USPTO serial 88527829
EQUITY SHIFT
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Nov 24, 2020
- Examiner
- BROWN, TINA
- Law office
- Historical data usage
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Neil M. Barnes
Neil M. Barnes Neo IPPO Box 52546Durham, NC 27717United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 042 | Providing software as a service (SaaS) services featuring software for managing securities for privately held companies through digitally-automated trading and compliance; providing software as a services (SaaS) services featuring software for trading multi-party tradable securities compliant with securities rules and company-defined rules for privately held companies; providing software as a service (SaaS) services featuring software for converting capitalization tables, securities definitions, company rules, and required disclosures to fully compliant peer-to-peer tradable equity securities; providing platform as a service (PaaS) featuring computer software platforms for tracking and controlling activities, information disclosures, shareholder communications, securities, and securities trading for a privately held company based upon by-laws and/or operating rules of the company; providing platform as a service (PaaS) featuring computer software platforms for monitoring, controlling, and trading shares of a privately held company based upon by-laws and/or operating rules of the company; providing platform as a service (PaaS) featuring computer software platforms for fractionalizing shares of a private company; providing on-line non-downloadable software for monitoring the status of securities for privately held companies; providing on-line non-downloadable software for initiating and settling controlled liquidity events for private securities; providing on-line non-downloadable software for accessing a secondary market for private equity through a blockchain-based virtual marketplace; providing on-line non-downloadable software for converting shares of stock in privately held companies into digital securities utilizing smart contracts; providing on-line non-downloadable software providing peer-to-peer trading services for blockchain-based investments in privately held companies; providing software as a service (SaaS) services featuring software for managing investments in privately held companies for investors and privately held companies; providing use of online non-downloadable web-based applications for managing investments in privately held companies for investors and privately held companies; providing use of online non-downloadable web-based applications for managing blockchain-based equity securities; providing platform as a service (PaaS) services featuring computer software platforms that enable the transfer of shares using currencies including cryptocurrencies; providing platform as a service (PaaS) services featuring computer software platforms for private equity investment management using blockchain and smart contracts | ACTIVE | Mar 9, 2020 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Apr 24, 2026 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Apr 24, 2026 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Apr 24, 2026 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Apr 17, 2026 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Apr 17, 2026 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Apr 17, 2026 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Jan 22, 2026 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Nov 24, 2025 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Jul 27, 2023 | EWAF | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS | — |
| Jul 27, 2023 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Jul 27, 2023 | ARAA | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Jul 27, 2023 | REAP | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | — |
| Nov 24, 2020 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Oct 20, 2020 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Oct 19, 2020 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Oct 17, 2020 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Oct 17, 2020 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Oct 1, 2020 | IUAF | USE AMENDMENT FILED | — |
| Oct 1, 2020 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Jun 16, 2020 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Apr 21, 2020 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Apr 21, 2020 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Apr 1, 2020 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Mar 19, 2020 | ALIE | ASSIGNED TO LIE | — |
| Mar 13, 2020 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Feb 27, 2020 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Feb 26, 2020 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Feb 26, 2020 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Oct 15, 2019 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 15, 2019 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 15, 2019 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Oct 9, 2019 | DOCK | ASSIGNED TO EXAMINER | — |
| Jul 30, 2019 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 25, 2019 | NWAP | NEW APPLICATION ENTERED | — |