USPTO serial 79421817
SONATA ONE
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- —
- Examiner
- THOMAS, JULIE
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 686 means your mark is published in the USPTO Official Gazette and in the 30-day opposition period. If no opposition is filed, prosecution typically continues toward registration or a Notice of Allowance. Monitor the opposition window. After it closes, watch for Notice of Allowance (intent-to-use) or registration (use-based).
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Dianne M. Smith-Misemer
Dianne M. Smith-Misemer HOVEY WILLIAMS LLP10801 Mastin St., Suite 1000Overland Park, KS 66210United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Marketing services relating to private funds; business records management services relating to regulatory compliance documentation | ACTIVE | — |
| 036 | Private equity fund investment services and investment management; private equity securities investment services; private market fund brokerage services; financial risk management services; providing customer financial due diligence information in the private funds market; financial services, namely, transfer agency services rendered to issuers of investment securities | ACTIVE | — |
| 042 | Provision of online, non-downloadable computer platforms for conducting investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor securities law accreditation and identity and tax related compliance services, namely, tax form management and reporting; Software as a Service featuring software for placement of investors in private funds for investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor accreditation under securities laws and identity and tax related compliance services, namely, tax form management and reporting | ACTIVE | — |
| 045 | Providing authentication of personal identification information in the nature of verification of investor personal identification information in the nature of name and date of birth with suitable authentication documentation; regulatory compliance assessment and verification of investor identity and securities laws accreditation, namely, authentication of investors' identity documentation and performing background screening of investors to find adverse media, political exposure and sanctions in the field of anti-money laundering and other laws and regulations concerning investments; preparing and providing regulatory compliance reports relating to risk and compliance with anti-money laundering laws along with reports to be submitted to tax authorities under FATCA/CRS agreements in the fields of anti-money laundering, tax and securities laws; provision of regulatory compliance consulting services relating to tax compliance, including FATCA/CRS and Withholding Tax compliance | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by The ID Register (Holdings) Limited
- Other trademarks owned by Sonata One (Holdings) Limited
- Other trademarks owned by Sonata One (Holdings) Limited
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 042
- Other trademarks in Class 045
- Similar marks named SONATA ONE
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 13, 2026 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Oct 13, 2026 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Oct 8, 2026 | GPNX | NOTIFICATION PROCESSED BY IB | — |
| Oct 7, 2026 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Oct 1, 2026 | OPNX | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB | — |
| Sep 23, 2026 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Sep 23, 2026 | OP2R | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB | — |
| Sep 16, 2026 | OPNS | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB | — |
| Sep 16, 2026 | OPNR | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB | — |
| Sep 14, 2026 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Aug 18, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 18, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 18, 2026 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Jul 22, 2026 | GNS1 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED | — |
| Jul 22, 2026 | GNCF | CONTINUATION OF FINAL REFUSAL E-MAILED | — |
| Jul 22, 2026 | CNCF | ACTION CONTINUING A FINAL - COMPLETED | — |
| Apr 21, 2026 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 21, 2026 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 21, 2026 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Nov 18, 2025 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Nov 18, 2025 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Nov 18, 2025 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Nov 6, 2025 | ADCH | CHANGE OF NAME/ADDRESS REC'D FROM IB | — |
| Aug 12, 2025 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 11, 2025 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 11, 2025 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 2, 2025 | RFNT | REFUSAL PROCESSED BY IB | — |
| Jul 16, 2025 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| Jul 15, 2025 | RFRR | REFUSAL PROCESSED BY MPU | — |
| May 23, 2025 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| May 22, 2025 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 30, 2025 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 25, 2025 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Apr 25, 2025 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Apr 17, 2025 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |