USPTO serial 79447019
SMBC PRIVATE MARKETS
Reviewed by CopyMark Law Group
Status 641Office Action
- Filing date
- Status date
- Registration date
- —
- Examiner
- CARR, PATRICK C
- Law office
- TMO LAW OFFICE 125
What this means
The USPTO has issued an Office Action on this application. A response is typically required before the deadline, or the application can be abandoned.
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Owner
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage of securities, securities index futures, securities options, and overseas market securities futures; agencies for brokerage of securities, securities index futures and securities options in domestic markets; agencies providing brokerage services for commission-based trading in domestic securities markets, securities index futures, and securities options entrusted to agents; on-commission trading in domestic markets of securities, securities index futures and securities options, provided by brokerage agencies; agencies for brokerage of securities, securities index futures in overseas markets; agencies providing brokerage services for commission-based trading in overseas securities markets, securities index futures, and securities options entrusted to agents; on-commission trading in overseas markets of securities, securities index futures and securities options, provided by brokerage agencies; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; securities offering; brokerage services relating to securities subscription or offering; stock exchange quotations; capital investment; consulting services and providing information relating to capital investment; funds management and operation; funds investment services; establishing funds; funds underwriting. | ACTIVE | — |
| 041 | Educational and instruction services relating to arts, crafts, sports or general knowledge; arranging, conducting and organization of seminars. | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jun 11, 2026 | RFNT | REFUSAL PROCESSED BY IB | — |
| May 24, 2026 | RFCS | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB | — |
| May 23, 2026 | RFRR | REFUSAL PROCESSED BY MPU | — |
| Apr 9, 2026 | RFCR | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW | — |
| Apr 8, 2026 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 4, 2026 | DOCK | ASSIGNED TO EXAMINER | — |
| Apr 3, 2026 | MAFR | APPLICATION FILING RECEIPT MAILED | — |
| Apr 3, 2026 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Apr 2, 2026 | REPR | SN ASSIGNED FOR SECT 66A APPL FROM IB | — |