USPTO serial 85148821
DIRECTIONAL ALPHA
Reviewed by CopyMark Law Group
Reg. 4043211Status 710
- Filing date
- Status date
- Registration date
- Oct 18, 2011
- Examiner
- SMITH, BRIDGETT G
- Law office
- TMO LAW OFFICE 115
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
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Owner
Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Investment management and financial services, namely, providing direct asset management, hedge fund management, investment advisory services, financial, trading, and investment information services in the nature of a financial index, securities analysis, classification and reporting services, fund investing services, namely, investment of funds of others, consultation and advisory in the field of investing, maintaining escrow accounts for investments; financial consultancy services, namely, providing financial advice to accredited investors, high net worth individuals, and other investors; fundraising services, namely, raising capital for hedge funds, private equity, venture capital funds, and funds for others; research in the field of investing; financial planning, financial analysis and consultation, monetary consultation, monetary exchange, cash management, asset management; investment management, namely, investments in securities, fixed income and bonds, foreign exchange rates, financial derivatives, financially distressed or under performing assets and/or companies, acceptance of trusts, namely, estate trust management and trust management accounts, investment advice, financial risk management; fund management, namely, securities trading and investing services for others via the Internet, the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder, financial management of collective investment schemes, off-shore funds, domestic funds, hedge funds, private equity funds, venture capital funds, long-short funds, arbitrage funds, convertible funds, distressed debt funds, market neutral funds, multi-strategy funds, event-driven funds, and real-estate funds; financial portfolio management and asset allocation; corporate finance and mergers and acquisitions investments and advisory services, securities investment and financial management, namely, management of unit trusts and investment companies; securities trading in investments, stocks, unit trust securities, bonds, exchange-traded-funds (ETF), warrants, options, futures and other derivatives and over-the-counter derivatives; investment advising to others concerning investments in intangible business assets, both directly and indirectly through other entities; financial management; financial asset and investment management; financial appraisal, evaluation and analysis, namely, consultation relating to the appraisal of investments; provision of financial information, financial research, investment and financial research and advisory; commodity investment and advice; equity capital investment; financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, portfolio management, trading, rebalancing; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and funds for equities, derivatives, foreign exchange rates and fixed income investments | SECTION 8 - CANCELLED | Sep 2, 2011 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Apr 29, 2022 | CAEX | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 | — |
| Oct 18, 2020 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Jun 8, 2019 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jun 8, 2019 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Jun 8, 2019 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Jan 23, 2018 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Jan 23, 2018 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Jan 22, 2018 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jan 4, 2018 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Jan 4, 2018 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Oct 18, 2011 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Sep 13, 2011 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED | — |
| Sep 10, 2011 | REGV | LAW OFFICE REGISTRATION REVIEW COMPLETED | — |
| Sep 8, 2011 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Sep 7, 2011 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Sep 7, 2011 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Sep 2, 2011 | IUAF | USE AMENDMENT FILED | — |
| Sep 2, 2011 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Jun 14, 2011 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Apr 19, 2011 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Mar 30, 2011 | NPUB | NOTICE OF PUBLICATION | — |
| Mar 12, 2011 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Mar 12, 2011 | ALIE | ASSIGNED TO LIE | — |
| Feb 22, 2011 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Feb 20, 2011 | WOAG | WITHDRAWAL OF ATTORNEY GRANTED | — |
| Feb 20, 2011 | WOAR | TEAS WITHDRAWAL OF ATTORNEY RECEIVED | — |
| Feb 7, 2011 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Feb 5, 2011 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Feb 5, 2011 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jan 27, 2011 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 27, 2011 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 27, 2011 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 19, 2011 | DOCK | ASSIGNED TO EXAMINER | — |
| Oct 13, 2010 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Oct 12, 2010 | NWAP | NEW APPLICATION ENTERED | — |