USPTO serial 90975474
COMPOUND KINGS
Reviewed by CopyMark Law Group
- Filing date
- Status date
- Registration date
- Sep 21, 2021
- Examiner
- HOWELL, MATTHEW P
- Law office
- TMO LAW OFFICE 123
What this means
This registration is in, or will soon enter, a USPTO maintenance window. Missing a Section 8 or Section 9 filing can cancel the registration.
Need help with COMPOUND KINGS?
If you own this trademark, we can monitor new filings and help with USPTO deadlines. If you do not, we can file a new U.S. application.
Current trademark owner
Get help with this Renewal, set up monitoring, or talk with CopyMark.
Get Attorney Assistance for just $399*
Plus Government fees of $325
Not the owner?
File a new U.S. trademark application, or speak with our attorneys.
Owner
Nashville, TN, US
Nashville, TN, US
San Francisco, CA, US
Attorney of record
The USPTO lists this attorney as the applicant's representative for correspondence on this application.
Dana S. Gross
Dana S. Gross MORGAN, LEWIS & BOCKIUS LLP1111 PENNSYLVANIA AVENUE, NWATTN: TMSUWASHINGTON, DC 20004Goods and services
| Class | Description | Status | First use |
|---|---|---|---|
| 036 | Financial services, namely, operation and management of exchange-traded funds for others; Financial investment brokerage services, namely, distribution of exchange-traded funds; Financial administration of exchange-traded funds; Financial investment brokerage services, namely, offering and administering exchange-traded funds; Investment management in the fields of exchange-traded funds; Financial investment brokerage services, namely, issuance and provision of financial products and investment products in the nature of exchange-traded funds; Financial advisory and consultancy services, namely, exchange-traded fund consultation services, advisory services, investment services, financial planning services, development capital funding services, financial research services, and financial analysis services; Investment brokerage, namely, providing exchange-traded fund services in the nature of exchange traded funds brokerage and investment; Securities brokerage services; Securities trading and investing services for others via the internet; Providing investment fund and financial advisory services; Providing financial services with respect to securities and other financial instruments and products, namely, providing financial market news and commentary; Providing financial information in the field of investment opportunities and financial analysis; Providing an interactive website and on-line computer database in the fields of finance information, investment advisory services, investment management, and financial management; Providing educational information, namely, providing financial information in the fields of investing, finance, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing stock market information | ACTIVE | Dec 30, 2020 |
Related trademarks
CopyMark links this record to cited §2(d) serials, the owner's other marks, Nice classes, similar mark names, and recently changed USPTO applications.
Prosecution history
| Date | Code | Event | What it means |
|---|---|---|---|
| Sep 21, 2026 | REM1 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | — |
| Sep 21, 2021 | R.PR | REGISTERED-PRINCIPAL REGISTER | Your trademark is registered on the Principal Register — the strongest form of federal trademark protection. You may use the ® symbol for the covered goods and services. Maintenance filings (Section 8 and renewals) are required to keep the registration alive. |
| Aug 18, 2021 | SUNA | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | — |
| Aug 17, 2021 | CNPR | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | — |
| Aug 17, 2021 | TEME | TEAS/EMAIL CORRESPONDENCE ENTERED | — |
| Aug 17, 2021 | CRFA | CORRESPONDENCE RECEIVED IN LAW OFFICE | — |
| Aug 17, 2021 | ALIE | ASSIGNED TO LIE | — |
| Aug 12, 2021 | TROA | TEAS RESPONSE TO OFFICE ACTION RECEIVED | This event means the applicant filed a response to a USPTO Office Action — typically arguments, amendments, or evidence addressing the examiner's objections. The USPTO will review the response and either allow the mark to proceed or issue another action. |
| Aug 10, 2021 | CHAN | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | — |
| Aug 10, 2021 | TCCA | TEAS CHANGE OF CORRESPONDENCE RECEIVED | — |
| Aug 10, 2021 | COAR | TEAS CHANGE OF OWNER ADDRESS RECEIVED | — |
| Aug 9, 2021 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 9, 2021 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 9, 2021 | CNRT | SU - NON-FINAL ACTION - WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Aug 5, 2021 | SUPC | STATEMENT OF USE PROCESSING COMPLETE | — |
| Aug 5, 2021 | DPCC | DIVISIONAL PROCESSING COMPLETE | — |
| Aug 2, 2021 | AITU | CASE ASSIGNED TO INTENT TO USE PARALEGAL | — |
| Jul 16, 2021 | IUAF | USE AMENDMENT FILED | — |
| Jul 16, 2021 | DRRR | DIVISIONAL REQUEST RECEIVED | — |
| Jul 16, 2021 | ERTD | TEAS REQUEST TO DIVIDE RECEIVED | — |
| Jul 16, 2021 | EISU | TEAS STATEMENT OF USE RECEIVED | The applicant filed a Statement of Use with specimens showing the mark in actual commerce. The USPTO will review the filing for compliance. If accepted, the mark can proceed to registration; if deficient, the USPTO may issue a requirement or office action. |
| Feb 2, 2021 | NOAM | NOA E-MAILED - SOU REQUIRED FROM APPLICANT | A Notice of Allowance means your intent-to-use application cleared examination and opposition but is not registered yet. You must file a Statement of Use showing the mark in commerce, or request an extension, before the deadline — usually six months from the notice date. |
| Dec 8, 2020 | NPUB | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | — |
| Dec 8, 2020 | PUBO | PUBLISHED FOR OPPOSITION | Your mark was published in the USPTO Official Gazette for a 30-day opposition window. During that period, third parties who believe they would be harmed can file an opposition. If no opposition is filed, prosecution usually continues toward registration or a Notice of Allowance. |
| Nov 18, 2020 | NONP | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | — |
| Nov 4, 2020 | CNSA | APPROVED FOR PUB - PRINCIPAL REGISTER | — |
| Nov 4, 2020 | XAEC | EXAMINER'S AMENDMENT ENTERED | — |
| Nov 4, 2020 | GNEN | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | — |
| Nov 4, 2020 | GNEA | EXAMINERS AMENDMENT E-MAILED | — |
| Nov 4, 2020 | CNEA | EXAMINERS AMENDMENT -WRITTEN | — |
| Nov 3, 2020 | GNRN | NOTIFICATION OF NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 3, 2020 | GNRT | NON-FINAL ACTION E-MAILED | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 3, 2020 | CNRT | NON-FINAL ACTION WRITTEN | A non-final Office Action means the USPTO examining attorney has raised at least one issue with your trademark application but has not made a final decision. You usually have three months to respond with arguments, amendments, or evidence. Missing the deadline can abandon the application. |
| Nov 2, 2020 | DOCK | ASSIGNED TO EXAMINER | — |
| Aug 14, 2020 | NWOS | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | — |
| Jul 22, 2020 | NWAP | NEW APPLICATION ENTERED | — |