Drawing for AXOS SECURITIES

USPTO serial 88279034

AXOS SECURITIES

Reviewed by CopyMark Law Group

Status 606
Filing date
Status date
Registration date
—
Examiner
WHEATLEY, TRAVIS DWIGHT
Law office
INTENT TO USE SECTION

What this means

This page summarizes the public USPTO record for this serial number, including owners, goods and services, and prosecution history.

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Owner

Attorney of record

The USPTO lists this attorney as the applicant's representative for correspondence on this application.

Ann K. Ford

Ann K. Ford DLA PIPER LLP (US)500 EIGHTH STREET, NWWASHINGTON, DC 20004UNITED STATES

Goods and services

ClassDescriptionStatusFirst use
036banking services; money transmission services, namely, electronic transfer of money; financial investment brokerage and financial investment portfolio management services provided to financial professionals via global electronic networks; providing information and analysis in the fields of finance and investment via global electronic networks; providing information regarding investment account activity via global electronic networks; financial and investment services, namely, securities brokerage and trading of securities, stocks, bonds, derivatives, warrants, mutual funds, money market funds, exchange traded funds, commodities, futures, options and indices of any of the foregoing; financial and investment services, namely, cash management account services; providing web-based, automated and customized personal financial management services, namely, management of personal financial accounts and investments, daily monitoring of financial transactions and account balances, and budget and spending reporting, each through a global computer network; online financial advisory services in the nature of automated financial robo-advisory services; online financial management services in the nature of automated robo-wealth management and portfolio management and rebalancing; end-point investor services, namely, capital investment and investment of funds; investment consultancy and management and financial portfolio management; individual retirement account services; investment consultation services in the area of investment risk assessment; transactions; clearing and reconciling financial transactions via a global computer network; agency and brokerage services for trading of securities, securities index futures, securities options, and overseas market securities futures; brokerage of shares and other securities; brokerage of shares or stocks and other securities; brokerage services for capital investments; brokerage services for stocks and bonds; brokerage services in the field of securities and commodities investing; clearing and reconciling financial transactions via a global computer network; financial investment brokerage services; financial services, namely, securities brokerage, clearing and custody services; investment trade execution services; consulting services, namely, financial consulting; financial services, namely, providing services in the nature of automated securities finance relating to securities lending and borrowing transactions via a global computer networkACTIVE—

Related trademarks

CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.

Prosecution history

Latest event (MAB6): The intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window.

DateCodeEventWhat it means
Aug 29, 2022MAB6ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILEDThe intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window.
Aug 29, 2022ABN6ABANDONMENT - NO USE STATEMENT FILEDThe intent-to-use application was abandoned because no acceptable Statement of Use (or valid extension) was filed before the Notice of Allowance deadline expired. The application is dead unless revived within a limited window.
Feb 3, 2022EXRANOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED—
Feb 2, 2022EX5GSOU EXTENSION 5 GRANTED—
Feb 2, 2022AITUCASE ASSIGNED TO INTENT TO USE PARALEGAL—
Jan 24, 2022EXT5SOU EXTENSION 5 FILED—
Jan 24, 2022EEXTSOU TEAS EXTENSION RECEIVEDThe applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use.
Jul 22, 2021EXRANOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED—
Jul 20, 2021EX4GSOU EXTENSION 4 GRANTED—
Jul 20, 2021EXT4SOU EXTENSION 4 FILED—
Jul 20, 2021EEXTSOU TEAS EXTENSION RECEIVEDThe applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use.
Jan 27, 2021EXRANOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED—
Jan 25, 2021EX3GSOU EXTENSION 3 GRANTED—
Jan 25, 2021EXT3SOU EXTENSION 3 FILED—
Jan 25, 2021EEXTSOU TEAS EXTENSION RECEIVEDThe applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use.
Jul 25, 2020EXRANOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED—
Jul 23, 2020EX2GSOU EXTENSION 2 GRANTED—
Jul 23, 2020EXT2SOU EXTENSION 2 FILED—
Jul 23, 2020EEXTSOU TEAS EXTENSION RECEIVEDThe applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use.
Apr 23, 2020DOCKASSIGNED TO EXAMINER—
Jan 25, 2020EXRANOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED—
Jan 23, 2020EX1GSOU EXTENSION 1 GRANTED—
Jan 23, 2020EXT1SOU EXTENSION 1 FILED—
Jan 23, 2020EEXTSOU TEAS EXTENSION RECEIVEDThe applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use.
Jul 23, 2019NOAMNOA E-MAILED - SOU REQUIRED FROM APPLICANTA Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date.
May 28, 2019NPUBOFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED—
May 28, 2019PUBOPUBLISHED FOR OPPOSITIONYour mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance.
May 8, 2019NONPNOTIFICATION OF NOTICE OF PUBLICATION E-MAILED—
Apr 24, 2019PREVLAW OFFICE PUBLICATION REVIEW COMPLETED—
Apr 24, 2019ALIEASSIGNED TO LIE—
Apr 9, 2019CNSAAPPROVED FOR PUB - PRINCIPAL REGISTER—
Apr 9, 2019XAECEXAMINER'S AMENDMENT ENTERED—
Apr 9, 2019GNENNOTIFICATION OF EXAMINERS AMENDMENT E-MAILED—
Apr 9, 2019GNEAEXAMINERS AMENDMENT E-MAILED—
Apr 9, 2019CNEAEXAMINERS AMENDMENT -WRITTEN—
Mar 15, 2019DOCKASSIGNED TO EXAMINER—
Feb 20, 2019NWOSNEW APPLICATION OFFICE SUPPLIED DATA ENTERED—
Jan 31, 2019NWAPNEW APPLICATION ENTERED—

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