USPTO serial 87026601
POLICY SHARES
Reviewed by CopyMark Law Group
Status 606
- Filing date
- Status date
- Registration date
- —
- Examiner
- SMITH, CYNTHIA RINALDI
- Law office
- INTENT TO USE SECTION
What this means
This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Christina D. Frangiosa
Christina D. Frangiosa ECKERT SEAMANS CHERIN & MELLOTT LLC50 S 16TH ST, 22nd floorPHILADELPHIA, PA 19102-2516UNITED STATESGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | Providing statistical information and indices of stock exchange dealings, valuables in the nature of traded financial products, and interests in the nature of equities, bonds, preferreds, futures, options, currencies, and commodities taking into account prices, exchange rates, and other economic data in the nature of statistical information associated with financial performance, trading volume, earnings, earnings forecasts and global economic statistics, all for others for commercial purposes, business market evaluation purposes, and economic forecasting purposes; commercial administration of licensing of indexes and exchange traded funds to banks and other institutions issuing financial instruments or derivatives; all of the foregoing excluding services pertaining to securitized insurance policies | ACTIVE | — |
| 036 | Financial portfolio management; financial portfolio management by means of providing models, creating indexes of stocks and securities for others, and creating model allocations and portfolios using these models and indexes through the use of exchange traded funds; all of the foregoing for financial purposes; all of the foregoing excluding services pertaining to securitized insurance policies | ACTIVE | — |
| 045 | Licensing of indexes and exchange traded funds to banks and other institutions issuing financial instruments or derivatives; all of the foregoing excluding services pertaining to securitized insurance policies | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Waves Licensing, LLC
- Other trademarks owned by Waves Licensing, LLC
- Other trademarks owned by WIDE WING FINANCING, LLC
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 045
- Similar marks named POLICY SHARES
- Prosecution event MAB6 explained
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Mar 15, 2021 | MAB6 | ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Mar 15, 2021 | ABN6 | ABANDONMENT - NO USE STATEMENT FILED | The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window. |
| Aug 18, 2020 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Aug 17, 2020 | EX5G | SOU EXTENSION 5 GRANTED | — |
| Aug 17, 2020 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Jul 31, 2020 | EXT5 | SOU EXTENSION 5 FILED | — |
| Jul 31, 2020 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Mar 11, 2020 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Feb 1, 2020 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Jan 30, 2020 | EX4G | SOU EXTENSION 4 GRANTED | — |
| Jan 30, 2020 | EXT4 | SOU EXTENSION 4 FILED | — |
| Jan 30, 2020 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Aug 8, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Aug 6, 2019 | EX3G | SOU EXTENSION 3 GRANTED | — |
| Aug 6, 2019 | EXT3 | SOU EXTENSION 3 FILED | — |
| Aug 6, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Aug 5, 2019 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Feb 5, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Feb 1, 2019 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Feb 1, 2019 | EXT2 | SOU EXTENSION 2 FILED | — |
| Feb 1, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Aug 23, 2018 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 3, 2018 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Aug 1, 2018 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Aug 1, 2018 | EXT1 | SOU EXTENSION 1 FILED | — |
| Aug 1, 2018 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Aug 1, 2018 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Feb 6, 2018 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Dec 12, 2017 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Dec 12, 2017 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Nov 22, 2017 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Nov 8, 2017 | EXPT | EXPARTE APPEAL TERMINATED | — |
| Nov 7, 2017 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 3, 2017 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Nov 3, 2017 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Nov 3, 2017 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Nov 3, 2017 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Oct 11, 2017 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 11, 2017 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 6, 2017 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Oct 6, 2017 | EXPI | EX PARTE APPEAL-INSTITUTED | — |
| Oct 6, 2017 | JURT | JURISDICTION RESTORED TO EXAMINING ATTORNEY | — |
| Oct 6, 2017 | EXAF | EXPARTE APPEAL RECEIVED AT TTAB | — |
| Jun 27, 2017 | RDX3 | NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED | — |
| Jun 27, 2017 | RDX1 | ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED | — |
| Jun 27, 2017 | RRDX | ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED | — |
| Jun 6, 2017 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jun 5, 2017 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jun 5, 2017 | ERFR | TEAS REQUEST FOR RECONSIDERATION RECEIVED | — |
| Apr 7, 2017 | GNFN | NOTIFICATION OF FINAL REFUSAL EMAILED | — |
| Apr 7, 2017 | GNFR | FINAL REFUSAL E-MAILED | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Apr 7, 2017 | CNFR | FINAL REFUSAL WRITTEN | A final Office Action (final refusal) means the examining attorney is maintaining at least one refusal and your options are narrower. You can file a response addressing the refusal, appeal to the Trademark Trial and Appeal Board, or let the application abandon. |
| Mar 20, 2017 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Mar 20, 2017 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Mar 13, 2017 | ALIE | ASSIGNED TO LIE | — |
| Feb 27, 2017 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 25, 2016 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 25, 2016 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 25, 2016 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 22, 2016 | DOCK | ASSIGNED TO EXAMINER | — |
| Jun 2, 2016 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| May 10, 2016 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| May 9, 2016 | NWAP | NEW APPLICATION ENTERED | — |