USPTO serial 85403452
BROAD PEAK
Reviewed by CopyMark Law Group
Status 606
- Filing date
- Status date
- Registration date
- —
- Examiner
- ORNDORFF, LINDA
- Law office
- INTENT TO USE SECTION
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Current trademark owner
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Owner
Broad Peak Investment Management Ltd.
George Town, Grand Cay, KY
Other trademarks owned by Broad Peak Investment Management Ltd.
Broad Peak Investment Management Ltd.
George Town, Grand Cay, KY
Other trademarks owned by Broad Peak Investment Management Ltd.
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Catherine Parrish Lake
Catherine Parrish Lake Stoel Rives LLP201 South Main Street, Suite 1100Salt Lake City, UT 84111UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 016 | Printed matter, namely, books, magazines, brochures, reports, pamphlets, and manuals, all in the field of financial and investment information and topics; posters; photographs; paper labels; address labels; note cards; greeting cards; gift cards; index cards; business cards; invitations; writing instruments; stationery | ACTIVE | — |
| 036 | Financial management services, namely, management of investment funds of others; financial administration services, namely, administration of investment funds of others; provision of information on investing and financial markets and investment management services; administration of funds and mutual funds, namely, hedge fund investment services; investment and management of a capital investment fund | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Broad Peak Investment Management Ltd.
- Other trademarks owned by Broad Peak Investment Management Ltd.
- Other trademarks in Class 016
- Other trademarks in Class 036
- Similar marks named BROAD PEAK
- Prosecution event ARAA explained
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jun 17, 2015 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jun 17, 2015 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| May 4, 2015 | MAB6 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| May 4, 2015 | ABN6 | ABANDONMENT - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Oct 11, 2014 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Oct 10, 2014 | EX5G | SOU EXTENSION 5 GRANTED | — |
| Oct 3, 2014 | EXT5 | SOU EXTENSION 5 FILED | — |
| Oct 3, 2014 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Apr 24, 2014 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Apr 23, 2014 | EX4G | SOU EXTENSION 4 GRANTED | — |
| Apr 22, 2014 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Mar 31, 2014 | EXT4 | SOU EXTENSION 4 FILED | — |
| Mar 31, 2014 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Oct 2, 2013 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 30, 2013 | EX3G | SOU EXTENSION 3 GRANTED | — |
| Sep 30, 2013 | EXT3 | SOU EXTENSION 3 FILED | — |
| Sep 30, 2013 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 30, 2013 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 30, 2013 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 4, 2013 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Apr 2, 2013 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Apr 2, 2013 | EXT2 | SOU EXTENSION 2 FILED | — |
| Apr 2, 2013 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Oct 2, 2012 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 29, 2012 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Sep 29, 2012 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Sep 27, 2012 | EXT1 | SOU EXTENSION 1 FILED | — |
| Sep 27, 2012 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 23, 2012 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 23, 2012 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 3, 2012 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Feb 7, 2012 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Feb 7, 2012 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jan 18, 2012 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Jan 4, 2012 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Jan 3, 2012 | ALIE | ASSIGNED TO LIE | — |
| Dec 13, 2011 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Dec 12, 2011 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 25, 2011 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Aug 25, 2011 | NWAP | NEW APPLICATION ENTERED | — |