USPTO serial 86725962
RIA INNOVATIONS
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- May 31, 2016
- Examiner
- HELFMAN, JUDITH MICHELLE
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Mercer Island, WA
Mercer Island, WA
Mercer Island, WA
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Peter W. Becker
Peter W. Becker Christensen O'Connor Johnson Kindness1201 Third Ave, Suite 3600Seattle, WA 98101-3268United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Business management consulting for investment adviser professionals; compliance monitoring for investment adviser professionals to ensure compliance with federal and state regulations for account auditing purposes; business marketing services for registered investment advisers; business succession planning for investment adviser professionals; back office services for investment advisor professionals, namely, audit support document review and submission, marketing, cashiering in the form of bookkeeping and bill paying, and portfolio account reconciliation on behalf of others | ACTIVE | Feb 10, 2015 |
| 036 | Investment advisory services; financial portfolio management | ACTIVE | Feb 10, 2015 |
| 042 | Computer software consulting in fields of investment adviser services management and reporting, digital telephone systems, investment adviser tools, secure and redundant backup systems; technological consulting regarding computer hardware systems in fields of investment adviser services management and reporting, digital telephone systems, investment adviser tools, secure and redundant backup systems | ACTIVE | Feb 10, 2015 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by NWAM, LLC
- Other trademarks owned by NWAM, LLC
- Other trademarks owned by NWAM, LLC
- Other trademarks in Class 035
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- Other trademarks in Class 042
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 30, 2025 | NA89 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | — |
| Sep 30, 2025 | RNL1 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | The trademark registration was renewed for another 10-year term after acceptable maintenance filings. RNL1, RNL2, and RNL3 indicate which renewal cycle (first, second, or third 10-year term) was recorded. The registration remains active. |
| Sep 30, 2025 | 89AG | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | The USPTO accepted your combined Section 8 declaration and Section 9 renewal application. The registration is renewed for another 10-year term. The next combined maintenance filing will be due at the following 10-year anniversary. |
| Sep 30, 2025 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jun 5, 2025 | E89R | TEAS SECTION 8 & 9 RECEIVED | — |
| Jun 1, 2025 | REM2 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | — |
| Sep 25, 2021 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Sep 25, 2021 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Sep 25, 2021 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jun 11, 2021 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| May 31, 2021 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| May 31, 2016 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Mar 15, 2016 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Mar 15, 2016 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Feb 24, 2016 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Feb 3, 2016 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Feb 3, 2016 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Feb 3, 2016 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Feb 3, 2016 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Feb 3, 2016 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jan 30, 2016 | ZZZX | PREVIOUS ALLOWANCE COUNT WITHDRAWN | — |
| Jan 29, 2016 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jan 28, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jan 27, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jan 27, 2016 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Dec 3, 2015 | GPRN | NOTIFICATION OF PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Dec 3, 2015 | GPRA | PRIORITY ACTION E-MAILED | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Dec 3, 2015 | CPRA | PRIORITY ACTION WRITTEN | A priority action is a type of Office Action the USPTO treats as time-sensitive. It usually means the examining attorney needs a specific response or amendment quickly — often relating to a foreign priority claim or a formal requirement. Respond within the stated deadline. |
| Nov 30, 2015 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 19, 2015 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Aug 18, 2015 | NWAP | NEW APPLICATION ENTERED | — |