USPTO serial 85699205
401KROLLOVERS.COM
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- —
- Examiner
- CROMER, ZACHARY
- Law office
- TMEG LAW OFFICE 104 - EXAMINING ATTORNEY ASSIGNED
What this means
These status codes mean the trademark application is abandoned and no longer pending. Common reasons include missing an Office Action response (600), filing without a valid basis (602), express abandonment by the applicant (604), or failure to respond to an examiner's inquiry (618). Revival may be possible in limited circumstances. If abandonment was unintentional, consult counsel about a petition to revive. Otherwise file a new application if protection is still needed.
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Owner
NORTH PALM BEACH, FL
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
H. William Larson
H. WILLIAM LARSON LARSON & LARSON, P.A.11199 69TH STLARGO, FL 33773-5504UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 042 | PROVIDING FINANCIAL AND REGISTERED SECURITIES INFORMATION ABOUT STOCKS, BONDS, PREFERRED STOCKS, MUTUAL FUNDS, UNIT INVESTMENT TRUSTS, MASTER LIMITED PARTNERSHIPS, EXCHANGE TRADED FUNDS, ANNUITIES, INSURANCE PRODUCTS, FINANCIAL INVESTMENT PRODUCTS; PROVIDING INFORMATION AND LICENSED PROFESSIONAL ADVICE ABOUT INVESTMENT ACCOUNTS, IRA ACCOUNTS, EMPLOYER SPONSORED RETIREMENT PLANS, GOVERNMENT SPONSORED RETIREMENT PLANS, EDUCATIONAL SPONSORED RETIREMENT PLANS, 401K ROLLOVERS, 403B ROLLOVERS, IRA ROLLOVERS, ROTH IRA'S, EMPLOYEE STOCK OWNERSHIP PLANS, ROLLOVERS, SIMPLIFIED EMPLOYEE PENSION PLANS, SOLO 401K PLANS, 401A PLANS, 401C PLANS, 457 PLANS, TAX SHELTED ANNUITY PLANS, QUALIFIED OR NON-QUALIFIED RETIREMENT PLANS WITH CURRENT, PREVIOUS EMPLOYERS OR EXISTING IRA AND /OR OTHER SECURITIES ACCOUNTS; PROVIDING INDIVIDUAL INVESTMENT MANAGEMENT SERVICES, SECURITIES MANAGEMENT SERVICES, FINANCIAL ADVISOR SERVICES, FINANCIAL PLANNING SERVICES, AND RETIREMENT FUND INVESTMENT SERVICES BY LICENSED SECURITIES BROKERS AND BROKER/DEALERS AND INDIVIDUALLY LICENSED SECURITY REPRESENTATIVES, ALL BY MEANS OF THE INTERNET, TELEPHONE, ELECTRONIC COMPUTERS AND DEVICES, U.S. MAIL, WIRELESS DEVICES, SMARTPHONES AND TABLET COMPUTERS; PROVIDING THE MEANS TO ROLLOVER DIRECTLY OR INDIRECTLY EXISTING QUALIFIED RETIREMENT PLANS, OR ANY OTHER SECURITY BROKERAGE ACCOUNT, INTO A SECURITIES ACCOUNT BY A LICENSED SECURITIES BROKER/DEALER, FROM ANY COMPUTER WORLDWIDE TO AN IRA OR ANY OTHE R TYPE OF BROKERAGE ACCOUNT; PROVIDING THROUGH THE USE OF LICENSED SECURITIES REPRESENTATIVES OF THE 401K ROLLOVER COMPANY OR OTHER NATIONALLY LICENSED SECURITIES BROKER/DEALER AND THEIR DULY LICENSED FINANCIAL REPRESENTATIVES TO OPEN A SECURITIES ACCOUNTS, IRA OR OTHERWISE; PROVIDING INFORMATION CONCERNING FINANCIAL ADVICE, FINANCIAL EDUCATIONAL MATERIALS, NEWS, MULTIPLE ASSET ALLOCATION MODELS, DEFINITIONS OF FINANCIAL TERMS, AND EDUCATIONAL VIDEO; PROVIDING FOR THE COLLECTION OF RELEVANT FINANCIAL CLIENT INFORMATION OVER THE INTERNET OR TELEPHONE TO DETERMINE THE FINANCIAL CONDITION OF THE INDIVIDUAL CLIENT THROUGH THE USE OF QUESTIONNAIRES, CHARTS, TOLERANCE FOR RISK QUESTIONS, CLIENT EXPECTATIONS OF RETURN AND COMPUTER MODEL SIMULATIONS | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jul 8, 2013 | MAB2 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Jul 8, 2013 | ABN2 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Dec 10, 2012 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 10, 2012 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 10, 2012 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Dec 6, 2012 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 17, 2012 | MPMK | NOTICE OF PSEUDO MARK MAILED | — |
| Aug 16, 2012 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Aug 13, 2012 | NWAP | NEW APPLICATION ENTERED | — |