USPTO serial 85974364
RIA-ONLY DOESN'T MEAN RIA ALONE
Reviewed by CopyMark Law Group
Reg. 4777765Status 710
- Filing date
- Status date
- Registration date
- Jul 21, 2015
- Examiner
- BUTTON, JENNIFER JO
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 710 means the registration was cancelled because a required Section 8 declaration of continued use was not filed within the deadline (including any grace period). The federal registration is no longer active. Evaluate filing a new application if you still use the mark, or petition if cancellation was erroneous. Consult counsel on remaining common-law rights.
Need help with RIA-ONLY DOESN'T MEAN RIA ALONE?
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
Current trademark owner
Monitor this mark, or talk with CopyMark about this registration.
Not the owner?
File a new U.S. trademark application, or speak with our attorneys.
Owner
Commonwealth Equity Services, Inc.
Waltham, MA
Other trademarks owned by Commonwealth Equity Services, Inc.
Commonwealth Equity Services, Inc.
Waltham, MA
Other trademarks owned by Commonwealth Equity Services, Inc.
Commonwealth Equity Services, Inc.
Waltham, MA
Other trademarks owned by Commonwealth Equity Services, Inc.
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Louis J. Franco
LOUIS J. FRANCO LAW OFFICE OF LOUIS J. FRANCO250 ARBOR STLUNENBURG, MA 01462-1458UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors | SECTION 8 - CANCELLED | May 8, 2015 |
| 036 | Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services | SECTION 8 - CANCELLED | May 8, 2015 |
| 045 | Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations | SECTION 8 - CANCELLED | May 8, 2015 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Commonwealth Equity Services, Inc.
- Other trademarks owned by Commonwealth Equity Services, Inc.
- Other trademarks owned by Commonwealth Equity Services, Inc.
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 045
- Similar marks named RIA-ONLY DOESN'T MEAN RIA ALONE
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jan 28, 2022 | C8.. | CANCELLED SEC. 8 (6-YR) | — |
| Jul 21, 2015 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jun 19, 2015 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED | — |
| Jun 18, 2015 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Jun 9, 2015 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jun 4, 2015 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| May 11, 2015 | IUAF | USE AMENDMENT FILED | — |
| May 11, 2015 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Nov 11, 2014 | NOAM | NOA MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Sep 16, 2014 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Aug 27, 2014 | NPUB | NOTICE OF PUBLICATION | — |
| Aug 14, 2014 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Aug 14, 2014 | CNEA | EXAMINERS AMENDMENT MAILED | — |
| Aug 14, 2014 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Aug 14, 2014 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Aug 14, 2014 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Aug 14, 2014 | ZZZX | PREVIOUS ALLOWANCE COUNT WITHDRAWN | — |
| Aug 14, 2014 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jul 28, 2014 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jul 28, 2014 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jul 21, 2014 | ALIE | ASSIGNED TO LIE | — |
| Jul 14, 2014 | NREV | NOTICE OF REVIVAL - MAILED | — |
| Jul 14, 2014 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 14, 2014 | PETG | PETITION TO REVIVE-GRANTED | — |
| Jul 14, 2014 | PROA | TEAS PETITION TO REVIVE RECEIVED | — |
| May 13, 2014 | MAB2 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| May 13, 2014 | ABN2 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE | The trademark application was abandoned because a required response or document was not filed by the deadline — usually a missed Office Action response. The application is dead unless a petition to revive is granted within a limited time. |
| Oct 15, 2013 | CNRT | NON-FINAL ACTION MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 11, 2013 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 10, 2013 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 15, 2013 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |