being warrants, options, futures, options over futures, low exercise price options, repurchase agreements, derivative swaps, forward rate agreements, insurable risks, share ratios and index options), hybrid securities, convertible notes, preference shares, convertible preference shares, commodities, permits, rights, licenses, credits, enterprises, property, infrastructure, intellectual property rights, contracts, installment receipts, unit trusts, index funds, managed funds, mutual funds, real estate investment trusts, currency, structured products and financial instruments; cross-border financial clearing; financial management of foreign exchange risk; financial custody services, namely, maintaining possession of financial assets for others for financial management purposes; trustee services, bureau financial clearing services and third party financial clearing services; financial transaction services, namely, financial clearing and debt settlement services for market transactions, estate settlement services for managed funds, electronic facilitation of corporate action transfer of funds elections and transactions in the nature of securities lending and financial registry services, and registration being brokerage of shares, securities and other financial securities products; provision of financial information; provision of information relating to financial services being providing financial information; carbon trading exchange services, namely, trading of carbon dioxide and greenhouse gas emissions credits, allowances, or offsets of others; financial securities exchange services; commodities, gold, mercantile, monetary and security exchange, namely, commodities exchange, gold trading, monetary exchange and financial exchange services; quotation of stock market exchange prices; share exchange schemes, namely, financial administration of stock exchange trading of shares and other financial securities in financial markets; stock exchange quotations; stock exchange information services; electronic financial trading services provided by a trading network via an electronic private intranet network and global computer network; financial clearing and debt settlement of trades, including, all in the fields of cross-border clearing, managing foreign exchange risk, financial custody of assets for others for financial management purposes, trustee services, bureau financial clearing services and third party financial clearing services; financial risk management; provision of financial information concerning financial matters, including, provision of information in respect to, market matters, listed entities, products with such products including equity, debt, derivatives, commodities, permits, rights, licenses, credits, enterprises, property, infrastructure, intellectual property rights, contracts, installment receipts, unit trusts, index funds, managed funds, mutual funds, real estate investment trusts, currency, structured products and financial instruments, and provision of financial information advice concerning market data such as trade and quote data, corporate action information, company announcements, financial data and fundamental data; the provision of financial information and financial data analysis in connection with financial and monetary affairs, including online; financial services, including, namely, financial analysis and financial data tracking relating to securities and other financial instruments, and financial monitoring for investment purposes and financial risk assessment services in the field of financial evaluation; monetary affairs, namely, financial information, management and analysis services; providing of financial analyses; providing financial information via a website | ACTIVE | — |
| 038 | Communication of information by computer terminals; communication of information by electronic computer terminals; communication services for the transmission of information by electronic communication network means; computer communications for the transmission of information; electronic data transmission; electronic transmission of information; transmission of information by computer; transmission of information by electronic means; broadcasting over a global computer network, namely, webcasting services; webcasting services; providing access to an online database featuring real time investment information; electronic transmission of data and documents in the field of securities, financial instruments market information, quotations and orders; electronic communication networks, namely, communications by computer terminals in the field of securities and financial instruments transactions to others via a computer network, internet, online and other electronic channels; peer-to-peer networking computer services, namely, electronic transmission of data over electronic communications networks; providing on-line Internet access to publications | ACTIVE | — |
| 041 | Arranging and conducting of seminars in the field of financial matters; arranging and conducting of workshops in the field of financial matters; conducting instructional courses in the field of financial matters; conducting of educational courses in the field of financial matters; conducting of instructional seminars in the field of financial matters; conducting seminars in the field financial matters; conducting training seminars in the field of financial matters; conducting training workshops in the field of financial matters; video production of webcasts; publication of commodity market financial index books | ACTIVE | — |
| 042 | Computer software design; computer software development; development of computer software application solutions; development of computer software systems for the processing of data; development of computer software systems for the storage of data; development of computer software systems for the transmission of data; computer co-location services being the rental of data centre facilities and computer hardware apparatus; design, installation, maintenance, and development of software for trading, clearing and settlement and handling of securities, for the operation of financial market places, and for information relating to the stock market and securities; digital identification and certification services being the authentication, issuance and validation services to identify, verify and authenticate digital certificates for first and third parties and interactions between the same and securing business communications and transactions; electronic server hosting services; platform as a service (PaaS) featuring computer software platforms for managing financial transactions relating to the trading, clearing and settlement of securities and financial instruments; software as a service (SaaS) services featuring computer software for managing financial transactions relating to the trading, clearing and settlement of securities and financial instruments; software as a service (SAAS) services in the nature of hosting third-party cloud based software; computerized electronic data storage services for financial market data; research and development of new products; hosting a data software platform for storing, accessing, compiling, arranging, integrating or analysing data, including for sale to others on a virtual private server | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by ASX OPERATIONS PTY. LTD.
- Other trademarks owned by ASX OPERATIONS PTY. LTD.
- Other trademarks owned by ASX OPERATIONS PTY. LTD.
- Other trademarks owned by ASX OPERATIONS PTY. LTD.
- Other trademarks in Class 009
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 038
- Other trademarks in Class 041
- Other trademarks in Class 042
- Similar marks named ASX
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 10, 2026 | FINO | FINAL DECISION TRANSACTION PROCESSED BY IB | — |
| Aug 25, 2026 | FICS | FINAL DISPOSITION NOTICE SENT TO IB | — |
| Aug 25, 2026 | FIMP | FINAL DISPOSITION PROCESSED | — |
| May 24, 2026 | FICR | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB | — |
| May 21, 2026 | OPNX | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB | — |
| May 4, 2026 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| May 4, 2026 | OPNR | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB | — |
| Feb 24, 2026 | NRCC | NOTICE OF REGISTRATION CONFIRMATION EMAILED | — |
| Feb 24, 2026 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jan 6, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 6, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Dec 31, 2025 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Dec 9, 2025 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Dec 9, 2025 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Dec 9, 2025 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Dec 9, 2025 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Dec 9, 2025 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Nov 6, 2025 | ADCH | CHANGE OF NAME/ADDRESS REC'D FROM IB | — |
| Oct 27, 2025 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 27, 2025 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 27, 2025 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 3, 2025 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 3, 2025 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Sep 3, 2025 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Sep 3, 2025 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| May 17, 2025 | RFNT | REFUSAL PROCESSED BY IB | — |
| Apr 25, 2025 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Apr 25, 2025 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Mar 15, 2025 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Mar 14, 2025 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Mar 12, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Dec 6, 2024 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Dec 6, 2024 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Dec 5, 2024 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |