USPTO serial 86181209
STRATIFIED ETF
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Oct 4, 2016
- Examiner
- BAL, KAMAL SINGH
- Law office
- TMO LAW OFFICE 112
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Hamilton, BM
New York, NY
HAMILTON, BM
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Mark A. Jansen
Mark A. Jansen FENWICK & WEST, LLP801 CALIFORNIA STMOUNTAIN VIEW, CA 94041UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Providing financial services with respect to securities and other financial instruments and products, namely, money management services and mutual fund advisory, brokerage, investment and planning services; providing information in the financial and investment fields; providing information in the financial and investment fields through electronic means; providing an interactive website and online computer database in the fields of finance, mutual fund investment advisory services, investment management services and financial management services in the nature of pooled investment funds; banking services, mutual fund investment advisory services, financial services, namely, investment of funds for others, investment management and investment advisory services in connection with savings plans for educational purposes; financial planning services; providing information about investing and financial savings for educational purposes, managing and administering investment plans for the funding of higher education; and related services, namely, financial services in the nature of savings programs for youths, and securities brokerage and trading services; investment management featuring financial portfolio management of investments in the fields of banking, mutual fund investment advisory services, investment management services and financial services in the nature of exchange traded funds; financial investment services in the field of pooled investment funds, including exchange traded funds; providing information in the financial and investment fields; financial advisory services, including the structuring, sale, distribution, management and administration of investments, including exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; financial products services, namely, brokerage, advisory, distribution, administration, management, custodial and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; fund investment consultation; fund investment services featuring securities offered according to previously established criteria; funds investment; management of a capital investment fund; mutual fund brokerage; exchange traded fund brokerage; exchange traded funds investment; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services; financial analysis, management, consulting and advisory services; fund investment; account reporting services, namely, providing bank account and investment account information; electronic funds transfer; financial information and evaluation services; savings and loan services; individual savings account services; capital investment services; financial transaction services, namely, trading of financial instruments; investment services, namely, asset management; financial, securities and commodities exchange services; financial investment analysis; real estate management; rental of office space; retirement payment services, namely, financial administration of retirement accounts; and trusteeship representatives; investment services, namely, offering exchange traded note products based on a note index; financial services, namely, investment fund management and advisory services; offering and administering closed-end funds and exchange-traded funds; investment services, namely, offering exchange traded fund products based on a mutual fund index | ACTIVE | Jun 4, 2015 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 4, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Aug 31, 2023 | NAS8 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | — |
| Aug 31, 2023 | 8.OK | REGISTERED - SEC. 8 (6-YR) ACCEPTED | The USPTO accepted your Section 8 declaration showing the mark is still in use in commerce (or excusable nonuse). This satisfies the six-year maintenance requirement and keeps the registration active until the next renewal deadline. |
| Aug 31, 2023 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Apr 4, 2023 | ES8R | TEAS SECTION 8 RECEIVED | — |
| Oct 4, 2021 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Mar 3, 2021 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Mar 3, 2021 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Mar 3, 2021 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Mar 3, 2021 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Mar 3, 2021 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Mar 3, 2021 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Aug 14, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 14, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Oct 4, 2016 | R.SR | REGISTERED-SUPPLEMENTAL REGISTER | Your mark is registered on the Supplemental Register, which is available for marks that are not yet distinctive enough for the Principal Register but can still identify a source. Protection is more limited than Principal Register registration but can later support a Principal Register application. |
| Aug 29, 2016 | PREV | LAW OFFICE PUBLICATION REVIEW COMPLETED | — |
| Aug 23, 2016 | AAUA | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED | — |
| Aug 20, 2016 | CNTA | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER | — |
| Aug 20, 2016 | IUAA | USE AMENDMENT ACCEPTED | — |
| Jul 28, 2016 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Jul 27, 2016 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Jul 27, 2016 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Jul 27, 2016 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Jul 27, 2016 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jun 23, 2016 | EXPT | EXPARTE APPEAL TERMINATED | — |
| May 12, 2016 | EXFB | EXPARTE APPEAL DISMISSED - FAILURE TO FILE BRIEF | — |
| Feb 1, 2016 | GNS1 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED | — |
| Feb 1, 2016 | GNSF | SUBSEQUENT FINAL EMAILED | — |
| Feb 1, 2016 | CFRC | SUBSEQUENT FINAL REFUSAL WRITTEN | — |
| Jan 7, 2016 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Jan 7, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Dec 30, 2015 | PAPER RECEIVED | — | |
| Jun 25, 2015 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 25, 2015 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 25, 2015 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 16, 2015 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Jun 16, 2015 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 9, 2015 | PAPER RECEIVED | — | |
| Jun 6, 2015 | AUPC | AMENDMENT TO USE PROCESSING COMPLETE | — |
| Jun 6, 2015 | IUAF | USE AMENDMENT FILED | — |
| Jun 5, 2015 | EAAU | TEAS AMENDMENT OF USE RECEIVED | — |
| Jun 5, 2015 | EXPI | EX PARTE APPEAL-INSTITUTED | — |
| Jun 5, 2015 | JURT | JURISDICTION RESTORED TO EXAMINING ATTORNEY | — |
| Jun 5, 2015 | EXAF | EXPARTE APPEAL RECEIVED AT TTAB | — |
| Dec 5, 2014 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Dec 5, 2014 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Dec 5, 2014 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Nov 3, 2014 | ACEC | AMENDMENT FROM APPLICANT ENTERED | — |
| Nov 3, 2014 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 27, 2014 | ALIE | ASSIGNED TO LIE | — |
| Oct 22, 2014 | PAPER RECEIVED | — | |
| Apr 22, 2014 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 22, 2014 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 22, 2014 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 14, 2014 | DOCK | ASSIGNED TO EXAMINER | — |
| Feb 12, 2014 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Feb 4, 2014 | NWAP | NEW APPLICATION ENTERED | — |