USPTO serial 90379458
SOFTWARE AS A PARTNERSHIP
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 28, 2021
- Examiner
- CARROLL, DORITT
- Law office
- PUBLICATION AND ISSUE SECTION
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
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Owner
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Stephen D. Adams
STEPHEN D. ADAMS CHAMBLISS, BAHNER & STOPHEL, P.C.605 CHESTNUT STREETSUITE 1700CHATTANOOGA, TN 37450Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 042 | Providing temporary use of online non-downloadable computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of compliance and operational tasks financial advisors perform regularly and automation of compliance oversight of financial advisor activities; Providing temporary use of non-downloadable software for document management, data governance, regulatory compliance, cybersecurity, vendor due diligence, data security risk assessment and mitigation; Providing temporary use of non-downloadable software for data security incident reporting and response, data access controls, providing and managing company policies; Providing temporary use of non-downloadable vendor security software for vendor identification, vendor evaluation, vendor evaluation, vendor monitoring, vendor management, and vendor reporting; Providing temporary use of non-downloadable incident reporting software for providing data breach alerts, documents data breaches and responses, and providing notifications concerning data breach incidents; Providing temporary use of non-downloadable data access software for monitoring access to data, managing access to data, and providing reports regarding access and changes to data; Providing temporary use of non-downloadable data access software for storing templates and documents and providing read and write access to templates and documents; and Providing temporary use of non-downloadable cybersecurity software for identifying protectable data and cybersecurity risks, developing and implementing data safeguards, developing and implementing data breach identification processes, developing and implementing data breach responses, and implementing data breach recovery processes | ACTIVE | — |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
- Other trademarks owned by Smart-RIA Ventures, Inc.
- Other trademarks owned by Smart-RIA Ventures, Inc.
- Other trademarks owned by Smart-RIA Ventures, Inc.
- Other trademarks in Class 042
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Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 28, 2026 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Sep 28, 2021 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Jul 13, 2021 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Jul 13, 2021 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Jun 23, 2021 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Jun 8, 2021 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Jun 8, 2021 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Jun 8, 2021 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Jun 8, 2021 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Jun 8, 2021 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Jun 7, 2021 | DOCK | ASSIGNED TO EXAMINER | — |
| Feb 21, 2021 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Dec 17, 2020 | NWAP | NEW APPLICATION ENTERED | — |