USPTO serial 87385433
ALPHAPEAK
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 14, 2021
- Examiner
- MAHONEY, PAULA M
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
NEW YORK, NY, US
Global Financial Private Capital LLC
Sarasota, FL, US
Other trademarks owned by Global Financial Private Capital LLC
NEW YORK, NY, US
Global Financial Private Capital LLC
Sarasota, FL, US
Other trademarks owned by Global Financial Private Capital LLC
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
SARASOTA, FL, US
Other trademarks owned by GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Ester Martin
Ester Martin HOLLAND & HART LLPP.O. BOX 8749ATT'N: TRADEMARK DOCKETINGDENVER, CO, 80201Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 035 | advisory services with regard to business planning provided to and through third-party registered investment advisors or affiliated investment advisory representatives | ACTIVE | Jan 13, 2020 |
| 036 | financial asset management, wealth management, and investment advisory, financial planning provided to and through third-party registered investment advisors or affiliated investment advisory representatives | ACTIVE | Jan 13, 2020 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by JAMES ALPHA ADVISORS, LLC
- Other trademarks owned by Global Financial Private Capital LLC
- Other trademarks owned by JAMES ALPHA ADVISORS, LLC
- Other trademarks owned by Global Financial Private Capital LLC
- Other trademarks owned by GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
- Other trademarks in Class 035
- Other trademarks in Class 036
- Similar marks named ALPHAPEAK
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 14, 2026 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Sep 14, 2021 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 12, 2021 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Aug 11, 2021 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Jul 1, 2021 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Jul 1, 2021 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Jul 1, 2021 | ALIE | ASSIGNED TO LIE | — |
| May 5, 2021 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Nov 12, 2020 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 12, 2020 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 12, 2020 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 6, 2020 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Sep 23, 2020 | IUAF | USE AMENDMENT FILED | — |
| Sep 23, 2020 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Apr 3, 2020 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Apr 2, 2020 | EX5G | SOU EXTENSION 5 GRANTED | — |
| Mar 26, 2020 | EXT5 | SOU EXTENSION 5 FILED | — |
| Mar 26, 2020 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Oct 23, 2019 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Oct 16, 2019 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Sep 28, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 27, 2019 | EX4G | SOU EXTENSION 4 GRANTED | — |
| Sep 27, 2019 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Sep 25, 2019 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Sep 24, 2019 | EXT4 | SOU EXTENSION 4 FILED | — |
| Sep 24, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 24, 2019 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 24, 2019 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Jul 31, 2019 | ASGN | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | — |
| Mar 26, 2019 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Mar 22, 2019 | EX3G | SOU EXTENSION 3 GRANTED | — |
| Mar 22, 2019 | EXT3 | SOU EXTENSION 3 FILED | — |
| Mar 22, 2019 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 22, 2018 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 20, 2018 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Sep 20, 2018 | EXT2 | SOU EXTENSION 2 FILED | — |
| Sep 20, 2018 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Feb 10, 2018 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Feb 8, 2018 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Feb 8, 2018 | EXT1 | SOU EXTENSION 1 FILED | — |
| Feb 8, 2018 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 26, 2017 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Aug 1, 2017 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Aug 1, 2017 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jul 12, 2017 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Jun 19, 2017 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jun 16, 2017 | DOCK | ASSIGNED TO EXAMINER | — |
| Mar 31, 2017 | MPMK | NOTICE OF PSEUDO MARK E-MAILED | — |
| Mar 30, 2017 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Mar 28, 2017 | NWAP | NEW APPLICATION ENTERED | — |