USPTO serial 86678523
ARISTATA FINANCIAL
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Jun 21, 2016
- Examiner
- COLEMAN, NICHOLAS A
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
William P. Matthews
William P. Matthews FOULSTON SIEFKIN LLP1551 N Waterfront Pkwy Ste 100Wichita, KS 67206-4466United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; investment banking services; securities brokerage; equity capital investment services; private placements of hedge funds, private equity funds, securities and derivatives for others *, excluding acting as a sponsor or advertising or marketing of private investment funds; * investment of funds for others; [ securities trading and investing services for others via the Internet; ]investment advisory services; investment consultation services; investment management services; providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement through a global computer network; financial planning; cash management account services; providing financial portfolio management services; [ providing an interactive online computer database in the field of financial portfolio management, financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans, and investment time frames; ] insurance agencies, insurance consultation and insurance administration services in the fields of life, health, and long-term care; [ underwriting, issuance and administration of annuities; ] Investment management of and distribution of annuities | ACTIVE | Sep 1, 2015 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by ARISTATA FINANCIAL, LLC
- Other trademarks owned by ARISTATA FINANCIAL, LLC
- Other trademarks owned by Flint Hills Financial Holdings, LLC
- Other trademarks owned by Flint Hills Financial Holdings, LLC
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 27, 2025 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Oct 27, 2025 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Oct 27, 2025 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Oct 20, 2025 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jul 1, 2025 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jun 21, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| May 24, 2022 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| May 24, 2022 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| May 24, 2022 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Dec 2, 2021 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Jun 21, 2021 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Sep 12, 2017 | A7OK | AMENDMENT UNDER SECTION 7 - PROCESSED | — |
| Sep 11, 2017 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Aug 30, 2017 | ES7R | TEAS SECTION 7 REQUEST RECEIVED | — |
| Jun 21, 2016 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| May 14, 2016 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| May 13, 2016 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| May 4, 2016 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| May 2, 2016 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Mar 30, 2016 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Mar 28, 2016 | IUAF | USE AMENDMENT FILED | — |
| Mar 28, 2016 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Mar 22, 2016 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jan 26, 2016 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 26, 2016 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jan 6, 2016 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Oct 13, 2015 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Oct 13, 2015 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Oct 13, 2015 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Oct 13, 2015 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Oct 13, 2015 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Oct 8, 2015 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 6, 2015 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 3, 2015 | NWAP | NEW APPLICATION ENTERED | — |