Drawing for C CETERA FINANCIAL GROUP

USPTO serial 85016918

C CETERA FINANCIAL GROUP

Reviewed by CopyMark Law Group

Reg. 3953736Status 800Registered
Filing date
Status date
Registration date
May 3, 2011
Examiner
HESIK, APRIL ANNE
Law office
GENERIC WEB UPDATE

What this means

Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection. Calendar the next Section 8 and 9 deadline in 10 years and maintain monitoring.

Status 800: Status 800 means the registration was renewed after acceptable combined Section 8 and Section 9 filings. The mark remains registered for another 10-year term with active federal protection.

Need help with C CETERA FINANCIAL GROUP?

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Dyan Finguerra-DuCharme

Dyan Finguerra-DuCharme PRYOR CASHMAN LLP7 TIMES SQUARENEW YORK, NY 10036UNITED STATES

Goods and services

ClassDescriptionStatusFirst use
035Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisorsACTIVEMar 15, 2010
036Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency servicesACTIVEMar 15, 2010

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

DateCodeEventWhat it means
Nov 9, 2021CHANAPPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED—
Nov 9, 2021TCCATEAS CHANGE OF CORRESPONDENCE RECEIVED—
Nov 9, 2021ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Nov 9, 2021REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
Nov 9, 2021COARTEAS CHANGE OF OWNER ADDRESS RECEIVED—
Jun 11, 2021NA89NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED—
Jun 11, 2021RNL1REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active.
Jun 11, 202189AGREGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTEDThe USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary.
Jun 11, 2021APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Mar 8, 2021E89RTEAS SECTION 8 & 9 RECEIVED—
May 3, 2020REM2COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED—
Oct 3, 2018ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
Jan 21, 2017NA85NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED—
Jan 21, 2017C15AREGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.—
Jan 21, 2017APRECASE ASSIGNED TO POST REGISTRATION PARALEGAL—
Nov 11, 2016E815TEAS SECTION 8 & 15 RECEIVED—
Jun 8, 2016ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
Feb 3, 2016ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
May 7, 2014ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
Aug 14, 2013ASCKASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY—
May 3, 2011R.PRREGISTERED-PRINCIPAL REGISTERYour trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive.
Mar 25, 2011ETOPEXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED—
Dec 7, 2010ETOFEXTENSION OF TIME TO OPPOSE RECEIVED—
Nov 9, 2010NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED—
Nov 9, 2010PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
Oct 6, 2010PREVLAW OFFICE PUBLICATION REVIEW COMPLETED—
Oct 5, 2010CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Oct 4, 2010XAECEXAMINER'S AMENDMENT ENTERED—
Oct 4, 2010GNENNOTIFICATION OF EXAMINERS AMENDMENT E-MAILED—
Oct 4, 2010GNEAEXAMINERS AMENDMENT E-MAILED—
Oct 4, 2010CNEAEXAMINERS AMENDMENT -WRITTEN—
Sep 24, 2010AAUANOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED—
Sep 23, 2010IUAAUSE AMENDMENT ACCEPTED—
Sep 23, 2010TEMETEAS/EMAIL CORRESPONDENCE ENTERED—
Sep 23, 2010CRFACORRESPONDENCE RECEIVED IN LAW OFFICE—
Sep 23, 2010ALIEASSIGNED TO LIE—
Sep 16, 2010AUPCAMENDMENT TO USE PROCESSING COMPLETE—
Sep 16, 2010IUAFUSE AMENDMENT FILED—
Sep 15, 2010TROATEAS RESPONSE TO OFFICE ACTION RECEIVEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Sep 15, 2010EAAUTEAS AMENDMENT OF USE RECEIVED—
Sep 9, 2010ARAAATTORNEY/DOM.REP.REVOKED AND/OR APPOINTEDThis event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action.
Sep 9, 2010REAPTEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED—
May 28, 2010GPRNNOTIFICATION OF PRIORITY ACTION E-MAILEDA priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline.
May 28, 2010GPRAPRIORITY ACTION E-MAILEDA priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline.
May 28, 2010CPRAPRIORITY ACTION WRITTENA priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline.
May 27, 2010DOCKASSIGNED TO EXAMINER—
Apr 23, 2010MDSCNOTICE OF DESIGN SEARCH CODE MAILED—
Apr 22, 2010NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Apr 22, 2010NWAPNEW APPLICATION ENTERED—

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