USPTO serial 86776238
PLUM
Reviewed by CopyMark Law Group
Status 606
- Filing date
- Status date
- Registration date
- —
- Examiner
- KHAN, ASMAT A
- Law office
- DIVISIONAL UNIT
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
San Francisco, CA
San Francisco, CA
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Thomas W. Cook
THOMAS W. COOK Thomas Cook Intellectual Property AttorneysPO Box 1989Sausalito, CA 94966-1989UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Investment consultation services; Financial portfolio management services; Financial services, namely, evaluating financial asset allocation, risk tolerance, financial alternative plans and investment time frames; Financial services, namely, wealth management services; Wealth management services, namely, wealth management services providing information and advice in the field of finance, financial investments and the financial aspects of retirement; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and of others' money, all excluding charge card and credit card services and related payment processing services, and all excluding mutual fund investment services and mutual fund brokerage services; Financial planning and investment advisory services; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial portfolio analysis services; Financial services, namely, a total financial portfolio management for high net worth; Financial services, namely, investment advice, investment management, investment consultation and investment of others' money, including private and public equity and debt investment services, all excluding charge card and credit card services and related payment processing services, and all excluding mutual fund investment services and mutual fund brokerage services; Financial counseling services, namely, helping others build a better working relationship with their money; Financial services, namely, a total financial portfolio management for high net worth clients; Financial services, namely, money lending, excluding charge card and credit card services and related payment processing services, and all excluding mutual fund investment services and mutual fund brokerage services; Crowd funding services in the nature of accepting and administering monetary contributions from a group of individuals, corporations, and/or trusts; Providing a website featuring financial information and investment opportunities for third-party investment; Construction lending, namely, lending services for real estate; Loan servicing on behalf of others; Providing financial and investment information to investors for use in the trading and analysis of investments, finances and financial planning; Brokerage services in the fields of securities, stocks, bonds, managed accounts, structured products, alternative investments, cash products, money market accounts, commodities, futures, options, and indices of any of them; Providing information services in the field of investment accounts; Financial administration of retirement plans; Financial trust administration services, namely, trust company custody services; Insurance brokerage services; Fixed income investment services, namely, providing financial trading services and financial information in the field of fixed income investment products; Electronic funds transfer services; Separately managed account and structured financial product services, namely, brokerage of structured products, namely, structured CDs, principal protected notes, buffered notes, return enhanced notes, reverse convertibles, and hedging and monetization strategies for concentrated equity positions; Providing financial information and brokerage services relating to third party bank structured investment products, namely, principal protected notes, buffered and leveraged notes, structured certificates of deposit and rate notes; Providing on-line computer databases featuring personal financial information about financial portfolio accounts; Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, commodities, futures, and other securities; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Securities brokerage; Equity capital investment services; Financial investment services, namely, private placements of hedge funds, private equity funds, securities and derivatives for others; Financial investment of others' money; Securities trading and investing services for others via the internet; Investment advisory services; Investment consultation services; Investment management services; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Cash management account services, all excluding charge card and credit card services and related payment processing services, and all excluding mutual fund investment services and mutual fund brokerage services; providing financial portfolio management services; Financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans, and investment time frames; Investment banking services; Securities brokerage; Equity capital investment services; Investment of funds for others; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement through a global computer network; Financial planning; Providing an interactive online computer database in the field of financial portfolio management, financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans, and investment time frames; Investment and insurance planning and consultation services; Financial services, namely, investment management services, investment advisory services, asset management services, investment of others' money and provision of long-term capital; Private equity fund investment services; Management of private equity funds; all excluding charge card and credit card services and related payment processing services, and all excluding mutual fund investment services and mutual fund brokerage services; Providing news in the field of finance and investments for use by investors in the trading and analysis of investments, finances and financial planning; Providing financial and investment research for investors for use in the trading and analysis of investments, finances and financial planning; Providing information and financial analysis in the fields of finance, investment, financial planning, and investment strategy; Providing financial news, information, research, and analysis in the fields of investing, finance, financial planning, and current financial events, namely, macro and microeconomic trends; Providing information and analysis in the fields of finance, investment, financial planning, and investment strategy by online and telephonic means | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Jun 8, 2020 | MAB6 | ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Jun 8, 2020 | ABN6 | ABANDONMENT - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Sep 11, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 10, 2019 | EX5G | SOU EXTENSION 5 GRANTED | — |
| Sep 5, 2019 | EXT5 | SOU EXTENSION 5 FILED | — |
| Sep 5, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Feb 21, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Feb 19, 2019 | EX4G | SOU EXTENSION 4 GRANTED | — |
| Feb 19, 2019 | EXT4 | SOU EXTENSION 4 FILED | — |
| Feb 19, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Aug 28, 2018 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Aug 24, 2018 | EX3G | SOU EXTENSION 3 GRANTED | — |
| Aug 24, 2018 | EXT3 | SOU EXTENSION 3 FILED | — |
| Aug 24, 2018 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Feb 15, 2018 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Feb 13, 2018 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Feb 13, 2018 | EXT2 | SOU EXTENSION 2 FILED | — |
| Feb 13, 2018 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 27, 2017 | NOAC | CORRECTED NOA E-MAILED | — |
| Sep 26, 2017 | DPCC | DIVISIONAL PROCESSING COMPLETE | — |
| Sep 19, 2017 | DRRR | DIVISIONAL REQUEST RECEIVED | — |
| Sep 19, 2017 | ERTD | TEAS REQUEST TO DIVIDE RECEIVED | — |
| Jun 7, 2017 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Jun 5, 2017 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Jun 5, 2017 | EXT1 | SOU EXTENSION 1 FILED | — |
| Jun 5, 2017 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Mar 7, 2017 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jan 10, 2017 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 10, 2017 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Dec 21, 2016 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Nov 29, 2016 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 29, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Nov 28, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Nov 28, 2016 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Oct 17, 2016 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Oct 17, 2016 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Oct 17, 2016 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Aug 30, 2016 | DPCC | DIVISIONAL PROCESSING COMPLETE | — |
| Aug 30, 2016 | DPCC | DIVISIONAL PROCESSING COMPLETE | — |
| Aug 30, 2016 | DPCC | DIVISIONAL PROCESSING COMPLETE | — |
| Aug 22, 2016 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Aug 2, 2016 | DRRR | DIVISIONAL REQUEST RECEIVED | — |
| Aug 2, 2016 | ERTD | TEAS REQUEST TO DIVIDE RECEIVED | — |
| Aug 2, 2016 | ERTD | TEAS REQUEST TO DIVIDE RECEIVED | — |
| Jul 29, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jul 28, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jul 28, 2016 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jun 12, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 12, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jun 12, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 13, 2016 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| May 13, 2016 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| May 13, 2016 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Feb 3, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 3, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Feb 3, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Jan 24, 2016 | DOCK | ASSIGNED TO EXAMINER | — |
| Oct 7, 2015 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |