USPTO serial 88575739
BUILT BY LAWYERS, POWERED BY PROS
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 22, 2020
- Examiner
- PINO, BRIAN
- Law office
- Historical data usage
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Anna King
Anna King BANNER & WITCOFF, LTD.71 S. WACKER DRIVE, SUITE 3600CHICAGO, IL 60606United StatesGoods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | financial services and products for fully-bundled retirement programs, namely, financial investment in the field of securities, financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment funds of others; fiduciary services, namely, fiduciary representative services; trustee services; self-directed brokerage services, namely, brokerage of shares and other securities; investment of funds; investment products and vehicles, namely, investment options for retirement plans, commingled funds investment, and mutual funds investment, investment services namely, asset acquisition, consultation, development and management services; investment advice, trust management accounts, investment management, investment consultation, and investment of funds for others; plan administration of and regulatory compliance consulting for defined contribution and defined benefit plans, distribution options, and holistic financial wellness programs, namely, processing, administering and managing benefit plans concerning insurance and finance; consultation in the field of retirement plans, namely, financial planning for retirement; retirement products and services, namely, providing information and advice in the field of finance, investment consultation, financial valuations, and financial planning aspects of retirement; financial planning for retirement; financial retirement plan consulting services; providing information and advice in the field of financial investments and the financial aspects of retirement; financial services, namely, providing retirement and pension plan administration in the field of retirement investment programs, 401(k) investment and administration, profit sharing and defined benefit plans; related financial planning services in the field of retirement; financial services, namely, providing retirement and pension plan administration in the field of retirement investment programs, 401(k) investment and administration, profit sharing, financial planning advice and information, holistic financial wellness advice and information, and defined benefit plans | ACTIVE | Apr 30, 2020 |
| 041 | educational services, namely, providing non-downloadable webinars in the fields of financial planning, retirement planning, retirement plan fees, holistic financial wellness programs, namely, providing non-downloadable webinars featuring educational seminars and instruction for planning for financial distributions; investment education, namely, providing non-downloadable webinars featuring educational seminars in the field of retirement planning, investment advice, trust management accounts, and financial and regulatory administration of retirement plans, and distribution of educational materials in connection therewith for all of the above | ACTIVE | Apr 30, 2020 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by ABA Retirement Funds
- Other trademarks owned by ABA Retirement Funds
- Other trademarks owned by ABA Retirement Funds
- Other trademarks in Class 036
- Other trademarks in Class 041
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Oct 21, 2026 | NA85 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | — |
| Oct 21, 2026 | C15A | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | — |
| Oct 19, 2026 | APRE | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | — |
| Aug 13, 2026 | E815 | TEAS SECTION 8 & 15 RECEIVED | — |
| Sep 22, 2025 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Sep 22, 2020 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 18, 2020 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Aug 17, 2020 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Aug 17, 2020 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Aug 17, 2020 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Aug 17, 2020 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Aug 17, 2020 | SNEA | SU-EXAMINER'S AMENDMENT WRITTEN | — |
| Jul 30, 2020 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Jul 30, 2020 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Jul 15, 2020 | IUAF | USE AMENDMENT FILED | — |
| Jul 15, 2020 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Feb 4, 2020 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Dec 10, 2019 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Dec 10, 2019 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Nov 20, 2019 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Nov 6, 2019 | ALIE | ASSIGNED TO LIE | — |
| Nov 1, 2019 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Oct 31, 2019 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Oct 31, 2019 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Oct 31, 2019 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Sep 16, 2019 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 16, 2019 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 16, 2019 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Sep 9, 2019 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 27, 2019 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Aug 15, 2019 | NWAP | NEW APPLICATION ENTERED | — |