USPTO serial 88503354
PIPER SANDLER
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Jun 21, 2022
- Examiner
- BURDECKI, ANNA C
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
Status 700 means the trademark is registered and active on the Principal Register. You have nationwide rights for the listed goods and services and may use ®. Section 8 maintenance is due between years five and six. Calendar Section 8 between years five and six, and consider trademark monitoring.
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Current trademark owner
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Owner
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
James R. Steffen
James R. Steffen Faegre Drinker Biddle & Reath LLP90 South 7th Street2200 Wells Fargo CenterMinneapolis, MN 55402Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 009 | DVDs featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites; Downloadable electronic publications in the nature of reports in the fields of financial matters and investment matters | ACTIVE | Jan 3, 2020 |
| 016 | Printed publications, namely, newsletters, research reports, charts, grids, pitch books, portfolio reports, and presentations in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Publicity texts being information flyers featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Newsletters in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Manuals in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Directories of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets containing information on securities and investment banking; Brochures about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Brochures containing information on securities and investment banking; Leaflets about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Leaflets containing information on securities and investment banking; Pamphlets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Pamphlets containing information on securities and investment banking; Stationery; Calendars; Printed reports featuring information in the fields of financial matters and investment matters | ACTIVE | Jan 3, 2020 |
| 035 | Business advice and information relating to loans, finance, and capital; Preparation of reports relating to financial matters and investment matters; Consultation services in the field of business mergers and acquisitions; Tax advisory services | ACTIVE | Jan 3, 2020 |
| 036 | Automated securities brokerage; Banking services; Bond trading being trading in securities; Bond brokerage services; Business finance procurement and consultation services; Capital investment services; Corporate finance services, namely, consultation in the field of capital structure; Financial advisory and consultancy services; Financial analysis and consultation services; Financial analysis and research services; Financial and investment research and information services; Financial counseling being financial advice related to investment securities; Financial forecasting; Financial information provided by electronic means; Financial investment in the field of annuities; Financial investment in the field of debt securities; Financial investment in the field of hedging instruments being hedge funds; Financial investment in the field of mutual funds; Financial investment in the field of securities; Financial investment in the field of stocks; Financial management; Financial portfolio management; Financial research services; Financial services, namely, financial consultancy, financial portfolio analysis, and financial management in the fields of public finance, institutional equities, fixed income, merchant banking, private equity, and mortgage finance; Financial services, namely, raising debt and equity capital for others; Financial valuations; Financing of loans; Financing services; Fixed income products trading being trading in securities; Fixed income products brokerage services; Fund investment consultation; Funds investment; Information, consultancy, and research services relating to finance and investments; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Consumer and commercial lending and debt solutions advisory services; Financing and loan services, namely, loan underwriting; Mortgage banking services; Mutual fund brokerage; Private equity services, namely, providing financing to emerging and start-up companies; Providing information and research in the fields of finance and investments; Providing financial information and investment information and financial news via e-mail; Providing a website featuring financial information and investment information; Providing a website featuring information in the fields of financial research and investment research; Real estate investment brokerage services; Securities trading and brokerage services; Stock trading being trading in securities; Stock brokerage services; Real estate investment trust management services; Underwriting services in the field of securities; Trust services, namely, unit trust and investment trust company services; Venture capital services, namely, providing financing to emerging and start-up companies | ACTIVE | Jan 3, 2020 |
| 041 | Non-downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Non-downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites | ACTIVE | Jan 3, 2020 |
| 042 | Providing temporary use of on-line non-downloadable computer software for management of financial assets and providing financial information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment relating to financial information; Providing temporary use of on-line non-downloadable computer software for the management of financial assets; Providing temporary use of on-line non-downloadable software for providing access to proprietary databases online in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information relating to financial information; Providing temporary use of on-line non-downloadable software for searching and displaying charges incurred in administering financial assets | ACTIVE | Jan 3, 2022 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Piper Jaffray & Co.
- Other trademarks owned by Piper Jaffray & Co.
- Other trademarks owned by Piper Sandler & Co
- Other trademarks owned by Piper Sandler & Co
- Other trademarks in Class 009
- Other trademarks in Class 016
- Other trademarks in Class 035
- Other trademarks in Class 036
- Other trademarks in Class 041
- Other trademarks in Class 042
- Similar marks named PIPER SANDLER
- Recently changed USPTO trademarks
- Recently filed trademarks
- Browse all trademark records
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 12, 2022 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Oct 12, 2022 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 12, 2022 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Jun 21, 2022 | NRCC | NOTICE OF REGISTRATION CONFIRMATION EMAILED | — |
| Jun 21, 2022 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| May 19, 2022 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| May 18, 2022 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Apr 20, 2022 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Apr 18, 2022 | IUAF | USE AMENDMENT FILED | — |
| Apr 18, 2022 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Mar 19, 2022 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Mar 18, 2022 | EX2G | SOU EXTENSION 2 GRANTED | — |
| Mar 18, 2022 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Mar 9, 2022 | EXT2 | SOU EXTENSION 2 FILED | — |
| Mar 9, 2022 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Sep 10, 2021 | EXRA | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | — |
| Sep 8, 2021 | EX1G | SOU EXTENSION 1 GRANTED | — |
| Sep 8, 2021 | EXT1 | SOU EXTENSION 1 FILED | — |
| Sep 8, 2021 | EEXT | SOU TEAS EXTENSION RECEIVED | The applicant requested more time to file a Statement of Use before the Notice of Allowance deadline. Each extension typically adds six months. A limited number of extensions are available for intent-to-use applications not yet in use. |
| Mar 9, 2021 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Jan 12, 2021 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jan 12, 2021 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Dec 23, 2020 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Dec 3, 2020 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 13, 2020 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Nov 12, 2020 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Nov 12, 2020 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| May 12, 2020 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 12, 2020 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| May 12, 2020 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Apr 3, 2020 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Apr 3, 2020 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Apr 3, 2020 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jan 22, 2020 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jan 22, 2020 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Oct 3, 2019 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 3, 2019 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 3, 2019 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 24, 2019 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 15, 2019 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 11, 2019 | NWAP | NEW APPLICATION ENTERED | — |